UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 3)
CIFC CORP.
(Name of Issuer)
Common Stock, $0.001 Par Value
(Title of Class of Securities)
12547R105
(CUSIP Number)
December 31, 2012
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
1 Name of Reporting Person
Joseph A. Jolson
IRS Identification No. of Above Person
2 Check the Appropriate Box if a member of a Group
(a) |_|
(b) |_|
3 SEC USE ONLY
4 Citizenship or Place of Organization
United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5 Sole Voting Power
1,065,055
6 Shared Voting Power
0
7 Sole Dispositive Power
1,065,055
8 Shared Dispositive Power
0
9 Aggregate Amount Beneficially Owned by Each Reporting Person
1,065,055
10 Check Box if the Aggregate Amount in Row (9) Excludes Certain
Shares |_|
11 Percent of Class Represented by Amount in Row 9
5.1%
12 Type of Reporting Person
IN
Item 1(a). Name of Issuer:
CIFC CORP.
Item 1(b). Address of Issuer's Principal Executive Offices:
250 Park Avenue, 4th Floor
New York, NY 10177
Item 2(a). Names of Person Filing:
Joseph A. Jolson
Item 2(b). Address of Principal Business Office or, if none, Residence:
600 Montgomery Street, Suite 1700
San Francisco, CA 94111
Item 2(c). Citizenship:
United States of America
Item 2(d). Title of Class of Securities:
Common Stock, $0.001 par value.
Item 2(e). CUSIP Number:
12547R105
Item 3. Type of Reporting Person.
If this statement is filed pursuant to Rule 13d-1(b) or Rule 13d-2(b) or
(c), check whether the person filing is a:
Not applicable.
Item 4. Ownership.
(a) Amount beneficially owned:
1,065,055
(b) Percent of class:
5.1%
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote:
1,065,055
(ii) Shared power to vote or to direct the vote:
0
(iii) Sole power to dispose or direct the disposition of:
1,065,055
(iv) Shared power to dispose or to direct the disposition of:
0
The calculation of percentage of beneficial ownership in item 11 of page
2 was derived from the Issuer's Quarterly Report on Form 10-Q filed with
the Securities and Exchange Commission on November 16, 2012 in which the
Issuer stated that the number of shares of its common stock outstanding
at November 9, 2012 was 20,705,883 shares.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security
Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are not held
for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having
that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
Dated: January 30, 2013
By: /s/ Joseph A. Jolson
Joseph A. Jolson, Individually
|
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