UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 

 
FORM 8-K
 

 
CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): July 25, 2014
 
HERITAGE COMMERCE CORP
 
(Exact name of registrant as specified in its charter)
 

 
California
000-23877
77-0469558
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
 
150 Almaden Boulevard, San Jose, California
 
95113
(Address of principal executive offices)
(Zip Code)
 
Registrant’s telephone number, including area code: (408) 947-6900
 
Not Applicable
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2. below):
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

 
ITEM 7.01   REGULATION FD DISCLOSURE
 
Heritage Commerce Corp is scheduled to present at Keefe, Bruyette & Woods 2014 Community Bank Investor Conference at the The Grand Hyatt Grand Central in New York, New York.  Walter T. Kaczmarek, President and Chief Executive Officer, is scheduled to present on Tuesday, July 29, 2014 at 5:00 a.m. PDT.  The presentation will be archived for 90 days after the conference, and can be viewed at http://wsw.com/webcast/kbw12/htbk.
 
A copy of the information in the slide presentation is included as Exhibit 99.2. This Form 8-K and the information included as exhibits shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“Exchange Act”), nor shall it be incorporated by reference into a filing under the Securities Act of 1933, as amended (“Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such a filing.  The furnishing of the information in this report is not intended to, and does not, constitute a determination or admission by the Company that the information in this report is material or complete, or that investors should consider this information before making an investment decision with respect to any security of the Registrant or any of its affiliates.  The information in the materials is presented as of June 30, 2014, and the Company does not assume any obligations to update such information in the future.
 
A copy of the press release announcing the Company’s participation in the Conference is attached as Exhibit 99.1.

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS

(D) Exhibits.

99.1  
Press Release, dated July 25, 2014, entitled Heritage Commerce Corp to Present at Keefe, Bruyette & Woods 2014 Community Bank Investor Conference
 
99.2  
Slide presentation to investors to be presented on July 29, 2014 by the registrant's President and Chief Executive Officer. 
 
 
 
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: July 25, 2014      
 
Heritage Commerce Corp
 
By: /s/ Lawrence D. McGovern
Name: Lawrence D. McGovern
Executive Vice President and Chief Financial Officer
 
 
 

 
 
 
 
INDEX TO EXHIBITS

 
EXHIBIT NO.         DESCRIPTION
 
99.1  
                  Press Release, dated July 25, 2014, entitled Heritage Commerce Corp to Present  
                        at Keefe, Bruyette & Woods 2014 Community Bank Investor Conference       
 
99.2  
                  Slide Presentation to investors to be presented on July 29, 2014 by the registrant's President
                        and Chief Executive Officer. 
 
 
 


Exhibit 99.1
 

Heritage Commerce Corp to Present at Keefe, Bruyette & Woods 2014 Community Bank Investor Conference
 
San Jose, California – July 25, 2014 – Heritage Commerce Corp (Nasdaq:HTBK), today announced that it will present at Keefe, Bruyette & Woods 2014 Community Bank Investor Conference at The Grand Hyatt Grand Central in New York, New York.  Walter T. Kaczmarek, President and Chief Executive Officer, is scheduled to present on Tuesday, July 29, 2014 at 5:00 a.m. PDT.  The presentation will be archived for 90 days after the conference, and can be viewed at http://wsw.com/webcast/kbw12/htbk.

Heritage Commerce Corp, a bank holding company established in February 1998, is the parent company of Heritage Bank of Commerce, established in 1994 and headquartered in San Jose with full-service branches in Danville, Fremont, Gilroy, Hollister, Los Altos, Los Gatos, Morgan Hill, Pleasanton, Sunnyvale, and Walnut Creek.  Heritage Bank of Commerce is an SBA Preferred Lender with an additional Loan Production Office in Lincoln, California.  For more information, please visit www.heritagecommercecorp.com.
 
Member FDIC



Exhibit 99.2      
 
 
HERITAGE COMMERCE CORP
 
 
SLIDE PRESENTATION TO SHAREHOLDERS
 
 
July 29, 2014
 
 
WALTER T. KACZMAREK
CHIEF EXECUTIVE OFFICER
HERITAGE COMMERCE CORP
 
 
SAFE HARBOR STATEMENT
 
Forward-looking statements are based on management’s knowledge and belief as of today and include information concerning the Company’s possible or assumed future financial condition, and its results of operations, business and earnings outlook. These forward-looking statements are subject to risks and uncertainties. For a discussion of factors which could cause results to differ, please see the Company’s reports on Forms 10-K and 10-Q as filed with the Securities and Exchange Commission and the Company’s press releases. Readers should not place undue reliance on the forward-looking statements, which reflect management's view only as of the date hereof. The Company undertakes no obligation to publicly revise these forward-looking statements to reflect subsequent events or circumstances.
 
Member FDIC
 
 






















 


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