Caledonia Mining Corporation PLC Change to significant shareholder (7768D)
March 07 2022 - 2:01AM
UK Regulatory
TIDMCMCL
RNS Number : 7768D
Caledonia Mining Corporation PLC
07 March 2022
Caledonia Mining Corporation Plc
Notification of relevant change to significant shareholder
(NYSE AMERICAN: CMCL; AIM: CMCL; VFEX: CMCL)
St Helier, March 7, 2022: Caledonia Mining Corporation Plc
("Caledonia" or the "Company") announces that it received
notification on March 4, 2022 from Van Eck Associates Corporation,
which is a "significant shareholder" of the Company as defined by
the AIM Rules for Companies, that it has changed its interest in
the Company and on March 3, 2022 crossed a particular threshold for
notification of its holdings in the Company. A copy of the
notification is below.
Enquiries:
Caledonia Mining Corporation Plc
Mark Learmonth Tel: +44 1534 679 802
Camilla Horsfall Tel: +44 7817 841793
WH Ireland
Adrian Hadden/ Andrew De Andrade Tel: +44 20 7220 1751
BlytheRay Financial PR
Tim Blythe/Megan Ray Tel: +44 207 138 3204
3PPB
Patrick Chidley Tel: +1 917 991 7701
Paul Durham Tel: +1 203 940 2538
Curate Public Relations (Zimbabwe)
Debra Tatenda Tel: +263 77802131
Note: The information contained within this announcement is
deemed by the Company to constitute inside information under the
Market Abuse Regulation (EU) No. 596/2014 ("MAR") as it forms part
of UK domestic law by virtue of the European Union (Withdrawal) Act
2018 and is disclosed in accordance with the Company's obligations
under Article 17 of MAR.
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Caledonia Mining Corp PLC
underlying issuer of existing shares
to which voting rights are attached
(ii) :
---------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer X
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name Van Eck Associates Corporation
City and country of registered office New York, NY USA
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name VanEck Junior Gold Miners ETF
VanEck Junior Gold Miners UCITS ETF
---------------------------------------------
City and country of registered office
(if applicable)
---------------------------------------------
5. Date on which the threshold was 03/03/2022
crossed or reached (vi) :
---------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 04/03/2022
---------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ---------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 4.008% 4.008% 514,346
------------------ ---------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 508,200 3.9838%
------------------ ---------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------------
JE00BF0XVB15 514,346 4.008%
---------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 514,346 4.008%
-------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B 1
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------- -------------------- -------------------- --------------------
SUBTOTAL 8.B.2
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
VanEck Junior Gold
Miners ETF 3.64% 3.64%
---------------------- --------------------- ------------------------
VanEck Junior Gold
Miners UCITS ETF 0.368% 0.368%
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder Glass Lewis
-----------------------------------------------
The number and % of voting rights 514,346 shares and 4.008% voting right
held
-----------------------------------------------
The date until which the voting rights Open
will be held
-----------------------------------------------
11. Additional information (xvi)
Place of completion Tampa, FL
Date of completion 4 March 2022
-------------
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END
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