| Company Name: | Caterpillar, Incorporated | | Ticker Symbol: | CAT | | | WWW Address: | www.cat.com | | CEO: | James W. Owens | | No. of Employees: | 112,887 | | Common Issue Type: | CS | | Business Description: | The Company provides construction and mining equipment; diesel and natural gas engines and industrial gas turbines. It also provides financing alternatives to its customers.
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| | | Industry Information: | INDUSTRIAL - Farm & Construction Machinery [more like this] |
| | Price | Day Change | Bid | Ask | Open | High | Low | Volume | | 59.04 |  1.04 | 57.31 | 59.27 | 58.02 | 58.37 | 57.24 | 6245320 |
| Market Cap (mil) | Shares Outstanding (mil) | Beta | EPS | DPS | P/E | Yield | 52-Wks-Range |
| 36,764.2 | 622.7 | 1.86 | 5.66 | 1.56 | 27.1 | 2.9 | 61.28 - 21.71 |
| | KEY FIGURES (Latest Twelve Months - LTM) | | Yesterday's Close | 58.00 | $ | | PE Ratio - LTM | 27.1 | |
| Market Capitalisation | 36,118.2 | mil |
| Latest Shares Outstanding | 622.7 | mil |
| Earnings pS (EPS) | 5.66 | $ |
| Dividend pS (DPS) | 1.56 | ¢ |
| Dividend Yield | 2.9 | % |
| Dividend Payout Ratio | 28 | % |
| Revenue per Employee | 454,649 | $ |
| Effective Tax Rate | 21.1 | % |
| Float | 619.7 | mil |
| Float as % of Shares Outstanding | 99.7 | % |
| Foreign Sales | 34,033 | mil |
| Domestic Sales | 17,291 | mil |
| Selling, General & Adm/tive (SG&A) as % of Revenue | 8.30 | % |
| Research & Devlopment (R&D) as % of Revenue | 4.20 | % |
| Gross Profit Margin | 30.7 | % |
| EBITDA Margin | 18.2 | % |
| Pre-Tax Profit Margin | 2.2 | % |
| Assets Turnover | 0.6 | % |
| Return on Assets (ROA) | 2.2 | % |
| Return on Equity (ROE) | 15.6 | % |
| Return on Capital Invested (ROCI) | 4.2 | % |
| Current Ratio | 1.5 | |
| Leverage Ratio (Assets/Equity) | 7.1 | |
| Interest Cover | 1.6 | |
| Total Debt/Equity (Gearing Ratio) | 3.68 | |
| LT Debt/Total Capital | 73.0 | % |
| Working Capital pS | 13.27 | $ |
| Cash pS | 6.73 | $ |
| Book-Value pS | 13.67 | $ |
| Tangible Book-Value pS | 9.26 | $ |
| Cash Flow pS | 5.59 | $ |
| Free Cash Flow pS | 4.36 | $ |
 |
| KEY FIGURES (LTM): Price info |
| Price/Book Ratio | 4.24 | |
| Price/Tangible Book Ratio | 6.26 | |
| Price/Cash Flow | 10.4 | |
| Price/Free Cash Flow | 13.3 | |
| P/E as % of Industry Group | 0.0 | % |
| P/E as % of Sector Segment | 0.0 | % |
| | | Balance Sheet (at a glance) in Millions |
| | | | | | DIVIDEND INFO | | Dividend Declared Date | 10/14/2009 |
| Dividend Ex-Date | 10/21/2009 |
| Dividend Record Date | 10/25/2009 |
| Dividend Pay Date | 11/19/2009 |
| Dividend Amount | 420 |
| Type of Payment | Cash Payment |
| Dividend Rate | 1.68 |
| Current Dividend Yield | 2.9 |
| 5-Y Average Dividend Yield | 2.2 |
| Payout Ratio | 28.0 |
| 5-Y Average Payout Ratio | 25.0 |
|  | | Share price performance previous 3 years |
|
 | | | Share price performance intraday |
|
 | | | | | PRICE/VOLUME | High | Low | Close | % Price Chg | % Price Chg vs. Mkt. | Avg. Daily Vol | Total Vol |
| 1 Week | - | - | - | 0.1 | 99 | 76,380 | 160,240 |
| 4 Weeks | 60.90 | 54.26 | 55.06 | 5.3 | 99 | 80,022 | 1,360,377 |
| 13 Weeks | 61.28 | 43.19 | 46.71 | 24.2 | 115 | 101,226 | 6,174,800 |
| 26 Weeks | 61.28 | 30.01 | 35.46 | 63.6 | 136 | 116,849 | 14,606,174 |
| 52 Weeks | 61.28 | 21.71 | 40.99 | 41.5 | 115 | 131,772 | 32,811,217 |
| YTD | 61.28 | 21.71 | - | 29.8 | 106 | 134,376 | 30,503,411 |
| Moving Average | 5-Days | 10-Days | 10-Weeks | 30-Weeks | 200-Days | Beta (60-Mnth) | Beta (36-Mnth) |
| 58.42 | 58.98 | 55.60 | 45.21 | 40.70 | 1.86 | 1.85 |
| | | | GROWTH RATES | 5-Year
Growh | R² of 5-Year Growth | 3-Year
Growth |
| Revenue | 7.87 | 54.4 | 0.37 |
| Income | 3.11 | 2.4 | -17.23 |
| Dividend | 17.05 | 98.3 | 12.11 |
| Capital Spending | 18.14 | NA | 17.74 |
| R&D | 14.15 | NA | 9.13 |
| Normalized Inc. | 3.12 | NA | -17.06 |
| | | CHANGES | YTD vs.
Last YTD | Curr Qtr vs.
Qtr 1-Yr ago | Annual vs.
Last Annual |
| Revenue % | -36.2 | -43.8 | 14.2 |
| Earnings % | -77.1 | -53.5 | 0.5 |
| EPS % | -76.6 | -54.0 | 5.4 |
| EPS $ | -3.50 | -0.75 | 0.29 |
| | | | SOLVENCY RATIOS | | SHORT-TERM SOLVENCY RATIOS (LIQUIDITY) |
| Net Working Capital Ratio | 8.21 |
| Current Ratio | 1.2 |
| Quick Ratio (Acid Test) | 0.8 |
| Liquidity Ratio (Cash) | 0.10 |
| Receivables Turnover | 3.0 |
| Average Collection Period | 120 |
| Working Capital/Equity | 91.4 |
| Working Capital pS | 9.25 |
| Cash-Flow pS | 9.20 |
| Free Cash-Flow pS | -0.49 |
| FINANCIAL STRUCTURE RATIOS |
| Altman's Z-Score Ratio | 1.63 |
| Financial Leverage Ratio (Assets/Equity) | 11.1 |
| Debt Ratio | 91.0 |
| Total Debt/Equity (Gearing Ratio) | 5.84 |
| LT Debt/Equity | 3.75 |
| LT Debt/Capital Invested | 123.2 |
| LT Debt/Total Liabilities | 37.0 |
| Interest Cover | 4.2 |
| Interest/Capital Invested | 3.42 |
| | | | VALUATION RATIOS | | MULTIPLES |
| PQ Ratio | 8.02 |
| Tobin's Q Ratio | 0.53 |
| Current P/E Ratio - LTM | 27.10 |
| Enterprise Value (EV)/EBITDA | 10.85 |
| Enterprise Value (EV)/Free Cash Flow | -288.12 |
| Dividend Yield | 2.9 |
| Price/Tangible Book Ratio - LTM | 6.26 |
| Price/Book Ratio - LTM | 4.24 |
| Price/Cash Flow Ratio | 10.4 |
| Price/Free Cash Flow Ratio - LTM | 13.3 |
| Price/Sales Ratio | 0.97 |
| P/E Ratio (1 month ago) - LTM | 26.9 |
| P/E Ratio (26 weeks ago) - LTM | 8.8 |
| P/E Ratio (52 weeks ago) - LTM | 6.7 |
| 5-Y High P/E Ratio | 17.1 |
| 5-Y Low P/E Ratio | 5.6 |
| 5-Y Average P/E Ratio | 12.9 |
| Current P/E Ratio as % of 5-Y Average P/E | 210 |
| P/E as % of Industry Group | 0.0 |
| P/E as % of Sector Segment | 0.0 |
| Current 12 Month Normalized P/E Ratio - LTM | 26.4 |
| PER SHARE FIGURES |
| LT Debt pS | 37.96 |
| Current Liabilities pS | 43.34 |
| Tangible Book Value pS - LTM | 9.26 |
| Book Value pS - LTM | 13.67 |
| Capital Invested pS | 46.44 |
| Cash pS - LTM | 6.73 |
| Cash Flow pS - LTM | 5.59 |
| Free Cash Flow pS - LTM | 4.36 |
| Earnings pS (EPS) | 5.66 |
| | | | OPERATING RATIOS | | PROFITABILITY RATIOS |
| Free Cash Flow Margin | -0.57 |
| Free Cash Flow Margin 5YEAR AVG | -1.85 |
| Net Profit Margin | 6.9 |
| Net Profit Margin - 5YEAR AVRG. | 7.6 |
| Equity Productivity | 8.43 |
| Return on Equity (ROE) | 58.4 |
| Return on Equity (ROE) - 5YEAR AVRG. | 41.1 |
| Capital Invested Productivity | 1.77 |
| Return on Capital Invested (ROCI) | 12.3 |
| Return on Capital Invested (ROCI) - 5YEAR AVRG. | 12.2 |
| Assets Productivity | 0.80 |
| Return on Assets (ROA) | 5.2 |
| Return on Assets (ROA) - 5YEAR AVRG. | 5.9 |
| Gross Profit Margin | 30.7 |
| Gross Profit Margin - 5YEAR AVRG. | 30.4 |
| EBITDA Margin - LTM | 18.2 |
| EBIT Margin - LTM | 6.1 |
| Pre-Tax Profit Margin | 8.8 |
| Pre-Tax Profit Margin - 5YEAR AVRG. | 10.4 |
| Effective Tax Rate | 21.1 |
| Effective Tax Rate - 5YEAR AVRG. | 26.7 |
| EFFICIENCY RATIOS |
| Cash Conversion Cycle | 206 |
| Revenue per Employee | 454,649 |
| Net Income per Employee | 31,509 |
| Average Collection Period | 127 |
| Receivables Turnover | 3.0 |
| Day's Inventory Turnover Ratio | 79 |
| Inventory Turnover | 4.6 |
| Inventory/Sales | 17.1 |
| Accounts Payble/Sales | 9.40 |
| Assets/Revenue | 1.25 |
| Net Working Capital Turnover | 9.22 |
| Fixed Assets Turnover | 1.42 |
| Total Assets Turnover | 0.8 |
| Revenue per $ Cash | 18.76 |
| Revenue per $ Plant | 4.10 |
| Revenue per $ Common Equity | 8.43 |
| Revenue per $ Capital Invested | 1.77 |
| Selling, General & Adm/tive (SG&A) as % of Revenue | 8.6 |
| SG&A Expense as % of Revenue - 5YEAR AVRG. | 10.2 |
| Research & Devlopment (R&D) as % of Revenue | 3.4 |
| R&D Expense as % of Revenue - 5YEAR AVRG. | 3.4 |
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