Bank of America Merrill Lynch Form 8.5 (EPT/RI) (4599X)
August 28 2015 - 6:49AM
UK Regulatory
TIDMPIC
RNS Number : 4599X
Bank of America Merrill Lynch
28 August 2015
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Pace PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: ARRIS Group Inc
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 27/08/2015
------------------------------------------------------------------------------------- ------------------------------
(e) In addition to the company in 1(b) above, is the YES
exempt principal trader making disclosures in If YES, specify which:
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
(ARRIS Group Inc)
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0006672785 Purchase 110,271 3.33 GBP 3.286 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0006672785 Sale 5,034 3.335 GBP 3.285 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 370,000 3.335 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 145 3.335 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,833 3.335 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 83,751 3.335 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 62,235 3.335 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 259 3.332 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 212 3.325 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,191 3.335 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 228,613 3.335 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 171,387 3.335 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 674,724 3.335 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 15 3.333 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 48 3.336 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 118 3.348 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 70 3.333 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 100 3.336 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,590,710 3.335 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 100,000 3.339 GBP
GB0006672785
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercise
Class of relevant security Product description Exercising/ Number of Exercise Price per
e.g. call option exercised securities unit
against
--------------------------- -------------------- ------------ ------------ -------------------
N/A N/A N/A N/A N/A
--------------------------- -------------------- ------------ ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
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