Diploma PLC Holding(s) in Company (6683T)
January 09 2017 - 6:30AM
UK Regulatory
TIDMDPLM
RNS Number : 6683T
Diploma PLC
09 January 2017
DIPLOMA PLC
12 CHARTERHOUSE SQUARE, LONDON EC1M 6AX
TELEPHONE: +44 (0)20 7549 5700
FACSIMILE: +44 (0)20 7549 5715
FOR IMMEDIATE RELEASE
9 January 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------------------------------------------------
1. Identity of the issuer or Diploma PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
--------------------------------------------------------------- ---------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
--------------------------------------------------------------- ---------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
--------------------------------------------------------------- ---------------------------
An event changing the breakdown of voting rights
--------------------------------------------------------------- ---------------------------
Other (please
specify):
---------------------------------------------------------- --- ---------------------------
3. Full name of person(s) Brown Brothers Harriman &
subject to the Co.
notification obligation:
(iii)
----------------------------------------------------------- -------------------------------
4. Full name of shareholder(s) 1818 Master Partners, Ltd.
(if different from 3.):(iv)
----------------------------------------------------------- -------------------------------
5. Date of the transaction January 5, 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -------------------------------
6. Date on which issuer January 6, 2017
notified:
----------------------------------------------------------- -------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 4.88%
----------------------------------------------------------- -------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation Resulting situation after the
of previous triggering transaction
shares to the triggering
transaction
if possible
using
the ISIN
CODE
--------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- -------------- ---------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------ -------------- ------------ ------------ ------------ -----------
GB0001826634 5,761,806 5,761,806 5,521,984 5,521,984 0 4.88% 0
-------------- ---------------- -------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- -------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
------------- ---------------- -------------- ---------------- ---------------------------- -----------------------
Nominal Delta
------------- ---------------- -------------- ---------------- ---------------------------- ------------ ---------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------- -------------------------------------------------------------------
5,521,984 4.88%
--------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------
The security being reported is beneficially owned by
1818 Master Partners, Ltd., of which Brown Brothers
Harriman & Co is a control person based upon its holding
of all the voting interests in, and directing the management
of, 1818 Master Partners, Ltd.
Proxy Voting:
-------------------------------------------------------------------
10. Name of the proxy holder: Brown Brothers Harriman
& Co.
---------------------------------------- -------------------------
11. Number of voting rights proxy
holder will cease
to hold:
---------------------------------------- -------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
---------------------------------------- -------------------------
13. Additional information:
-------------------------------------- ---------------------------
14. Contact name: Anthony Calascione
-------------------------------------- ---------------------------
15. Contact telephone number: 212.493.8359
-------------------------------------- ---------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLOKCDBDBKDADK
(END) Dow Jones Newswires
January 09, 2017 06:30 ET (11:30 GMT)
Diploma (LSE:DPLM)
Historical Stock Chart
From Aug 2024 to Sep 2024
Diploma (LSE:DPLM)
Historical Stock Chart
From Sep 2023 to Sep 2024