Nuveen Investments Inc (Other) (S-8 POS)
November 13 2007 - 5:23PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on November 13, 2007.
Registration No. 333-90420
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT
Under
The Securities Act of 1933
NUVEEN INVESTMENTS, INC.
(Exact name of registrant as specified in its charter)
|
|
|
Delaware
(State or Other Jurisdiction of
Incorporation or Organization)
|
|
36-3817266
(I.R.S. Employer Identification No.)
|
|
|
|
333 West Wacker Drive
Chicago, Illinois
(Address of Principal Executive Offices)
|
|
60606
(Zip Code)
|
Second Amendment and Restatement of the
John Nuveen Company 1996 Equity Incentive Award Plan
(Full Title of the Plan)
John L. MacCarthy
General Counsel and Secretary
Nuveen Investments, Inc.
333 West Wacker Drive
Chicago, Illinois 60606
(Name and Address of Agent for Service)
(312) 917-7700
(Telephone Number, Including Area Code, of Agent for Service)
TERMINATION OF REGISTRATION
This Post-Effective Amendment No. 1 relates to the Registration Statement on Form S-8
(Registration No. 333-90420) (the Registration Statement) of Nuveen Investments, Inc. (the
Company).
On November 13, 2007, pursuant to an Agreement and Plan of Merger, dated as of June 19, 2007,
among the Company, Windy City Investments, Inc., a Delaware corporation (Parent), and Windy City
Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Parent (Merger Sub),
Merger Sub merged with and into the Company (the Merger), with the Company continuing as the
surviving corporation and becoming a wholly-owned subsidiary of Parent. As a result, the Company
has terminated all offerings of its securities pursuant to the Registration Statement. In
accordance with an undertaking made by the Company in its Registration Statement to remove from
registration, by means of a post-effective amendment, any securities which remain unsold at the
termination of the offering, the Company hereby removes from registration all of its securities
registered pursuant to this Registration Statement that remain unsold as of the effective time of
the Merger.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it
has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and
has duly caused this Post-Effective Amendment No. 1 to be signed on its behalf by the undersigned,
thereunto duly authorized, in the City of Chicago, the State of Illinois, on November 13, 2007.
|
|
|
|
|
|
NUVEEN INVESTMENTS, INC.
|
|
|
By:
|
/s/ John P. Amboian
|
|
|
|
Name:
|
John P. Amboian
|
|
|
|
Title:
|
Chief Executive Officer
|
|
|
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration
statement has been signed by the following persons in the capacities indicated on November 13,
2007.
|
|
|
Signature
|
|
Title
|
|
|
|
*
Timothy R. Schwertfeger
|
|
Chairman and Director
|
/s/ John P. Amboian
John P. Amboian
|
|
Chief Executive Officer and Director
(Principal Executive Officer)
|
*
Willard L. Boyd
|
|
Director
|
Connie K. Duckworth
|
|
Director
|
*
Duane R. Kullberg
|
|
Director
|
Roderick A. Palmore
|
|
Director
|
/s/ Glenn R. Richter
Glenn R. Richter
|
|
Executive Vice President and Chief
Administrative Officer (Principal
Financial Officer)
|
/s/ Sherri A. Hlavacek
Sherri A. Hlavacek
|
|
Vice President and Corporate
Controller
(Principal Accounting
Officer)
|
/s/ John P. Amboian
John P. Amboian
*As Attorney-in-Fact for each of the
persons indicated
|
|
|
Nuveen Investments (NYSE:JNC)
Historical Stock Chart
From May 2024 to Jun 2024
Nuveen Investments (NYSE:JNC)
Historical Stock Chart
From Jun 2023 to Jun 2024