Barclays PLC Form 8.5 (EPT/NON-RI) Biffa plc (1069O)
January 27 2023 - 4:43AM
UK Regulatory
TIDMBARC TIDMTTM
RNS Number : 1069O
Barclays PLC
27 January 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY
("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL
SECURITIES LTD
(b) Name of offeror/offeree in relation BIFFA PLC
to whose
relevant securities this form relates:
---------------------------------------- -------------------------
(c) Name of the party to the offer Energy Capital Partners,
with which exempt LLC
principal trader is connected
---------------------------------------- -------------------------
(d) Date position held/dealing undertaken: 26 Jan 2023
---------------------------------------- -------------------------
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
---------------------------------------- -------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant
securities of the offeror or offeree
to which the disclosure relates following
the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
--------------------
Number (%) Number (%)
------- ---------- --------
(1) Relevant securities
owned and/or controlled: 286,914 0.09% 197,355 0.06%
------------ ------- ---------- --------
(2) Cash-settled derivatives: 191,858 0.06% 271,421 0.09%
------------ ------- ---------- --------
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell: 0 0.00% 0 0.00%
------------ ------- ---------- --------
TOTAL: 478,772 0.16% 468,776 0.15%
------------ ------- ---------- --------
(b) Rights to subscribe for new securities
(including directors and other executive
options)
Class of relevant security
in relation to
which subscription right
exists
Details, including nature
of the rights
concerned and relevant
percentages:
-------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class of Purchase/sale Total number Highest Lowest price per unit
relevant of price
per unit paid/received
security securities
paid/received
1p ordinary Purchase 324851 4.1000 4.0970 GBP
GBP
--------------- --------------- ---------------- -------------------------------------
1p ordinary Sale 217715 4.1000 4.0953 GBP
GBP
--------------- --------------- ---------------- -------------------------------------
(b) Cash-settled derivative transactions
Class of Product Nature of Number Price per
description dealing of
relevant unit
reference
security
securities
1p ordinary SWAP Closing Long 5,730 4.1000 GBP
--------------- --------------- ---------------- -------------------------------------
1p ordinary SWAP Closing Short 5,850,585 4.1000 GBP
--------------- --------------- ---------------- -------------------------------------
1p ordinary SWAP Decreasing 6,999 4.0960 GBP
Short
--------------- --------------- ---------------- -------------------------------------
1p ordinary SWAP Decreasing 3,368,521 4.1000 GBP
Short
--------------- --------------- ---------------- -------------------------------------
1p ordinary SWAP Increasing 124,717 4.0999 GBP
Short
--------------- --------------- ---------------- -------------------------------------
1p ordinary SWAP Increasing 133,889 4.1000 GBP
Short
--------------- --------------- ---------------- -------------------------------------
1p ordinary CFD Opening Long 644 4.0953 GBP
--------------- --------------- ---------------- -------------------------------------
1p ordinary CFD Opening Long 910 4.0956 GBP
--------------- --------------- ---------------- -------------------------------------
1p ordinary CFD Opening Long 190,304 4.0954 GBP
--------------- --------------- ---------------- -------------------------------------
1p ordinary CFD Opening Long 1,584,606 4.1000 GBP
--------------- --------------- ---------------- -------------------------------------
1p ordinary SWAP Opening Short 19,814 4.0984 GBP
--------------- --------------- ---------------- -------------------------------------
1p ordinary SWAP Opening Short 353,407 4.1000 GBP
--------------- --------------- ---------------- -------------------------------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying etc to which received
option per
unit
relates
(ii) Exercising
Class of Product Exercising/ Number Exercise price per
relevant description exercised of
against unit
security securities
(d) Other dealings (including subscribing for new securities)
Class of Nature Details Price per unit (if
relevant of Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to
the offer:
NONE
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
Date of disclosure: 27 Jan 2023
-------------------------------------
Contact name: Large Holdings Regulatory
Operations
-------------------------------------
Telephone number: 020 3134 7213
-------------------------------------
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