Statement of Changes in Beneficial Ownership (4)
June 02 2016 - 6:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Ells Steve
|
2. Issuer Name
and
Ticker or Trading Symbol
CHIPOTLE MEXICAN GRILL INC
[
CMG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman & Co-CEO
|
(Last)
(First)
(Middle)
1401 WYNKOOP STREET, SUITE 500
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/31/2016
|
(Street)
DENVER, CO 80202
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
5/31/2016
|
|
M
|
|
37500
|
A
|
$318.45
|
122043
|
D
|
|
Common Stock
|
5/31/2016
|
|
M
|
|
37500
|
A
|
$318.45
|
159543
|
D
|
|
Common Stock
|
5/31/2016
|
|
F
|
|
54000
|
D
|
$440.26
|
105543
|
D
|
|
Common Stock
|
5/31/2016
|
|
S
|
|
9913
|
D
|
$439.79
(1)
|
95630
|
D
|
|
Common Stock
|
5/31/2016
|
|
S
|
|
10417
|
D
|
$440.63
(2)
|
85213
|
D
|
|
Common Stock
|
5/31/2016
|
|
S
|
|
670
|
D
|
$441.54
(3)
|
84543
|
D
|
|
Common Stock
|
|
|
|
|
|
|
|
12519
|
I
|
Ells Dynasty Trust Holdings LLC
|
Common Stock
|
|
|
|
|
|
|
|
99740
|
I
|
Ells DE Trust Holdings LLC
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
2013 Performance SOSARs
|
$318.45
|
5/31/2016
|
|
M
|
|
37500
|
|
5/10/2016
|
2/7/2020
|
Common Stock
|
37500
|
$0.00
|
0
|
D
|
|
2013 Stock Appreciation Rights
|
$318.45
|
5/31/2016
|
|
M
|
|
37500
|
|
2/7/2016
|
2/7/2020
|
Common Stock
|
37500
|
$0.00
|
0
|
D
|
|
2014 Stock Appreciation Rights
|
$543.20
|
|
|
|
|
|
|
2/3/2016
(4)
|
2/3/2021
|
Common Stock
|
87500
|
|
87500
|
D
|
|
2014 Performance SOSARs
|
$543.20
|
|
|
|
|
|
|
5/10/2016
|
2/3/2021
|
Common Stock
|
43750
|
|
43750
|
D
|
|
Explanation of Responses:
|
(
1)
|
Reflects a weighted-average price. Actual sales prices ranged from $439.18 to $440.18 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
|
(
2)
|
Reflects a weighted-average price. Actual sales prices ranged from $440.19 to $441.18 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
|
(
3)
|
Reflects a weighted-average price. Actual sales prices ranged from $441.20 to $441.86 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
|
(
4)
|
One half of the 2014 Stock Appreciation Rights vested on February 3, 2016 and the remaining half are scheduled to vest on February 3, 2017, subject to possible acceleration of vesting.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Ells Steve
1401 WYNKOOP STREET, SUITE 500
DENVER, CO 80202
|
X
|
|
Chairman & Co-CEO
|
|
Signatures
|
Michael M. McGawn, attorney-in-fact
|
|
6/2/2016
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Chipotle Mexican Grill (NYSE:CMG)
Historical Stock Chart
From Aug 2024 to Sep 2024
Chipotle Mexican Grill (NYSE:CMG)
Historical Stock Chart
From Sep 2023 to Sep 2024