Statement of Changes in Beneficial Ownership (4)
September 29 2015 - 4:39PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KANE KERRY M
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2. Issuer Name
and
Ticker or Trading Symbol
EnerSys
[
ENS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
VP, Corporate Controller & PAO
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(Last)
(First)
(Middle)
2366 BERNVILLE ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
9/25/2015
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(Street)
READING, PA 19605
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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9/25/2015
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A
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1.652
(1)
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A
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$0.00
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17302.4262
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D
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Common Stock
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9/25/2015
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A
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10.6509
(2)
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A
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$0.00
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17313.0771
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D
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Common Stock
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9/25/2015
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A
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2.3169
(3)
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A
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$0.00
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17315.394
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D
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Common Stock
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9/25/2015
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A
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9.9892
(4)
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A
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$0.00
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17325.3832
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D
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Common Stock
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9/25/2015
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A
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2.5173
(5)
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A
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$0.00
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17327.9005
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D
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Common Stock
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9/25/2015
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A
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12.0203
(6)
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A
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$0.00
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17339.9208
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D
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Common Stock
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9/25/2015
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A
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3.5106
(7)
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A
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$0.00
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17343.4314
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on September 25, 2015 to stockholders of record as of September 11, 2015 (the "Dividend"), with respect to 492 unvested RSUs granted to the reporting person on May 14, 2012, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
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(
2)
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These shares were granted in the form of Market Share Units ("MSUs"), in connection with the Dividend, with respect to 3,172 unvested MSUs granted to the reporting person on May 31, 2013, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
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(
3)
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These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 600 unvested RSUs granted to the reporting person on May 31, 2013, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
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(
4)
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These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 3,000 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
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(
5)
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These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 756 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
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(
6)
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These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 3,650 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for a previously declared and paid cash dividend. These MSUs will vest and are payable concurrent with the underlying MSUs.
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(
7)
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These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,066 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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KANE KERRY M
2366 BERNVILLE ROAD
READING, PA 19605
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VP, Corporate Controller & PAO
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Signatures
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Karen J. Yodis, by Power of Attorney
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9/29/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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