Current Report Filing (8-k)
January 24 2020 - 4:25PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): January 23, 2020
TORTOISE
ACQUISITION CORP.
(Exact name of registrant as specified in its charter)
Delaware
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83-2538002
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(State
of incorporation
or organization)
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(Commission
File Number)
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(I.R.S.
Employer
Identification No.)
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5100 W. 115th Place
Leawood, KS
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66211
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(Address of principal executive offices)
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(Zip Code)
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(212)
444-3500
(Registrant’s telephone number, including area code)
11550
Ash Street, Suite 300
Leawood,
KS 66211
(Former name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
symbol(s)
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Name
of each exchange on
which registered
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Units,
each consisting of one share of Class A common stock and one-half of one redeemable warrant
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SHLL.U
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New
York Stock Exchange
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Class
A common stock, par value $0.0001 per share
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SHLL
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New
York Stock Exchange
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Warrants,
each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
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SHLL
WS
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New
York Stock Exchange
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item
5.02
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Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
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On
January 23, 2020, Connie Savage resigned as the Chief Financial Officer and Chief Accounting Officer of Tortoise Acquisition Corp.
(the “Company”).
On January 23, 2020, the Board of Directors
of the Company appointed Stephen Pang as Chief Financial Officer of the Company. Mr. Pang (age 38) currently serves as a director
of the Company and is a Managing Director and Portfolio Manager of Tortoise Capital Advisors, L.L.C. (“Tortoise”),
an affiliate of the Company’s sponsor, Tortoise Sponsor LLC, responsible for Tortoise’s public and private direct
investments across its energy strategies, where he has served as Vice President of Tortoise Pipeline & Energy Fund, Inc.,
a closed-end fund, since May 2017. Prior to joining Tortoise in 2014, Mr. Pang was a Director in Credit Suisse Securities (USA)
LLC’s Equity Capital Markets Group. Prior to joining Credit Suisse Securities (USA) LLC in 2012, Mr. Pang worked for eight
years in Citigroup Global Markets Inc.’s Investment Banking Division, where he focused on equity underwriting and corporate
finance in the energy sector. Since October 2019, Mr. Pang has served as a member of the board of managers of Mexico Pacific Limited
LLC. There is no arrangement or understanding between Mr. Pang and any other person(s) pursuant to which he was selected to be
an officer of the Company, and Mr. Pang does not have any family relationships with any of the Company’s executive officers
or directors.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
January 24, 2020
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TORTOISE ACQUISITION CORP.
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By:
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/s/ Vincent T. Cubbage
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Name:
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Vincent T. Cubbage
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Title:
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President and Chief Executive Officer
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2
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