NB Private Equity Partners Limited Nb Private Equity: Holding(s) In Company
January 08 2019 - 10:17AM
UK Regulatory
TIDMNBPE
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)(i)
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1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached(ii)
: NB Private equity Partners Ltd
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1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer X
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2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
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An acquisition or disposal of voting rights
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)(iii) : Change of home state
from Netherlands to United Kingdom and change in calculation
basis for major shareholding notification X
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3. Details of person subject to the notification obligation(iv)
Name ASSET VALUE INVESTORS LTD
City and country of registered office (if applicable) London, United Kingdom
4. Full name of shareholder(s) (if different from
3.)(v)
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Name British Empire Trust plc, ("Chase Nominees a/c 11429")
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City and country of registered office (if applicable) United Kingdom
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5. Date on which the threshold was crossed or reached(vi)
: 20/12/2018
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6. Date on which issuer notified (DD/MM/YYYY): 08/01/2019
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7. Total positions of person(s) subject to the notification
obligation
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% of voting rights attached to shares (total of 8. % of voting rights through financial instruments Total of both in %
A) (total of 8.B 1 + 8.B 2) (8.A + 8.B) Total number of voting rights of issuer(vii)
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Resulting situation on the date on which threshold
was crossed or reached 5.88% 5.88% 48,790,564
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Position of previous notification (if
applicable)
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8. Notified details of the resulting situation on
the date on which the threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Number of voting rights(ix) % of voting rights
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Class/type of
shares Direct Indirect Direct Indirect
ISIN code (if possible) (Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1) (Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
-------------------------- ------------------------------------------ --------------------------------------------- ----------------------------------------------------- -----------------------------------------------
GG00B1ZBD492 2,870,389 5.88%
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SUBTOTAL 8. A 2,870,389 5.88%
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B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
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Type of financial Expiration Exercise/ Number of voting rights that may be acquired if the % of voting rights
instrument date(x) Conversion Period(xi) instrument is
exercised/converted.
-------------------------- ------------------------------------------ --------------------------------------------- ----------------------------------------------------- -----------------------------------------------
SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
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Type of financial Expiration Exercise/ Conversion Physical or cash Number of voting rights % of voting rights
instrument date(x) Period (xi) settlement(xii)
------------------------- ------------------------------------------- --------------------------------------------- ------------------ --------------------------------- -----------------------------------------------
SUBTOTAL 8.B.2
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9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not X
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entity(xiv) (please add additional rows as necessary)
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Name(xv) % of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
the notifiable threshold it equals or is higher than the notifiable threshold threshold
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights will be held
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11. Additional information(xvi)
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Asset Value Investors acts as discretionary manager
for all shares mentioned in item 8.
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Place of completion Asset Value Investors Limited, London, England
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Date of completion 08/01/2019
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(END) Dow Jones Newswires
January 08, 2019 10:17 ET (15:17 GMT)
Copyright (c) 2019 Dow Jones & Company, Inc.
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