TIDMBARC TIDMMCRO

RNS Number : 0149O

Barclays PLC

26 January 2023

 
                     FORM 8.5 (EPT/NON-RI) Amendment to Section 3(a)&(b) 
                  PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
                                              AN 
               EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") 
                                            STATUS 
                           (OR WHERE RI STATUS IS NOT APPLICABLE) 
                         Rule 8.5 of the Takeover Code (the "Code") 
 1.         KEY INFORMATION 
 (a)        Name of exempt                      BARCLAYS CAPITAL SECURITIES LTD 
             principal trader: 
 (b)        Name of offeror/offeree             MICRO FOCUS INTERNATIONAL PLC 
             in relation to whose 
 
             relevant securities 
             this form relates: 
           ----------------------------------  ------------------------------------------------ 
 (c)        Name of the party                   Open Text Corporation 
             to the offer with 
             which exempt 
 
             principal trader 
             is connected 
           ----------------------------------  ------------------------------------------------ 
 (d)        Date position held/dealing                                              20 Jan 2023 
             undertaken: 
           ----------------------------------  ------------------------------------------------ 
 (e)        In addition to                      NO 
             the company in 1(b) 
             above, is the exempt 
             principal 
 
             trader making disclosures 
             in respect of any 
             other party to the 
             offer? 
           ----------------------------------  ------------------------------------------------ 
 2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER 
 (a)        Interests and short positions in the relevant securities 
             of the offeror or offeree 
            to which the disclosure relates following the dealing 
             (if any) 
 Class of relevant security:                    10p ordinary 
                                                     Interests             Short Positions 
                                                                      ------------------------- 
                                                  Number       (%)       Number         (%) 
                                                            --------  -----------  ------------ 
 (1) Relevant securities 
  owned and/or controlled:                      13,530,022    3.99%     119,545        0.04% 
                                               -----------  --------  -----------  ------------ 
 (2) Cash-settled derivatives:                    2,344       0.00%    13,448,544      3.96% 
                                               -----------  --------  -----------  ------------ 
 (3) Stock-settled derivatives 
  (including options) and 
  agreements to purchase/sell:                      0         0.00%        0           0.00% 
                                               -----------  --------  -----------  ------------ 
 
 
   TOTAL:                                       13,532,366    3.99%    13,568,089      4.00% 
                                               -----------  --------  -----------  ------------ 
 
 (b)        Rights to subscribe for new securities (including directors 
             and other executive options) 
 Class of relevant security 
  in relation to 
 
  which subscription right 
  exists 
 Details, including nature 
  of the rights 
 
  concerned and relevant 
  percentages: 
                                               ------------------------------------------------ 
 
 
 
 3.             DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 
 (a)            Purchase and 
                 sales 
   Class of      Purchase/sale      Total number     Highest price            Lowest 
   relevant                              of             per unit            price per 
                                                                               unit 
   security                          securities       paid/received 
                                                                          paid/received 
 10p ordinary       Purchase           858210          5.3057 GBP             5.2997 
                                                                                GBP 
               -----------------  ---------------  -----------------  --------------------- 
 10p ordinary         Sale             71687           5.3060 GBP             5.2999 
                                                                                GBP 
               -----------------  ---------------  -----------------  --------------------- 
 
 
 (b)            Cash-settled derivative transactions 
   Class of       Product        Nature of       Number      Price per 
                 description      dealing           of 
   relevant                                                     unit 
                                                reference 
   security 
                                                securities 
 10p ordinary       SWAP        Decreasing         210       5.3000 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       SWAP        Decreasing         700       5.2999 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       CFD         Decreasing        1,720      5.3000 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       SWAP        Decreasing        5,746      5.3024 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       CFD         Increasing         56        5.3019 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       SWAP        Increasing         62        5.3010 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       CFD         Increasing         735       5.3003 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       SWAP        Increasing        3,253      5.3001 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       SWAP        Increasing        7,119      5.3020 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       SWAP        Increasing       15,195      5.3055 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       SWAP        Increasing       16,684      5.3000 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       CFD         Increasing       17,292      5.3029 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       CFD         Increasing       33,106      5.3036 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       CFD         Increasing       697,818     5.2982 GBP 
                                   Short 
               -------------  --------------  ------------  ----------- 
 10p ordinary       SWAP       Opening Short      4,993      5.3032 GBP 
               -------------  --------------  ------------  ----------- 
 10p ordinary       CFD        Opening Long      697,818     6.5050 USD 
               -------------  --------------  ------------  ----------- 
 10p ordinary       CFD        Closing Long      697,818     6.5050 USD 
               -------------  --------------  ------------  ----------- 
 
 
 (c)          Stock-settled derivative transactions (including 
               options) 
 (i)          Writing, selling, purchasing or varying 
   Class         Product        Writing,         Number      Exercise   Type   Expiry    Option 
 
     of        description     purchasing,         of          price            date      money 
 
  relevant                       selling,      securities       per                       paid/ 
                                                               unit 
  security                     varying etc      to which                                 received 
 
                                                 option                                    per 
                                                                                           unit 
                                                 relates 
 
 
 (ii)         Exercising 
  Class of       Product       Exercising/       Number               Exercise price per 
  relevant     description      exercised          of 
                                 against                                     unit 
  security                                     securities 
 
 
 (d)          Other dealings (including subscribing for new securities) 
  Class of       Nature          Details                      Price per unit (if 
  relevant     of Dealings 
                                                                  applicable) 
  security 
 
 4.           OTHER INFORMATION 
 (a)          Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 
  formal or informal, relating to relevant securities which may 
  be an inducement to deal or refrain from dealing entered into 
  by 
 
  the exempt principal trader making the disclosure and any party 
 
  to the offer or any person acting in concert with a party to 
  the offer: 
                                               NONE 
 (b)          Agreements, arrangements or understandings relating 
               to options or derivatives 
 Details of any agreement, arrangement or understanding, formal 
  or informal, between 
 
  the exempt principal trader making the disclosure and any other 
  person relating to: 
 
  (i) the voting rights of any relevant securities under any 
  option; or 
 
  (ii) the voting rights of future acquisition or disposal of 
  any relevant securities to which 
 
  any derivative is referenced: 
                                               NONE 
 (c)          Attachments 
 Is a Supplemental Form 8 (Open Positions)                                    NO 
  attached? 
 Date of disclosure:                                                      26-Jan-23 
                                                            ------------------------------------- 
 Contact name:                                                    Large Holdings Regulatory 
                                                                          Operations 
                                                            ------------------------------------- 
 Telephone number:                                                      020 3134 7213 
                                                            ------------------------------------- 
 

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