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BARC Barclays Plc

204.00
12.86 (6.73%)
25 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Barclays Plc LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  12.86 6.73% 204.00 203.05 203.20 206.70 194.00 195.96 174,352,545 16:35:18
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
Commercial Banks, Nec 25.38B 5.26B 0.3470 5.85 30.79B

BARCLAYS PLC Form 8.3 - ARRIS GROUP INC

28/08/2015 2:45pm

UK Regulatory


Barclays (LSE:BARC)
Historical Stock Chart


From Apr 2019 to Apr 2024

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TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)   Full name of discloser:                       Barclays PLC. 
(b)   Owner or controller of interest and short 
      positions disclosed, if different from 1(a): 
(c)   Name of offeror/offeree in relation to whose  ARRIS GROUP INC 
      relevant securities this form relates: 
(d)   If an exempt fund manager connected with an 
      offeror/offeree, state this 
      and specify identity of 
      offeror/offeree: 
(e)   Date position held/dealing undertaken:        27 August 2015 
(f)   In addition to the company in 1(c)            YES: 
      above, is the discloser making 
      disclosures in respect of any                 PACE PLC 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant                        ORD 
security: 
                                         Interests       Short Positions 
                                         Number   (%)    Number   (%) 
(1)                 Relevant securities 
                    owned 
                    and/or controlled:   34,500   0.02%  398,508  0.27% 
(2)                 Cash-settled 
                    derivatives: 
                                         125,000  0.09%  414,359  0.28% 
(3)                 Stock-settled 
                    derivatives 
                    (including options) 
                    and agreements to    8,900    0.01%  13,200   0.01% 
                    purchase/DEALING: 
                    TOTAL:               168,400  0.12%  826,067  0.56% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant   Purchase/DEALING  Number of   Price per unit 
security                           securities 
ORD                 Purchase       2           26.1900 USD 
ORD                 Purchase       47          26.2800 USD 
ORD                 Purchase       100         26.0700 USD 
ORD                 Purchase       100         26.1200 USD 
ORD                 Purchase       100         26.4300 USD 
ORD                 Purchase       100         26.3000 USD 
ORD                 Purchase       189         26.3300 USD 
ORD                 Purchase       300         26.2016 USD 
ORD                 Purchase       400         26.2775 USD 
ORD                 Purchase       600         26.2066 USD 
ORD                 Purchase       1,200       26.2362 USD 
ORD                 Purchase       1,338       26.2228 USD 
ORD                 Purchase       2,200       26.1950 USD 
ORD                 Purchase       2,943       26.2005 USD 
ORD                 Purchase       13,118      26.1980 USD 
ORD                 Purchase       19,562      26.1861 USD 
ORD                 Purchase       21,503      26.1879 USD 
ORD                 Sale           47          26.2800 USD 
ORD                 Sale           69          26.3300 USD 
ORD                 Sale           100         26.0200 USD 
ORD                 Sale           100         26.1000 USD 
ORD                 Sale           100         26.4000 USD 
ORD                 Sale           200         26.1750 USD 
ORD                 Sale           200         26.1050 USD 
ORD                 Sale           200         26.1100 USD 
ORD                 Sale           200         26.2100 USD 
ORD                 Sale           300         26.2133 USD 
ORD                 Sale           500         26.2380 USD 
ORD                 Sale           1,100       26.2368 USD 
ORD                 Sale           1,100       26.2486 USD 
ORD                 Sale           1,300       26.2469 USD 
ORD                 Sale           1,320       26.2004 USD 
ORD                 Sale           1,500       26.1420 USD 
ORD                 Sale           1,902       26.1856 USD 
ORD                 Sale           2,600       26.2053 USD 
ORD                 Sale           3,100       26.1937 USD 
ORD                 Sale           4,600       26.1910 USD 
ORD                 Sale           10,201      26.1939 USD 
ORD                 Sale           33,161      26.1904 USD 
 
 

(b) Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a  long/short 
                                 position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of   Product      Writing,     Number      Exercise  Type       Expiry date  Option 
relevant   description  purchasing,  of          price     e.g.                    money 
security   e.g.         selling,     securities  per unit  American,               paid/ 
           call         varying      to                    European                received 
           option       etc.         which                 etc.                    per 
                                     option                                        unit 
                                     relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant securities 
which may be an inducement to 
deal or refrain from dealing entered  into by 
the person making the disclosure and any 
party to the offer  or any person acting 
in concert with a party to the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or 
understanding, formal or  informal, 
between the person making the disclosure 
and any other  person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or understandings,  state "none" 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   YES 
Date of disclosure:                                   28 Aug 2015 
Contact name:                                         Jay Supaya 
Telephone number:                                     020 7773 0635 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

143221.01

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose positions/dealings   Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose      ARRIS GROUP INC 
relevant securities this from relates: 
 
 

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August 28, 2015 09:45 ET (13:45 GMT)

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