Current Report Filing (8-k)
July 25 2014 - 1:23PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 25, 2014
HERITAGE COMMERCE CORP
(Exact name of registrant as specified in its charter)
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California
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000-23877
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77-0469558
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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150 Almaden Boulevard, San Jose, California
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95113
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (408) 947-6900
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Not Applicable
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(Former name or former address, if changed since last report.)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2. below):
□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 7.01 REGULATION FD DISCLOSURE
Heritage Commerce Corp is scheduled to present at Keefe, Bruyette & Woods 2014 Community Bank Investor Conference at the The Grand Hyatt Grand Central in New York, New York. Walter T. Kaczmarek, President and Chief Executive Officer, is scheduled to present on Tuesday, July 29, 2014 at 5:00 a.m. PDT. The presentation will be archived for 90 days after the conference, and can be viewed at http://wsw.com/webcast/kbw12/htbk.
A copy of the information in the slide presentation is included as Exhibit 99.2. This Form 8-K and the information included as exhibits shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“Exchange Act”), nor shall it be incorporated by reference into a filing under the Securities Act of 1933, as amended (“Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such a filing. The furnishing of the information in this report is not intended to, and does not, constitute a determination or admission by the Company that the information in this report is material or complete, or that investors should consider this information before making an investment decision with respect to any security of the Registrant or any of its affiliates. The information in the materials is presented as of June 30, 2014, and the Company does not assume any obligations to update such information in the future.
A copy of the press release announcing the Company’s participation in the Conference is attached as Exhibit 99.1.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(D) Exhibits.
| 99.1 |
Press Release, dated July 25, 2014, entitled “Heritage Commerce Corp to Present at Keefe, Bruyette & Woods 2014 Community Bank Investor Conference”
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| 99.2 |
Slide presentation to investors to be presented on July 29, 2014 by the registrant's President and Chief Executive Officer.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: July 25, 2014
Heritage Commerce Corp
By: /s/ Lawrence D. McGovern
Name: Lawrence D. McGovern
Executive Vice President and Chief Financial Officer
EXHIBIT NO. DESCRIPTION
| 99.1 |
Press Release, dated July 25, 2014, entitled “Heritage Commerce Corp to Present
at Keefe, Bruyette & Woods 2014 Community Bank Investor Conference”
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| 99.2 |
Slide Presentation to investors to be presented on July 29, 2014 by the registrant's President
and Chief Executive Officer.
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Exhibit 99.1
Heritage Commerce Corp to Present at Keefe, Bruyette & Woods 2014 Community Bank Investor Conference
San Jose, California – July 25, 2014 – Heritage Commerce Corp (Nasdaq:HTBK), today announced that it will present at Keefe, Bruyette & Woods 2014 Community Bank Investor Conference at The Grand Hyatt Grand Central in New York, New York. Walter T. Kaczmarek, President and Chief Executive Officer, is scheduled to present on Tuesday, July 29, 2014 at 5:00 a.m. PDT. The presentation will be archived for 90 days after the conference, and can be viewed at http://wsw.com/webcast/kbw12/htbk.
Heritage Commerce Corp, a bank holding company established in February 1998, is the parent company of Heritage Bank of Commerce, established in 1994 and headquartered in San Jose with full-service branches in Danville, Fremont, Gilroy, Hollister, Los Altos, Los Gatos, Morgan Hill, Pleasanton, Sunnyvale, and Walnut Creek. Heritage Bank of Commerce is an SBA Preferred Lender with an additional Loan Production Office in Lincoln, California. For more information, please visit www.heritagecommercecorp.com.
Member FDIC
Exhibit 99.2
HERITAGE COMMERCE CORP
SLIDE PRESENTATION TO SHAREHOLDERS
July 29, 2014
WALTER T. KACZMAREK
CHIEF EXECUTIVE OFFICER
HERITAGE COMMERCE CORP
SAFE HARBOR STATEMENT
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Forward-looking statements are based on management’s knowledge and belief as of today and include information concerning the Company’s possible or assumed future financial condition, and its results of operations, business and earnings outlook. These forward-looking statements are subject to risks and uncertainties. For a discussion of factors which could cause results to differ, please see the Company’s reports on Forms 10-K and 10-Q as filed with the Securities and Exchange Commission and the Company’s press releases. Readers should not place undue reliance on the forward-looking statements, which reflect management's view only as of the date hereof. The Company undertakes no obligation to publicly revise these forward-looking statements to reflect subsequent events or circumstances.
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Member FDIC
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