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BARC Barclays Plc

204.35
0.35 (0.17%)
26 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Barclays Plc LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.35 0.17% 204.35 204.75 204.85 205.00 199.20 202.00 107,968,474 16:35:19
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
Commercial Banks, Nec 25.38B 5.26B 0.3470 5.90 31.04B

BARCLAYS PLC Form 8.3 - ARRIS GROUP INC

01/10/2015 2:01pm

UK Regulatory


Barclays (LSE:BARC)
Historical Stock Chart


From Apr 2019 to Apr 2024

Click Here for more Barclays Charts.
 
TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)   Full name of discloser:                       Barclays PLC. 
(b)   Owner or controller of interest and short 
      positions disclosed, if different from 1(a): 
(c)   Name of offeror/offeree in relation to whose  ARRIS GROUP INC 
      relevant securities this form relates: 
(d)   If an exempt fund manager connected with an 
      offeror/offeree, state this 
      and specify identity of 
      offeror/offeree: 
(e)   Date position held/dealing undertaken:        30 September 2015 
(f)   In addition to the company in 1(c)            YES: 
      above, is the discloser making 
      disclosures in respect of any                 PACE PLC 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant                                                  ORD 
security: 
                                                                   Interests       Short Positions 
                                                                   Number   (%)    Number   (%) 
(1)                 Relevant securities owned 
                    and/or controlled:                             37,987   0.03%  504,950  0.34% 
(2)                 Cash-settled derivatives: 
                                                                   125,000  0.09%  414,359  0.28% 
(3)                 Stock-settled derivatives (including options) 
                    and agreements to purchase/DEALING:               9,500    0.01%  16,900   0.01% 
(4) 
                    TOTAL:                                         172,487  0.12%  936,209  0.64% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant   Purchase/DEALING  Number of   Price per unit 
security                           securities 
ORD                 Purchase       2           25.9600 USD 
ORD                 Purchase       9           25.9500 USD 
ORD                 Purchase       100         25.6200 USD 
ORD                 Purchase       100         25.7400 USD 
ORD                 Purchase       200         25.9200 USD 
ORD                 Purchase       298         25.9700 USD 
ORD                 Purchase       300         26.0033 USD 
ORD                 Purchase       363         25.8643 USD 
ORD                 Purchase       400         25.9329 USD 
ORD                 Purchase       454         25.9695 USD 
ORD                 Purchase       459         25.9524 USD 
ORD                 Purchase       466         25.9743 USD 
ORD                 Purchase       500         25.8510 USD 
ORD                 Purchase       550         25.8618 USD 
ORD                 Purchase       600         25.8166 USD 
ORD                 Purchase       666         25.7826 USD 
ORD                 Purchase       865         25.9501 USD 
ORD                 Purchase       1,300       25.8950 USD 
ORD                 Purchase       1,400       25.7906 USD 
ORD                 Purchase       2,807       25.7776 USD 
ORD                 Purchase       2,900       25.8808 USD 
ORD                 Purchase       3,500       25.9214 USD 
ORD                 Purchase       3,800       25.8130 USD 
ORD                 Purchase       5,000       26.0000 USD 
ORD                 Purchase       5,200       25.8541 USD 
ORD                 Purchase       5,962       25.8759 USD 
ORD                 Purchase       13,572      25.9074 USD 
ORD                 Sale           55          25.7100 USD 
ORD                 Sale           59          25.9600 USD 
ORD                 Sale           100         25.9550 USD 
ORD                 Sale           100         25.9950 USD 
ORD                 Sale           300         25.8666 USD 
ORD                 Sale           300         25.8916 USD 
ORD                 Sale           300         25.9500 USD 
ORD                 Sale           300         25.9466 USD 
ORD                 Sale           400         25.8925 USD 
ORD                 Sale           400         25.8737 USD 
ORD                 Sale           402         25.9294 USD 
ORD                 Sale           402         25.9295 USD 
ORD                 Sale           550         25.8618 USD 
ORD                 Sale           600         26.0217 USD 
ORD                 Sale           700         25.9900 USD 
ORD                 Sale           800         25.9618 USD 
ORD                 Sale           926         25.9681 USD 
ORD                 Sale           1,500       25.9063 USD 
ORD                 Sale           2,100       25.8499 USD 
ORD                 Sale           2,200       25.9181 USD 
ORD                 Sale           2,852       25.9700 USD 
ORD                 Sale           5,000       26.0000 USD 
ORD                 Sale           6,300       25.8356 USD 
ORD                 Sale           11,772      25.8960 USD 
ORD                 Sale           13,236      25.8168 USD 
 
 

(b) Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a  long/short 
                                 position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of   Product      Writing,     Number      Exercise  Type       Expiry date  Option 
relevant   description  purchasing,  of          price     e.g.                    money 
security   e.g.         selling,     securities  per unit  American,               paid/ 
           call         varying      to                    European                received 
           option       etc.         which                 etc.                    per 
                                     option                                        unit 
                                     relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant securities 
which may be an  inducement to deal 
or refrain from dealing entered into by the person 
making the  disclosure and any party 
to the offer or any person acting in concert with a party to the  offer: 
NONE 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between 
the person making the disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights of future acquisition or 
disposal of any  relevant securities to which 
any derivative is referenced: 
NONE 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   YES 
Date of disclosure:                                   1 Oct 2015 
Contact name:                                         Jay Supaya 
Telephone number:                                     020 7773 0635 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

143221.01

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose positions/dealings   Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose      ARRIS GROUP INC 
relevant securities this from relates: 
 
 

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October 01, 2015 09:01 ET (13:01 GMT)

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