Triplecrown Acquisition Corp. - Registration of Additional Securities (up to 20%) (S-1MEF)
October 22 2007 - 5:43PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on October 22, 2007
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
TRIPLECROWN ACQUISITION CORP.
(Exact name of registrant as specified in its charter)
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Delaware
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6770
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20-0333311
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(State or other jurisdiction of
incorporation or organization)
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(Primary Standard Industrial Classification
Code Number)
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(I.R.S. Employer Identification
Number)
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970 West Broadway
PMB 402
Jackson, Wyoming 83001
(307) 633-2831
(Address, including
zip code, and telephone number, including area code, of registrants principal executive offices)
Jonathan J. Ledecky, President
Triplecrown Acquisition Corp.
970 West Broadway
PMB 402
Jackson, Wyoming 83001
(307) 633-2831
(Name, address,
including zip code, and telephone number, including area code, of agent for service)
Copies to:
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David Alan Miller, Esq.
Jeffrey M. Gallant, Esq.
Graubard Miller
The Chrysler Building
405 Lexington Avenue
New York, New York 10174
(212)
818-8800
(212) 818-8881 - Facsimile
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Bruce S. Mendelsohn, Esq.
Akin Gump Strauss Hauer & Feld LLP
590 Madison Avenue
New York, New York 10022
(212)
872-1000
(212) 872-1002 - Facsimile
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Approximate date of commencement of proposed sale to the public:
As soon as practicable after the effective date of this registration statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of
1933 check the following box.
x
If this Form is filed to register additional securities for an offering
pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.
x
333-144523
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and
list the Securities Act registration statement number of the earlier effective registration statement for the same offering.
¨
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check
the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.
¨
CALCULATION OF REGISTRATION FEE
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Title of each Class of
Security being registered
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Amount being
Registered
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Proposed
Maximum
Offering Price
Per
Security(1)
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Proposed
Maximum
Aggregate
Offering
Price(1)
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Amount
of
Registration
Fee
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Units, each
consisting of one share of Common Stock, $.0001 par value, and one Warrant (2)
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9,200,000 Units
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$10.00
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$92,000,000
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$2,824.40
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Shares of Common
Stock included as part of the Units(2)
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9,200,000 Shares
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(3)
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Warrants included as
part of the Units(2)
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9,200,000 Warrants
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(3)
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Shares of Common
Stock underlying the Warrants included in the Units(4)
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9,200,000 Shares
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$7.50
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$69,000,000
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$2,118.30
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Total
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$161,000,000
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$4,942.70
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(1)
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Estimated solely for the purpose of calculating the registration fee.
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(2)
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Includes 1,200,000 Units and 1,200,000 shares of Common Stock and 1,200,000 Warrants underlying such Units which may be issued on exercise of a 30-day option granted to the
Underwriters to cover over-allotments, if any.
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(3)
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No fee pursuant to Rule 457(g).
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(4)
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Pursuant to Rule 416, there are also being registered such additional securities as may be issued to prevent dilution resulting from stock splits, stock dividends or similar
transactions as a result of the anti-dilution provisions contained in the Warrants.
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THIS REGISTRATION STATEMENT SHALL BECOME EFFECTIVE UPON FILING WITH THE SECURITIES AND EXCHANGE COMMISSION IN ACCORDANCE WITH RULE 462(B) UNDER THE
SECURITIES ACT OF 1933, AS AMENDED.
Explanatory Note
This Registration Statement on Form S-1 is being filed with respect to the registration of 9,200,000 additional units, consisting of one share of common stock, par value $0.001 per share, and one warrant and the
9,200,000 shares of common stock and 9,200,000 warrants underlying such units, of Triplecrown Acquisition Corp., a Delaware corporation, pursuant to Rule 462(b) under the Securities Act of 1933, as amended, including 1,200,000 units that may be
purchased by the underwriters to cover over-allotments, if any. This Registration Statement relates to the Registrants Registration Statement on Form S-1, as amended (File No. 333-144523) (the Prior Registration Statement),
initially filed by the Registrant on July 12, 2007 and declared effective by the Securities and Exchange Commission on October 22, 2007. The required opinion of counsel and related consent and accountants consent are attached hereto and
filed herewith. Pursuant to Rule 462(b), the contents of the Registration Statement on Form S-1, as amended (File No. 333-144523), including the exhibits thereto, are incorporated by reference into this Registration Statement.
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 16. Exhibits and Financial Statement Schedules.
All exhibits filed with or incorporated by reference in Registration Statement No. 333-144523 are incorporated by reference into, and shall be
deemed to be part of, this Registration Statement, except for the following, which are filed herewith:
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Exhibit No.
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Description
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3.1
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Amended and Restated Certificate of Incorporation
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5.1
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Opinion of Graubard Miller.
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23
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Consent of Marcum & Kliegman LLP.
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23.2
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Consent of Graubard Miller (included in Exhibit 5.1).
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24
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Power of Attorney (included on signature page).
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this
registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Jackson, State of Wyoming, on the 22
nd
day
of October, 2007.
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TRIPLECROWN ACQUISITION CORP.
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By:
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/s/ Jonathan J. Ledecky
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Name: Jonathan J. Ledecky
Title: President and
Secretary
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POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Eric J. Watson and Jonathan J. Ledecky his true
and lawful attorney-in-fact, with full power of substitution and resubstitution for him and in his name, place and stead, in any and all capacities to sign any and all amendments including post-effective amendments to this registration statement,
and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that said attorney-in-fact or his substitute, each acting alone, may
lawfully do or cause to be done by virtue thereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement
has been signed by the following persons in the capacities and on the dates indicated.
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Name
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Position
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Date
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/s/ Eric J. Watson
Eric J.
Watson
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Chairman of the Board and Treasurer (Principal financial and accounting officer)
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October 22, 2007
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/s/ Jonathan J. Ledecky
Jonathan J.
Ledecky
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President, Secretary and Director (Principal executive officer)
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October 22, 2007
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/s/ Robert B. Hersov
Robert B. Hersov
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Director
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October 22, 2007
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/s/ Edward J. Mathias
Edward J. Mathias
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Director
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October 22, 2007
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/s/ Kerry Kennedy
Kerry
Kennedy
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Director
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October 22, 2007
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/s/ Richard Y. Roberts
Richard Y.
Roberts
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Director
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October 22, 2007
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/s/ Jimmie Lee Solomon, Jr.
Jimmie Lee
Solomon, Jr.
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Director
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October 22, 2007
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/s/ Jay H. Nussbaum
Jay H. Nussbaum
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Director
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October 22, 2007
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/s/ Jim Gray
Jim Gray
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Director
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October 22, 2007
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/s/ Richard A. Stein
Richard A. Stein
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Director
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October 22, 2007
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/s/ Edward Hanson
Edward
Hanson
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Director
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October 22, 2007
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