Barclays PLC Form8.5(EPT/NON-RI)CAPITAL&COUNTIES PROPERTIES PLC (9683N)
January 26 2023 - 4:46AM
UK Regulatory
TIDMBARC TIDMCAPC
RNS Number : 9683N
Barclays PLC
26 January 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
---------------------------------------------------------
(b) Name of offeror/offeree in relation CAPITAL & COUNTIES PROPERTIES
to whose PLC
-------------------------------------------
relevant securities this form
relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer Capital & Counties Properties
with which exempt plc
-------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
(d) Date position held/dealing undertaken: 25 January 2023
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in YES:
1(b) above, is the exempt principal
trader making disclosures in respect SHAFTESBURY PLC
of any other party to the offer?
-------------- --------------------------------------------------------- --------------------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 25p ordinary
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 9,557,866 1.12% 7,434,785 0.87%
(2) Cash-settled derivatives:
7,537,724 0.89% 8,138,355 0.96%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 17,095,590 2.01% 15,573,140 1.83%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- ---------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
25p ordinary Purchase 200,954 1.1399 1.118 GBP
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary Sale 400,350 1.1307 1.118 GBP
GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
25p ordinary SWAP Decreasing Long 8,000 23.5725
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 12,142 23.7534
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 2,389 1.1229
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 3,972 23.7312
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 12,744 1.1231
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 13,752 23.6628
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 14,000 1.1162
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 14,224 1.1307
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 15,944 1.1215
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 15,944 1.1369
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 20,507 1.1239
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 28,660 1.1161
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 32,000 23.5795
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 44,960 1.1212
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 48,568 23.7463
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 50,680 1.1283
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 62,664 1.1369
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 436,084 1.1210
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 7 1.1400
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 204 1.1180
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 2,053 1.1370
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 3,972 23.7312
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 6,093 1.1219
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 12,744 1.1231
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 13,752 23.6628
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 15,944 1.1215
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 15,944 1.1369
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 22,675 1.1212
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 28,660 1.1161
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 32,000 23.5795
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 44,960 1.1212
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 48,568 23.7463
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 50,680 1.1283
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 55,047 1.1305
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 62,664 1.1369
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 436,084 1.1210
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Short 8,000 1.1198
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 3,972 23.7312
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 12,744 1.1231
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 13,752 23.6628
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 15,944 1.1215
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 15,944 1.1369
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 28,660 1.1161
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 32,000 23.5795
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 44,960 1.1212
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 48,568 23.7463
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 50,680 1.1283
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 62,664 1.1369
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 436,084 1.1210
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 3,972 23.7312
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 12,744 1.1231
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 13,752 23.6628
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 15,944 1.1215
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 15,944 1.1369
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 28,660 1.1161
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 32,000 23.5795
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 44,960 1.1212
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 48,568 23.7463
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 50,680 1.1283
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 62,664 1.1369
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 436,084 1.1210
GBP
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to received
which
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing
for new securities)
Class Nature of Details Price
of relevant Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
------------------------------------------------------------------------------------------------------ --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
----------------------------------------------------------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 26 Jan
2023
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
------------------------- -------------- --------------
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END
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