ComplyConnect Conference & Expo provides
three days of information-packed sessions, keynotes and networking
opportunities for regulatory and compliance professionals
NEW YORK, July 7, 2022 /PRNewswire/ -- ComplySci, the
leading provider of regulatory technology and compliance for the
financial services sector, will be a founding sponsor of a new
comprehensive regulatory and compliance event, ComplyConnect
Conference & Expo. The three-day conference is already slated
to include a keynote address from Security and Exchange Commission
(SEC) Director of the Division of Examinations Richard R. Best and the presentation of the
first annual ComplyConnect awards.
The conference, co-sponsored by ComplySci's family of firms –
NRS, RIA in a Box, illumis and ITEGRIA – will be held Nov. 8 - 10 at the Omni Barton Creek Resort in
Austin, Texas. Regulatory and
compliance professionals, industry leaders and technology experts
from across the U.S. will discuss current trends, industry best
practices and the impact of recent SEC and Financial Industry
Regulatory Authority (FINRA) regulations.
"The success of financial firms' compliance programs requires
opportunities for leaders to connect and discuss best practices,
technological advances and regulatory changes, and unfortunately
there are very few venues for these kinds of broad-based
interactions," said ComplySci Chief Executive Officer Amy Kadomatsu. "As our family of firms continues
to grow, we wanted to build on the success of the long-standing NRS
Spring and Fall Compliance Conferences by creating an
industry-leading event. ComplyConnect brings together chief
compliance officers and their teams, as well as thought leaders,
from across the country to drive innovation, provide continuing
education and build a strong professional community to shape the
future of our industry."
Industry awards
The conference will also feature the first-ever ComplyConnect
awards program. Regulatory and compliance professionals and
stakeholders can nominate individuals and companies for:
- Compliance Officer of the Year
- Compliance Innovator of the Year
- Compliance Provider of the Year
- Compliance Educator of the Year
- Future Compliance Star of the Year
Nominations will be reviewed by a panel of industry-leading
experts. Nominations can be submitted through the ComplyConnect
Awards page until Sept.1. Finalists will be announced in October
and winners on Nov. 9 during the
ComplyConnect Conference & Expo.
"Compliance professionals are some of the most meticulous and
dedicated leaders within their organizations and we want to
celebrate all they do," said Kadomatsu. "These awards will give
professionals a chance to recognize one another as we honor the
outstanding individuals and teams who are truly making a difference
in the industry."
Registration information
ComplyConnect provides participants with several options to
maximize their learning and networking opportunities. The event
will feature an expanded version of the legacy NRS Compliance
Conference and offer Investment Adviser Certified Compliance
Professional (IACCP®), continuing legal education (CLE), continuing
professional education (CPE) and certified financial planner (CFP)
continuing education credits. It will also include a technology
track, as well as invitation-only executive and customer summit
options.
Pre-conference workshops, including an introductory course for
professionals new to the compliance industry and a women in
compliance roundtable, will also be offered on Nov. 7.
Early-bird, all-access registration is available through
Aug. 19. Learn more about the
ComplyConnect Conference & Expo, including registration,
sponsorships and more at complyconnectexpo.com.
About ComplySci
ComplySci believes advanced compliance technology empowers
compliance professionals to transform their business. More than
7,000 customers, including some of the world's largest financial
institutions, rely on ComplySci's scalable and sophisticated
platform to stay ahead of risk and unlock the strategic potential
of their compliance data. The company's family of firms includes
ComplySci, RIA in a Box, illumis, a ComplySci company, NRS, a
ComplySci company, and ITEGRIA®, a division of RIA in a
Box.
Together, the family of firms offer a full suite of
governance, risk and compliance (GRC) consulting, technology,
managed services, analytics and outsourcing solutions for the
financial services industry. Its regulatory technology solutions
help compliance organizations identify, monitor, manage and report
on risk and conflicts of interest, including personal trading,
gifts and entertainment, political contributions, outside business
affiliations and other Code of Ethics violations. Learn more at
complysci.com.
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