UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER 811-8747
CHARTWELL DIVIDEND AND INCOME FUND, INC.
(Exact name of registrant as specified in charter)
1235 Westlakes Drive, Suite 400
Berwyn, PA 19312
(Address of principal executive offices) (Zip code)
PNC Global Investment Servicing
400 Bellevue Parkway
Wilmington, DE 19809
Attn: Closed-End Department
(Name and address of agent for service)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 1-610-296-1400
DATE OF FISCAL YEAR END: NOVEMBER 30, 2009
DATE OF REPORTING PERIOD: JULY 31, 2009
ITEM 1. SCHEDULE OF INVESTMENTS
CHARTWELL DIVIDEND & INCOME FUND, INC. AUGUST 31, 2009
SCHEDULE OF INVESTMENTS (UNAUDITED)
NUMBER OF MARKET
SHARES VALUE
----------- -----------
COMMON STOCK - 60.1%
AEROSPACE & DEFENSE - 1.4%
Honeywell International, Inc. .................................... 25,000 $ 919,000
-----------
BANKS - 4.6%
JPMorgan Chase & Company ......................................... 60,000 2,607,600
Wells Fargo & Company ............................................ 20,000 550,400
-----------
3,158,000
-----------
BEVERAGES - 0.8%
PepsiCo, Inc. .................................................... 10,000 566,700
-----------
COMPUTERS & PERIPHERALS - 1.3%
Hewlett-Packard Company .......................................... 20,000 897,800
-----------
ELECTRICAL EQUIPMENT - 1.6%
Emerson Electric Company ......................................... 30,000 1,106,100
-----------
ENERGY - 12.8%
Copano Energy LLC (A) ............................................ 25,000 388,250
Energy Transfer Partners LP (A) .................................. 62,500 2,533,750
Enterprise Products Partners LP (A) .............................. 20,000 540,000
Exxon Mobil Corporation .......................................... 33,000 2,281,950
General Maritime Corporation ..................................... 100,500 798,975
Occidental Petroleum Corporation ................................. 30,000 2,193,000
-----------
8,735,925
-----------
FINANCIAL - 7.7%
ACE Limited ...................................................... 30,000 1,565,400
Bank of New York Mellon Corporation .............................. 10,000 296,100
Lincoln National Corporation ..................................... 26,700 673,908
MetLife, Inc. .................................................... 60,000 2,265,600
Star Asia Financial Limited * + (B) (C) .......................... 15,000 449,850
-----------
5,250,858
-----------
HEALTHCARE - 6.3%
Abbott Laboratories .............................................. 10,000 452,300
Bristol-Myers Squibb Company ..................................... 10,000 221,300
|
CHARTWELL DIVIDEND & INCOME FUND, INC. AUGUST 31, 2009
SCHEDULE OF INVESTMENTS (UNAUDITED)
NUMBER OF MARKET
SHARES VALUE
----------- -----------
COMMON STOCK (CONTINUED)
HEALTHCARE (CONTINUED)
Merck & Company, Inc. ............................................ 40,000 $ 1,297,200
Pfizer, Inc. ..................................................... 140,000 2,338,000
-----------
4,308,800
-----------
HOTELS, RESTAURANTS & LEISURE - 1.0%
Darden Restaurants, Inc. ......................................... 20,000 658,600
-----------
INDUSTRIAL CONGLOMERATES - 2.1%
3M Company ....................................................... 20,000 1,442,000
-----------
MULTILINE RETAIL - 3.3%
JC Penney Company, Inc. .......................................... 30,000 901,200
Target Corporation ............................................... 28,000 1,316,000
-----------
2,217,200
-----------
REAL ESTATE INVESTMENT TRUSTS - 6.0%
Annaly Capital Management, Inc. .................................. 120,000 2,080,800
Hatteras Financial Corporation ................................... 30,000 896,700
MFA Mortgage Investments, Inc. ................................... 137,700 1,090,584
-----------
4,068,084
-----------
ROAD & RAIL - 0.9%
Union Pacific Corporation ........................................ 10,000 598,100
-----------
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT - 1.4%
Microchip Technology, Inc. ....................................... 35,000 929,250
-----------
SPECIALTY RETAIL - 1.5%
Limited Brands, Inc. ............................................. 70,000 1,044,400
-----------
TELECOMMUNICATIONS - 6.9%
AT&T, Inc. ....................................................... 100,000 2,605,000
Frontier Communications Corporation .............................. 125,000 888,750
Verizon Communications, Inc. ..................................... 40,000 1,241,600
-----------
4,735,350
-----------
|
CHARTWELL DIVIDEND & INCOME FUND, INC. AUGUST 31, 2009
SCHEDULE OF INVESTMENTS (UNAUDITED)
NUMBER OF MARKET
SHARES VALUE
----------- -----------
COMMON STOCK (CONTINUED)
TRANSPORTATION - 0.5%
Seaspan Corporation .............................................. 50,000 $ 338,500
-----------
TOTAL COMMON STOCK (COST $42,263,083) ............................ 40,974,667
-----------
EXCHANGE TRADED FUNDS - 2.2%
SPDR KBW Bank .................................................... 65,000 1,529,450
-----------
TOTAL EXCHANGE TRADED FUNDS (COST $871,731) ...................... 1,529,450
-----------
PREFERRED STOCK - 1.7%
FINANCIAL - 1.1%
Solar Cayman Limited * + (B) (C) ................................. 80,000 746,400
-----------
REAL ESTATE INVESTMENT TRUSTS - 0.6%
FelCor Lodging Trust, Inc. ....................................... 40,000 440,000
-----------
TOTAL PREFERRED STOCK (COST $2,200,000) .......................... 1,186,400
-----------
|
PRINCIPAL
AMOUNT
-----------
CORPORATE NOTES/BONDS - 49.5%
BASIC INDUSTRY - 4.0%
Blount, Inc.
8.875%, 08/01/12 .............................................. $ 750,000 759,375
H&E Equipment Services, Inc.
8.375%, 07/15/16 .............................................. 1,175,000 1,016,375
PE Paper Escrow +
12.000%, 08/01/14 ............................................. 250,000 256,720
Trimas Corporation
9.875%, 06/15/12 .............................................. 772,000 696,730
-----------
2,729,200
-----------
|
CHARTWELL DIVIDEND & INCOME FUND, INC. AUGUST 31, 2009
SCHEDULE OF INVESTMENTS (UNAUDITED)
PRINCIPAL MARKET
AMOUNT VALUE
----------- -----------
CORPORATE NOTES/BONDS (CONTINUED)
BUILDING MATERIALS - 1.0%
Gibraltar Industries, Inc.
8.000%, 12/01/15 .............................................. $ 840,000 $ 711,900
-----------
CABLE TELEVISION - 3.4%
CSC Holdings, Inc.
7.875%, 02/15/18 .............................................. 750,000 731,250
Echostar DBS Corporation
6.625%, 10/01/14 .............................................. 500,000 476,250
Mediacom Broadband LLC
8.500%, 10/15/15 .............................................. 750,000 736,875
Virgin Media Finance PLC
9.500%, 08/15/16 .............................................. 350,000 361,375
-----------
2,305,750
-----------
CAPITAL GOODS - 0.5%
Southern Star Central Corporation
6.750%, 03/01/16 .............................................. 350,000 329,000
-----------
ENERGY - 7.0%
Cie Generale de Geophysique
7.750%, 05/15/17 .............................................. 500,000 475,000
Cimarex Energy Company
7.125%, 05/01/17 .............................................. 650,000 604,500
Complete Production Services, Inc.
8.000%, 12/15/16 .............................................. 780,000 672,750
Copano Energy LLC
8.125%, 03/01/16 .............................................. 935,000 899,937
Linn Energy LLC
9.875%, 07/01/18 .............................................. 185,000 179,450
Newfield Exploration Company
6.625%, 04/15/16 .............................................. 750,000 720,000
Plains Exploration & Production Company
7.625%, 06/01/18 .............................................. 500,000 475,000
|
CHARTWELL DIVIDEND & INCOME FUND, INC. AUGUST 31, 2009
SCHEDULE OF INVESTMENTS (UNAUDITED)
PRINCIPAL MARKET
AMOUNT VALUE
----------- -----------
CORPORATE NOTES/BONDS (CONTINUED)
ENERGY (CONTINUED)
Range Resources Corporation
7.500%, 05/15/16 .............................................. $ 750,000 $ 746,250
-----------
4,772,887
-----------
GAMING - 2.2%
MTR Gaming Group, Inc.
9.000%, 06/01/12 .............................................. 700,000 518,000
Seneca Gaming Corporation
7.250%, 05/01/12 .............................................. 1,000,000 945,000
-----------
1,463,000
-----------
HEALTHCARE - 3.1%
Bio-Rad Laboratories, Inc.
7.500%, 08/15/13 .............................................. 1,000,000 1,005,000
HCA Inc.
9.125%, 11/15/14 .............................................. 500,000 506,250
Omnicare, Inc.
6.875%, 12/15/15 .............................................. 650,000 611,000
-----------
2,122,250
-----------
HEATHCARE - 0.7%
DaVita, Inc.
6.625%, 03/15/13 .............................................. 500,000 487,500
-----------
INDUSTRIAL - 1.9%
Anixter, Inc.
10.000%, 03/15/14 ............................................. 1,000,000 1,037,500
United Rentals North America, Inc +
10.875%, 06/15/16 ............................................. 270,000 276,750
-----------
1,314,250
-----------
METALS & MINING - 3.8%
Arch Western Finance LLC
6.750%, 07/01/13 .............................................. 500,000 480,000
Freeport-McMoRan Copper & Gold Inc.
8.375%, 04/01/17 .............................................. 1,000,000 1,043,958
|
CHARTWELL DIVIDEND & INCOME FUND, INC. AUGUST 31, 2009
SCHEDULE OF INVESTMENTS (UNAUDITED)
PRINCIPAL MARKET
AMOUNT VALUE
----------- -----------
CORPORATE NOTES/BONDS (CONTINUED)
METALS & MINING (CONTINUED)
Steel Dynamics, Inc.
7.375%, 11/01/12 .............................................. $ 750,000 $ 740,625
Teck Resources Limited
9.750%, 05/15/14 .............................................. 300,000 325,500
-----------
2,590,083
-----------
PAPER & FOREST PRODUCTS - 2.8%
P H Glatfelter
7.125%, 05/01/16 .............................................. 1,190,000 1,124,550
U.S. Corrugated (C)
10.000%, 06/01/13 ............................................. 1,000,000 750,000
-----------
1,874,550
-----------
RACETRACKS - 0.5%
Yonkers Racing Corporation +
11.375%, 07/15/16 ............................................. 330,000 337,425
-----------
REAL ESTATE - 0.3%
Host Hotels & Resorts LP
7.000%, 08/15/12 .............................................. 200,000 198,000
-----------
REAL ESTATE MANAGEMENT - 1.7%
Corrections Corp of America
7.750%, 06/01/17 .............................................. 300,000 297,750
Geo Group, Inc.
8.250%, 07/15/13 .............................................. 840,000 840,000
-----------
1,137,750
-----------
RETAIL - 3.0%
Autonation, Inc.
7.000%, 04/15/14 .............................................. 250,000 248,750
Brown Shoe Company, Inc.
8.750%, 05/01/12 .............................................. 700,000 680,750
Couche-Tard US LP
7.500%, 12/15/13 .............................................. 500,000 502,500
|
CHARTWELL DIVIDEND & INCOME FUND, INC. AUGUST 31, 2009
SCHEDULE OF INVESTMENTS (UNAUDITED)
PRINCIPAL MARKET
AMOUNT VALUE
----------- -----------
CORPORATE NOTES/BONDS (CONTINUED)
RETAIL (CONTINUED)
Sonic Automotive, Inc., Series B
8.625%, 08/15/13 .............................................. $ 750,000 $ 637,500
-----------
2,069,500
-----------
RETAIL-PROPANE DISTRIBUTION - 0.2%
Suburban Propane Partners LP
6.875%, 12/15/13 .............................................. 190,000 185,250
-----------
ROAD & RAIL - 1.1%
RailAmerica, Inc +
9.250%, 07/01/17 .............................................. 750,000 779,063
-----------
SERVICES - 2.2%
ARAMARK Corporation
8.500%, 02/01/15 .............................................. 500,000 487,500
KAR Holdings, Inc.
8.750%, 05/01/14 .............................................. 770,000 729,575
Mobile Mini, Inc.
9.750%, 08/01/14 .............................................. 250,000 251,250
-----------
1,468,325
-----------
TELECOMMUNICATIONS - 2.9%
Cincinnati Bell, Inc.
8.375%, 01/15/14 .............................................. 750,000 731,250
Frontier Communications Corporation
8.250%, 05/01/14 .............................................. 150,000 149,625
Hughes Network Systems LLC
9.500%, 04/15/14 .............................................. 855,000 872,100
L-3 Communications Corporation
6.125%, 07/15/13 .............................................. 250,000 243,750
-----------
1,996,725
-----------
TRANSPORTATION - 1.3%
Stena AB
7.500%, 11/01/13 .............................................. 950,000 859,750
-----------
|
CHARTWELL DIVIDEND & INCOME FUND, INC. AUGUST 31, 2009
SCHEDULE OF INVESTMENTS (UNAUDITED)
PRINCIPAL MARKET
AMOUNT VALUE
----------- -----------
CORPORATE NOTES/BONDS (CONTINUED)
UTILITIES - 5.9%
AES Corporation +
9.750%, 04/15/16 .............................................. $ 500,000 $ 522,500
Amerigas Partners LP
7.250%, 05/20/15 .............................................. 750,000 727,500
Edison Mission Energy
7.000%, 05/15/17 .............................................. 650,000 499,687
Elwood Energy LLC
8.159%, 07/05/26 .............................................. 872,794 768,115
Ferrellgas Partners LP +
6.750%, 05/01/14 .............................................. 300,000 276,750
Ipalco Enterprises, Inc. +
7.250%, 04/01/16 .............................................. 500,000 487,500
Sierra Pacific Resources
8.625%, 03/15/14 .............................................. 750,000 766,875
-----------
4,048,927
TOTAL CORPORATE NOTES/BONDS (COST $35,118,745) ................... 33,781,085
-----------
TOTAL INVESTMENTS - 113.5% (COST $80,453,559) ** ................. 77,471,602
-----------
|
COVERED CALL OPTIONS WRITTEN - (0.6) %
WRITTEN
CONTRACTS
-----------
3M Company, Expires: 09/19/09, Strike Price: $75 ................. (200) (7,600)
ACE Limited, Expires: 09/19/09, Strike Price: $55 ................ (300) (12,000)
AT&T, Inc, Expires: 09/19/09, Strike Price: $27 .................. (600) (9,000)
Darden Restaurants, Inc., Expires: 09/19/09, Strike Price: $35 ... (200) (5,600)
Emerson Electric Company, Expires: 09/19/09, Strike Price: $36 ... (100) (15,000)
Hatteras Financial Corporation, Expires: 11/21/09, Strike
Price: $30 .................................................... (300) (28,500)
Honeywell International, Inc., Expires: 09/19/09, Strike
Price: $36 .................................................... (150) (18,450)
JCPenney Company, Inc., Expires: 09/19/09, Strike
Price: $33 .................................................... (300) (7,500)
|
CHARTWELL DIVIDEND & INCOME FUND, INC. AUGUST 31, 2009
SCHEDULE OF INVESTMENTS (UNAUDITED)
WRITTEN MARKET
CONTRACTS VALUE
----------- -----------
COVERED CALL OPTIONS WRITTEN (CONTINUED)
JPMorgan Chase & Company, Expires: 09/19/09, Strike Price: $44 ... (600) $ (65,400)
Limited Brands, Inc., Expires: 09/19/09, Strike Price: $15 ....... (700) (38,500)
Lincoln National Corporation, Expires: 09/19/09, Strike
Price: $28 .................................................... (267) (8,010)
Merck & Company, Inc., Expires: 09/19/09, Strike Price: $32.50 ... (200) (6,000)
MetLife, Inc., Expires: 09/19/09, Strike Price: $39 .............. (300) (30,000)
MetLife, Inc., Expires: 09/19/09, Strike Price: $40 .............. (300) (19,800)
Pfizer, Inc., Expires: 09/19/09, Strike Price: $17 ............... (1,000) (22,000)
SPDR KBW Bank ETF, Expires: 09/19/09, Strike Price: $23 .......... (650) (68,250)
Target Corporation, Expires: 09/19/09, Strike Price: $48 ......... (200) (15,200)
Target Corporation, Expires: 09/19/09, Strike Price: $47 ......... (80) (9,680)
Union Pacific Corporation, Expires: 09/19/09, Strike Price: $65 .. (100) (1,500)
Wells Fargo & Company, Expires: 09/19/09, Strike Price: $29 ...... (200) (8,000)
-----------
TOTAL COVERED CALL OPTIONS WRITTEN
(PREMIUMS RECEIVED $463,401) .................................. (395,990)
-----------
OTHER LIABILITIES IN EXCESS OF ASSETS - (12.9)% .................. (8,843,764)
-----------
NET ASSETS - 100.0% .............................................. $68,231,848
-----------
|
* NON-INCOME PRODUCING SECURITY.
+ SECURITIES ARE EXEMPT FROM REGISTRATION UNDER RULE 144A OF THE SECURITIES
ACT OF 1933. THESE SECURITIES MAY BE RESOLD IN TRANSACTIONS EXEMPT FROM
REGISTRATION NORMALLY TO QUALIFIED INSTITUTIONS. AT AUGUST 31, 2009, THESE
SECURITIES AMOUNTED TO $4,132,958 OR 6.1% OF NET ASSETS.
(A) SECURITIES CONSIDERED MASTER LIMITED PARTNERSHIP. AT AUGUST 31, 2009, THESE
SECURITIES AMOUNTED TO $3,462,000 OR 5.1% OF NET ASSETS.
(B) SECURITIES ARE CONSIDERED ILLIQUID. THE TOTAL VALUE OF SUCH SECURITIES AS
OF AUGUST 31, 2009 WAS $1,196,250 OR 1.7% OF NET ASSETS.
(C) SECURITIES FAIR VALUED IN ACCORDANCE WITH FAIR VALUE PROCEDURES. AT AUGUST
31, 2009, THESE SECURITIES AMOUNTED TO $1,946,250 OR 2.9% OF NET ASSETS.
ETF EXCHANGE TRADED FUND
LLC LIMITED LIABILITY COMPANY
LP LIMITED PARTNERSHIP
MFA MORTGAGE FINANCE AUTHORITY
PLC PUBLIC LIMITED COMPANY
|
SPDR STANDARD & POOR'S DEPOSITORY RECEIPTS
CHARTWELL DIVIDEND & INCOME FUND, INC. AUGUST 31, 2009
SCHEDULE OF INVESTMENTS (UNAUDITED)
** AT AUGUST 31, 2009, THE TAX BASIS COST OF THE FUND'S INVESTMENTS WAS
$80,453,559, AND THE UNREALIZED APPRECIATION AND DEPRECIATION WERE
$6,531,965 AND $(9,513,922), RESPECTIVELY.
AS OF AUGUST 31, 2009, $10,000,000 OF COMMERCIAL PAPER WAS OUTSTANDING WITH AN
AMORTIZED COST OF $9,951,111. THE AVERAGE DISCOUNT RATE OF COMMERCIAL PAPER
OUTSTANDING AT AUGUST 31, 2009, WAS 3.25%. THE AVERAGE DAILY BALANCE OF
COMMERCIAL PAPER OUTSTANDING FOR THE QUARTER ENDED AUGUST 31, 2009 WAS
$9,959,806 AT A WEIGHTED AVERAGE DISCOUNT RATE OF 3.36%. THE MAXIMUM FACE AMOUNT
OF COMMERCIAL PAPER OUTSTANDING AT ANYTIME DURING THE QUARTER ENDED AUGUST 31,
2009, WAS $10,000,000. IN CONJUNCTION WITH THE ISSUANCE OF THE COMMERCIAL PAPER,
THE FUND HAS ENTERED ONTO A LINE OF CREDIT ARRANGEMENT WITH A BANK FOR
$15,000,000. INTEREST ON BORROWING IS BASED ON MARKET RATES IN EFFECT AT THE
TIME OF BORROWING. THE COMMITMENT FEE IS COMPUTED AT THE RATE OF 0.10% PER ANNUM
ON THE UNUSED BALANCE. THERE WERE NO BORROWINGS UNDER THIS ARRANGEMENT DURING
THE QUARTER ENDED AUGUST 31, 2009.
THE FOLLOWING TABLE SETS FORTH INFORMATION ABOUT THE LEVEL WITHIN THE FAIR VALUE
HIERARCHY AT WHICH THE FUND'S INVESTMENTS ARE MEASURED AT AUGUST 31, 2009:
LEVEL 1 LEVEL 2 LEVEL 3 TOTAL
----------- ----------- ---------- -----------
INVESTMENTS IN SECURITIES
COMMON STOCK $40,524,817 $ -- $ 449,850 $40,974,667
CORPORATE NOTES/BONDS -- 33,284,585 750,000 34,034,585
EXCHANGE TRADED FUND 1,529,450 -- -- 1,529,450
PREFERRED STOCK 440,000 -- 746,400 1,186,400
----------- ----------- ---------- -----------
TOTAL INVESTMENTS IN SECURITIES $42,494,267 $33,284,585 $1,946,250 $77,725,102
=========== =========== ========== ===========
|
LEVEL 1 LEVEL 2 LEVEL 3 TOTAL
----------- ----------- ---------- -----------
LIABILITIES
WRITTEN COVERED CALL
OPTIONS $(395,990) $-- $-- $(395,990)
--------- --- --- ---------
TOTAL LIABILITIES $(395,990) $-- $-- $(395,990)
========= === === =========
|
THE FOLLOWING IS A RECONCILIATION OF THE INVESTMENTS IN WHICH SIGNIFICANT
UNOBSERVABLE INPUTS (LEVEL 3) WERE USED IN DETERMINING VALUE:
INVESTMENTS IN
SECURITIES
--------------
BEGINNING BALANCE AS OF SEPTEMBER 1, 2008 $ 5,791,150
ACCRUED DISCOUNTS/PREMIUMS --
REALIZED GAIN/(LOSS) (16,324,034)
CHANGE IN UNREALIZED APPRECIATION/(DEPRECIATION) 12,522,743
NET PURCHASES/SALES --
NET TRANSFER IN AND/OR OUT OF LEVEL 3 (43,609)
------------
ENDING BALANCE AS OF AUGUST 31, 2009 $ 1,946,250
============
|
THE INPUTS OR METHODOLOGY USED FOR VALUING SECURITIES ARE NOT NECESSARILY AN
INDICATION OF THE RISKS ASSOCIATED WITH INVESTING IN THOSE SECURITIES.
CHARTWELL DIVIDEND & INCOME FUND, INC. AUGUST 31, 2009
SCHEDULE OF INVESTMENTS (UNAUDITED)
FOR INFORMATION ON THE FUND'S POLICY REGARDING VALUATION OF INVESTMENTS AND
OTHER SIGNIFICANT ACCOUNTING POLICIES, PLEASE REFER TO THE FUND'S MOST RECENT
SEMI-ANNUAL OR ANNUAL FINANCIAL STATEMENTS.
ITEM 2. CONTROLS AND PROCEDURES
(a) The registrant's principal executive officer and principal financial officer
have concluded that the registrant's disclosure controls and procedures (as
defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended,
(the "1940 Act")) are effective as of a date within 90 days of the filing of
this report that includes the disclosure required by this paragraph, based on
their evaluation of these controls and procedures, required by Rule 30a-3(b)
under the 1940 Act and Rules 13a-15(b) or 15d-15(b) under the Securities
Exchange Act of 1934, as amended.
(b) There were no changes in the registrant's internal control over financial
reporting that occurred during the registrant's last fiscal quarter that have
materially affected, or are reasonably likely to materially affect, the
registrant's internal control over financial reporting.
ITEM 3. EXHIBITS.
(a) A separate certification for the principal executive officer and the
principal financial officer of the registrant as required by Rule 30a-2(a) under
the Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), are filed
herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Chartwell Dividend and Income Fund, Inc.
By (Signature and Title)* /s/ Winthrop S. Jessup
----------------------------------------
Winthrop S. Jessup, President
(Principal Executive Officer)
|
Date October 27, 2009
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, this report has been signed below by the
following persons on behalf of the registrant and in the capacities and on the
dates indicated.
By (Signature and Title)* /s/ Winthrop S. Jessup
----------------------------------------
Winthrop S. Jessup, President
(Principal Executive Officer)
|
Date October 27, 2009
By (Signature and Title)* /s/ G. Gregory Hagar
----------------------------------------
G. Gregory Hagar, Vice President and CFO
(Principal Financial Officer)
|
Date October 27, 2009
* Print the name and title of each signing officer under his or her
signature.
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