Amended Current Report Filing (8-k/a)
March 31 2020 - 5:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 2)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
March 25, 2020
ALTA EQUIPMENT GROUP INC.
(Exact name of registrant as specified in its
charter)
Delaware
|
|
001-38864
|
|
83-2583782
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
13211 Merriman Road
Livonia, Michigan 48150
(Address of principal executive offices, including
zip code)
Registrant’s telephone number, including
area code: (248) 449-6700
N/A
(Former name or former address, if changed since last report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
¨
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which registered
|
Common stock, $0.0001 par value per share
|
|
ALTG
|
|
The New York Stock Exchange
|
Warrants, each exercisable for one share of common stock
|
|
ALTG WS
|
|
The New York Stock Exchange
|
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company x
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 4.01.
|
Changes in Registrant’s Certifying Accountant.
|
As previously disclosed
by Alta Equipment Group Inc. (the “Company”) on its Current Report on Form 8-K filed with the U.S. Securities and Exchange
Commission (the “SEC”) on February 14, 2020, on that date, the audit committee of the board of directors (the “Audit
Committee”) of the Company engaged UHY LLP (“UHY”) as the Company’s independent registered public accounting
firm for the fiscal year ending December 31, 2020, effective immediately following the filing of the Company’s Annual Report
on Form 10-K for the year ended December 31, 2019 (the “2019 10-K”). In connection with the engagement of UHY, on February
14, 2020, the Audit Committee approved the dismissal of Marcum LLP (“Marcum”) as the Company’s independent registered
public accounting firm, effective as of the filing of the 2019 10-K. This Amendment No. 2 to the Company’s Current Report
on Form 8-K amends the Form 8-K filed by the Company on February 14, 2020, as amended by Amendment No. 1 to the Company’s
Current Report on Form 8-K filed by the Company on March 25, 2020, to confirm that, upon the Company’s filing of the 2019
10-K on March 25, 2020, Marcum was dismissed as, and UHY became, the Company’s independent registered public accounting firm.
The reports of Marcum on
the Company’s financial statements as of and for the two most recent audited fiscal years (ended December 31, 2019 and December
31, 2018) did not contain an adverse opinion or a disclaimer of opinion, and were not qualified or modified as to uncertainties,
audit scope or accounting principles.
During the Company’s
two most recent audited fiscal years (ended December 31, 2019 and December 31, 2018) and the subsequent interim period through
March 25, 2020, there were no disagreements between the Company and Marcum on any matter of accounting principles or practices,
financial disclosure or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of Marcum, would
have caused it to make reference to the subject matter of the disagreements in its reports on the Company’s financial statements
for such years.
During the Company’s
two most recent audited fiscal years (ended December 31, 2019 and December 31, 2018) and the subsequent interim period through
March 25, 2020, there were no “reportable events” (as defined in Item 304(a)(1)(v) of Regulation S-K under
the Securities Exchange Act of 1934, as amended (the “Exchange Act”)).
The Company provided Marcum
with a copy of the foregoing disclosures and has requested that Marcum furnish the Company with a letter addressed to the SEC stating
whether it agrees with the statements made by the Company set forth above. A copy of Marcum’s letter, dated March 31, 2020,
is filed as Exhibit 16.1 to this Current Report on Form 8-K.
|
Item 9.01
|
Financial Statements and Exhibits.
|
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
|
ALTA EQUIPMENT GROUP INC.
|
|
|
|
|
By:
|
/s/ Ryan Greenawalt
|
|
|
Name: Ryan Greenawalt
|
|
|
Title: Chief Executive Officer
|
Dated: March 31, 2020
|
|
|
B Riley Principal Merger (NYSE:BRPM.U)
Historical Stock Chart
From Apr 2024 to May 2024
B Riley Principal Merger (NYSE:BRPM.U)
Historical Stock Chart
From May 2023 to May 2024