Initial Statement of Beneficial Ownership (3)
April 16 2020 - 6:46PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ellingsen Eric |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/6/2020
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3. Issuer Name and Ticker or Trading Symbol
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ [ZION]
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(Last)
(First)
(Middle)
ONE SOUTH MAIN STREET, 15TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President and COO / |
(Street)
SALT LAKE CITY, UT 84133-1109
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 17712 | D | |
Common Stock | 6107.351 | I | By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | (1) | 5/21/2022 | Common Stock | 2329.0 | $29.02 | D | |
Stock Option (right to buy) | (1) | 2/11/2023 | Common Stock | 1900.0 | $20.99 | D | |
Stock Option (right to buy) | (1) | 2/23/2024 | Common Stock | 1374.0 | $44.55 | D | |
Stock Option (right to buy) | (1) | 2/22/2025 | Common Stock | 1238.0 | $55.68 | D | |
Stock Option (right to buy) | (1) | 2/28/2026 | Common Stock | 1519.0 | $51.17 | D | |
Stock Option (right to buy) | (1) | 2/9/2027 | Common Stock | 2527.0 | $45.65 | D | |
Explanation of Responses: |
(1) | Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Ellingsen Eric ONE SOUTH MAIN STREET, 15TH FLOOR SALT LAKE CITY, UT 84133-1109 |
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| President and COO |
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Signatures
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By Thomas E. Laursen as attorney in fact | | 4/16/2020 |
**Signature of Reporting Person | Date |
Zions Bancorporation NA (NASDAQ:ZIONW)
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