Statement of Changes in Beneficial Ownership (4)
January 10 2022 - 4:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Natural Order Sponsor LLC |
2. Issuer Name and Ticker or Trading Symbol
Natural Order Acquisition Corp.
[
NOAC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
30 COLPITTS ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/21/2021 |
(Street)
WESTON, MA 02493
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common stock | 9/21/2021 | | S(1) | | 20000 | D | $0.0035 | 5630000 | D | |
Common stock | 9/24/2021 | | P(2) | | 12500 | A | $0.0035 | 5642500 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On September 21, 2021, the Reporting Person entered into an agreement to transfer 20,000 shares of common stock of the Issuer to John A. Ritacco, Jr. for an aggregate $69.57 ($0.0034783 per share) in connection with his appointment as Chief Financial Officer of the Issuer. |
(2) | On September 24, 2021, in connection with his resignation as Chief Financial Officer of the Issuer, Marc Volpe entered into an agreement to transfer 12,500 shares of common stock of the Issuer to the Reporting Person for an aggregate $43.48 ($0.0034783 per share). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Natural Order Sponsor LLC 30 COLPITTS ROAD WESTON, MA 02493 |
| X |
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Signatures
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/s/ John A. Ritacco, Chief Financial Officer | | 1/10/2022 |
**Signature of Reporting Person | Date |
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