Barclays PLC Form 8.5(EPT/NON-RI)MicroFocus International Amend (0149O)
January 26 2023 - 10:29AM
UK Regulatory
TIDMBARC TIDMMCRO
RNS Number : 0149O
Barclays PLC
26 January 2023
FORM 8.5 (EPT/NON-RI) Amendment to Section 3(a)&(b)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt BARCLAYS CAPITAL SECURITIES LTD
principal trader:
(b) Name of offeror/offeree MICRO FOCUS INTERNATIONAL PLC
in relation to whose
relevant securities
this form relates:
---------------------------------- ------------------------------------------------
(c) Name of the party Open Text Corporation
to the offer with
which exempt
principal trader
is connected
---------------------------------- ------------------------------------------------
(d) Date position held/dealing 20 Jan 2023
undertaken:
---------------------------------- ------------------------------------------------
(e) In addition to NO
the company in 1(b)
above, is the exempt
principal
trader making disclosures
in respect of any
other party to the
offer?
---------------------------------- ------------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 10p ordinary
Interests Short Positions
-------------------------
Number (%) Number (%)
-------- ----------- ------------
(1) Relevant securities
owned and/or controlled: 13,530,022 3.99% 119,545 0.04%
----------- -------- ----------- ------------
(2) Cash-settled derivatives: 2,344 0.00% 13,448,544 3.96%
----------- -------- ----------- ------------
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell: 0 0.00% 0 0.00%
----------- -------- ----------- ------------
TOTAL: 13,532,366 3.99% 13,568,089 4.00%
----------- -------- ----------- ------------
(b) Rights to subscribe for new securities (including directors
and other executive options)
Class of relevant security
in relation to
which subscription right
exists
Details, including nature
of the rights
concerned and relevant
percentages:
------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and
sales
Class of Purchase/sale Total number Highest price Lowest
relevant of per unit price per
unit
security securities paid/received
paid/received
10p ordinary Purchase 858210 5.3057 GBP 5.2997
GBP
----------------- --------------- ----------------- ---------------------
10p ordinary Sale 71687 5.3060 GBP 5.2999
GBP
----------------- --------------- ----------------- ---------------------
(b) Cash-settled derivative transactions
Class of Product Nature of Number Price per
description dealing of
relevant unit
reference
security
securities
10p ordinary SWAP Decreasing 210 5.3000 GBP
Short
------------- -------------- ------------ -----------
10p ordinary SWAP Decreasing 700 5.2999 GBP
Short
------------- -------------- ------------ -----------
10p ordinary CFD Decreasing 1,720 5.3000 GBP
Short
------------- -------------- ------------ -----------
10p ordinary SWAP Decreasing 5,746 5.3024 GBP
Short
------------- -------------- ------------ -----------
10p ordinary CFD Increasing 56 5.3019 GBP
Short
------------- -------------- ------------ -----------
10p ordinary SWAP Increasing 62 5.3010 GBP
Short
------------- -------------- ------------ -----------
10p ordinary CFD Increasing 735 5.3003 GBP
Short
------------- -------------- ------------ -----------
10p ordinary SWAP Increasing 3,253 5.3001 GBP
Short
------------- -------------- ------------ -----------
10p ordinary SWAP Increasing 7,119 5.3020 GBP
Short
------------- -------------- ------------ -----------
10p ordinary SWAP Increasing 15,195 5.3055 GBP
Short
------------- -------------- ------------ -----------
10p ordinary SWAP Increasing 16,684 5.3000 GBP
Short
------------- -------------- ------------ -----------
10p ordinary CFD Increasing 17,292 5.3029 GBP
Short
------------- -------------- ------------ -----------
10p ordinary CFD Increasing 33,106 5.3036 GBP
Short
------------- -------------- ------------ -----------
10p ordinary CFD Increasing 697,818 5.2982 GBP
Short
------------- -------------- ------------ -----------
10p ordinary SWAP Opening Short 4,993 5.3032 GBP
------------- -------------- ------------ -----------
10p ordinary CFD Opening Long 697,818 6.5050 USD
------------- -------------- ------------ -----------
10p ordinary CFD Closing Long 697,818 6.5050 USD
------------- -------------- ------------ -----------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying etc to which received
option per
unit
relates
(ii) Exercising
Class of Product Exercising/ Number Exercise price per
relevant description exercised of
against unit
security securities
(d) Other dealings (including subscribing for new securities)
Class of Nature Details Price per unit (if
relevant of Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to
the offer:
NONE
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
Date of disclosure: 26-Jan-23
-------------------------------------
Contact name: Large Holdings Regulatory
Operations
-------------------------------------
Telephone number: 020 3134 7213
-------------------------------------
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