Barclays PLC Form 8.3 - DIGNITY PLC (9856N)
January 26 2023 - 6:20AM
UK Regulatory
TIDMBARC TIDMDTY
RNS Number : 9856N
Barclays PLC
26 January 2023
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
------------------------------------------------
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
------------ ---------------------------------------------------------------
(c) Name of offeror/offeree in relation to whose DIGNITY PLC
relevant securities this form relates:
------------ ---------------------------------------------------------------
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
------------ ---------------------------------------------------------------
(e) Date position held/dealing undertaken: 25 Jan 2023
------------ ---------------------------------------------------------------
(f) In addition to the company in 1(c) above, is the discloser No:
making
disclosures in respect of any other party to the offer? CASTELNAU GROUP LTD
------------ --------------------------------------------------------------- ------------------------ -------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing(if any)
Class of relevant security: 12 48/143p ordinary
Interests Short Positions
-------------------------- --------------------------
Number (%) Number (%)
------------- ----------- -------------
(1) Relevant securities owned
and/or controlled: 459,501 0.92% 98,500 0.20%
------------------------------------------------ ---------- ------------- ----------- ----------- -------------
(2) Cash-settled derivatives:
and/or controlled: 202,323 0.40% 453,993 0.91%
------------------------------------------------ ---------- ------------- ----------- ----------- -------------
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
------------------------------------------------ ---------- ------------- ----------- ----------- -------------
TOTAL: 661,824 1.32% 552,493 1.10%
------------------------------------------------ ---------- ------------- ----------- ----------- -------------
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
------------- ----------- ----------- -------------
Details, including nature of the rights
concerned and relevant percentages:
------------- ----------- ----------- -------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Purchase 67 5.4400 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Purchase 605 5.4500 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Purchase 642 5.4549 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Purchase 2,000 5.4521 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Purchase 2,144 5.4554 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Purchase 3,161 5.4668 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Purchase 5,926 5.4573 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Purchase 11,513 5.4511 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Purchase 15,359 5.4411 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 67 5.4402 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 228 5.4400 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 349 5.4399 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 642 5.4549 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 670 5.4600 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 709 5.4544 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 987 5.4599 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 1,029 5.4545 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 1,500 5.4500 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 2,880 5.4436 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 4,506 5.4526 GBP
------------------------------ -------------------------- --------------------------
12 48/143p ordinary Sale 18,288 5.4437 GBP
------------------------------ -------------------------- --------------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
------------------------------ ------------------------------ -------------------------- -------------
12 48/143p ordinary SWAP Long 67 5.4495 GBP
------------------------------ -------------------------- ----------- -------------
12 48/143p ordinary SWAP Long 229 5.4400 GBP
------------------------------ -------------------------- ----------- -------------
12 48/143p ordinary SWAP Long 349 5.4399 GBP
------------------------------ -------------------------- ----------- -------------
12 48/143p ordinary CFD Long 642 5.4549 GBP
------------------------------ -------------------------- ----------- -------------
12 48/143p ordinary SWAP Long 987 5.4599 GBP
------------------------------ -------------------------- ----------- -------------
12 48/143p ordinary SWAP Short 55 5.4503 GBP
------------------------------ -------------------------- ----------- -------------
12 48/143p ordinary SWAP Short 550 5.4500 GBP
------------------------------ -------------------------- ----------- -------------
12 48/143p ordinary SWAP Short 2,144 5.4554 GBP
------------------------------ -------------------------- ----------- -------------
12 48/143p ordinary SWAP Short 3,161 5.4668 GBP
------------------------------ -------------------------- ----------- -------------
12 48/143p ordinary SWAP Short 5,926 5.4573 GBP
------------------------------ -------------------------- ----------- -------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
---------------- -------------- -------------- ------------- ----------- ----------- -------------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number of Exercise
against price per
security securities unit
------------------------------ ------------------------------ -------------------------- -------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
------------------------------ -------------------------- --------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party
to the offer or any person acting in concert with a party to the offer:
----------------------------------------------------------------------------- ----------- ----------- -------------
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to
which
any derivative is referenced:
------------------------------ -------------- -------------- ------------- ----------- ----------- -------------
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 Jan 2023
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Contact name: Large Holdings Regulatory Operations
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Telephone number: 020 3134 7213
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END
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