Statement of Ownership (sc 13g)
February 17 2015 - 2:36PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Riverview
Bancorp Inc
(Name of Issuer)
Common Stock,
(Title of
Class of Securities)
769397100
(CUSIP Number)
December
31, 2014
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page. |
The information required on the remainder of this cover
page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
13G
|
|
|
CUSIP No. 769397100 |
|
Page 2 of 8 Pages |
|
|
|
|
|
|
|
1 |
|
Name of
reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Basswood Capital Management, L.L.C. |
2 |
|
Check the appropriate box if a member
of a group* (a) ¨ (b) x |
3 |
|
SEC use only
|
4 |
|
Citizenship or place of
organization Delaware |
Number of
shares beneficially
owned by each
reporting person
with |
|
5 |
|
Sole voting power
0 |
|
6 |
|
Shared voting power
1,205,408 |
|
7 |
|
Sole dispositive power
0 |
|
8 |
|
Shared dispositive power
1,205,408 |
9 |
|
Aggregate amount beneficially owned by each reporting person
1,205,408 |
10 |
|
Check box if the aggregate amount in
Row (9) excludes certain shares ¨ |
11 |
|
Percent of class represented by amount
in Row (9) 5.36% |
12 |
|
Type of reporting person*
IA |
-2-
13G
|
|
|
CUSIP No. 769397100 |
|
Page 3 of 8 Pages |
|
|
|
|
|
|
|
1 |
|
Name of
reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Matthew Lindenbaum |
2 |
|
Check the appropriate box if a member
of a group* (a) ¨ (b) x |
3 |
|
SEC use only
|
4 |
|
Citizenship or place of
organization United States |
Number of
shares beneficially
owned by each
reporting person
with |
|
5 |
|
Sole voting power
0 |
|
6 |
|
Shared voting power
1,205,408 |
|
7 |
|
Sole dispositive power
0 |
|
8 |
|
Shared dispositive power
1,205,408 |
9 |
|
Aggregate amount beneficially owned by each reporting person
1,205,408 |
10 |
|
Check box if the aggregate amount in
Row (9) excludes certain shares ¨ |
11 |
|
Percent of class represented by amount
in Row (9) 5.36% |
12 |
|
Type of reporting person*
IN/HC |
-3-
13G
|
|
|
CUSIP No. 769397100 |
|
Page 4 of 8 Pages |
|
|
|
|
|
|
|
1 |
|
Name of
reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Bennett Lindenbaum |
2 |
|
Check the appropriate box if a member
of a group* (a) ¨ (b) x |
3 |
|
SEC use only
|
4 |
|
Citizenship or place of
organization United States |
Number of
shares beneficially
owned by each
reporting person
with |
|
5 |
|
Sole voting power
0 |
|
6 |
|
Shared voting power
1,205,408 |
|
7 |
|
Sole dispositive power
0 |
|
8 |
|
Shared dispositive power
1,205,408 |
9 |
|
Aggregate amount beneficially owned by each reporting person
1,205,408 |
10 |
|
Check box if the aggregate amount in
Row (9) excludes certain shares ¨ |
11 |
|
Percent of class represented by amount
in Row (9) 5.36% |
12 |
|
Type of reporting person*
IN/HC |
-4-
Item 1(a) |
Name of Issuer: |
Riverview Bancorp Inc
Item 1(b) |
Address of Issuers Principal Executive Offices: |
900 Washington St Ste 900
Vancouver,WA 98660-3455
Item 2(a) |
Name of Person Filing: |
See Cover Pages, Item 1.
Item 2(b) |
Address or Principal Business Office: |
c/o Basswood Capital Management, L.L.C.
645 Madison Avenue, 10th Floor
New York, NY 10022
See Cover Pages, Item 4.
Item 2(d) |
Title of Class of Securities: |
Common Stock
769397100
The information required by Items 4(a)-(c) is set forth in Rows
5-11 of the cover page hereto for each Reporting Person and is incorporated herein by reference for each such Reporting Person.
Item 5 |
Ownership of Five Percent or Less of a Class: |
Not Applicable
Item 6 |
Ownership of More than Five Percent on Behalf of Another Person: |
Not Applicable
-5-
Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: |
Not Applicable
Item 8 |
Identification and Classification of Members of the Group: |
Not Applicable
Item 9 |
Notice of Dissolution of Group: |
Not Applicable
By signing below the signatory certifies that, to the best of his
knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
[Remainder of page intentionally left blank]
-6-
SIGNATURE
After reasonable inquiry and to the best of the knowledge and belief of the undersigned, each of the undersigned certifies that the
information set forth in this statement is true, complete and correct.
Dated: February 13, 2015
|
|
|
|
|
BASSWOOD CAPITAL MANAGEMENT, L.L.C. |
|
|
By: |
|
/s/ Matthew Lindenbaum |
|
|
Name: |
|
Matthew Lindenbaum |
|
|
Title: |
|
Managing Member |
|
/s/ Matthew Lindenbaum |
Matthew Lindenbaum, an individual |
|
/s/ Bennett Lindenbaum |
Bennett Lindenbaum, an individual |
-7-
EXHIBIT 99.1
AGREEMENT OF REPORTING PERSONS
Each of
the undersigned hereby agrees to file jointly this Schedule to which this Agreement is attached and any amendments thereto which may be deemed necessary, pursuant to Regulation 13D-G under the Securities Exchange Act of 1934. It is understood and
agreed that each of the parties hereto is responsible for the timely filing of this Schedule and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein, but such party is not
responsible for the completeness and accuracy of information concerning any other party unless such party knows or has reason to believe such information is inaccurate. It is understood and agreed that a copy of this Agreement shall be attached as
an exhibit to this Schedule, and any amendments thereto, filed on behalf of each of the parties hereto.
Dated: February 13, 2015
|
|
|
|
|
BASSWOOD CAPITAL MANAGEMENT, L.L.C. |
|
|
By: |
|
/s/ Matthew Lindenbaum |
|
|
Name: Title: |
|
Matthew Lindenbaum Managing
Member |
|
/s/ Matthew Lindenbaum |
Matthew Lindenbaum, an individual |
|
/s/ Bennett Lindenbaum |
Bennett Lindenbaum, an individual |
-8-
Riverview Bancorp (NASDAQ:RVSB)
Historical Stock Chart
From Aug 2024 to Sep 2024
Riverview Bancorp (NASDAQ:RVSB)
Historical Stock Chart
From Sep 2023 to Sep 2024