Scottish Mortgage Inv Tst PLC Holding(s) in Company (3487M)
September 13 2019 - 11:58AM
UK Regulatory
TIDMSMT
RNS Number : 3487M
Scottish Mortgage Inv Tst PLC
13 September 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Scottish Mortgage Investment Trust
underlying issuer of existing shares PLC
to which voting rights are attached(ii) Legal Entity Identifier: 213800G37DCS3Q9IJM38
:
-----------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
-----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
-----
An acquisition or disposal of financial instruments X
-----
An event changing the breakdown of voting rights
-----
Other (please specify)(iii) :
-----
3. Details of person subject to the notification obligation(iv)
Name BlackRock, Inc.
City and country of registered office Wilmington, DE, USA
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name
-----------------------------------------------------
City and country of registered office
(if applicable)
-----------------------------------------------------
5. Date on which the threshold was 12/09/2019
crossed or reached(vi) :
-----------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 13/09/2019
-----------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ----------------------- ------------------- ----------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 4.87% 0.12% 5.00% 1,484,780,880
------------------ ----------------------- ------------------- ----------------------
Position of Below 5% Below 5% Below 5%
previous notification
(if
applicable)
------------------ ----------------------- ------------------- ----------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
-----------------------------
GB00BLDYK618 72,347,751 4.87%
------------------------ ----------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 72,347,751 4.87%
------------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion Period(xi) rights that may rights
be acquired if
the instrument
is
exercised/converted.
----------- ----------------------------------- -------------------------------- ---------------------
Securities Lending 10,573 0.00%
----------- ----------------------------------- -------------------------------- ---------------------
SUBTOTAL 8. B 1 10,573 0.00%
----------------------------------- -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
--------------- ---------------------- ----------------------- --------------------
Cash Settled
Call Option
(GB00BLDYK618) 25/10/2021 Cash 1,911,373 0.12%
--------------- ---------------------- ----------------------- --------------------
SUBTOTAL 8.B.2 1,911,373 0.12%
----------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
See Attachment
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information(xvi)
BlackRock Regulatory Threshold Reporting Team
Jana Blumenstein
020 7743 3650
Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion 13 September, 2019
----------------------------------------------
Section 9 Attachment
Name(xv) % of voting rights % of voting rights Total of both
if it equals or through financial if it equals
is higher than instruments if or is higher
the notifiable it equals or than the notifiable
threshold is higher than threshold
the notifiable
threshold
BlackRock, Inc.
------------------- ------------------- ---------------------
BlackRock Holdco 2, Inc.
------------------- ------------------- ---------------------
BlackRock Financial Management,
Inc.
------------------- ------------------- ---------------------
BlackRock International Holdings,
Inc.
------------------- ------------------- ---------------------
BR Jersey International Holdings
L.P.
------------------- ------------------- ---------------------
BlackRock (Singapore) Holdco
Pte. Ltd.
------------------- ------------------- ---------------------
BlackRock HK Holdco Limited
------------------- ------------------- ---------------------
BlackRock Asset Management
North Asia Limited
------------------- ------------------- ---------------------
BlackRock, Inc.
------------------- ------------------- ---------------------
BlackRock Holdco 2, Inc.
------------------- ------------------- ---------------------
BlackRock Financial Management,
Inc.
------------------- ------------------- ---------------------
BlackRock International Holdings,
Inc.
------------------- ------------------- ---------------------
BR Jersey International Holdings
L.P.
------------------- ------------------- ---------------------
BlackRock Holdco 3, LLC
------------------- ------------------- ---------------------
BlackRock Cayman 1 LP
------------------- ------------------- ---------------------
BlackRock Cayman West Bay
Finco Limited
------------------- ------------------- ---------------------
BlackRock Cayman West Bay
IV Limited
------------------- ------------------- ---------------------
BlackRock Group Limited
------------------- ------------------- ---------------------
BlackRock Finance Europe Limited
------------------- ------------------- ---------------------
BlackRock Investment Management
(UK) Limited
------------------- ------------------- ---------------------
BlackRock, Inc.
------------------- ------------------- ---------------------
BlackRock Holdco 2, Inc.
------------------- ------------------- ---------------------
BlackRock Financial Management,
Inc.
------------------- ------------------- ---------------------
BlackRock International Holdings,
Inc.
------------------- ------------------- ---------------------
BR Jersey International Holdings
L.P.
------------------- ------------------- ---------------------
BlackRock Holdco 3, LLC
------------------- ------------------- ---------------------
BlackRock Cayman 1 LP
------------------- ------------------- ---------------------
BlackRock Cayman West Bay
Finco Limited
------------------- ------------------- ---------------------
BlackRock Cayman West Bay
IV Limited
------------------- ------------------- ---------------------
BlackRock Group Limited
------------------- ------------------- ---------------------
BlackRock Finance Europe Limited
------------------- ------------------- ---------------------
BlackRock Advisors (UK) Limited
------------------- ------------------- ---------------------
BlackRock, Inc.
------------------- ------------------- ---------------------
Trident Merger, LLC
------------------- ------------------- ---------------------
BlackRock Investment Management,
LLC
------------------- ------------------- ---------------------
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END
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