Barclays PLC Form 8.5 (EPT/NON-RI)SHAFTESBURY PLC (8255N)
January 25 2023 - 4:32AM
UK Regulatory
TIDMBARC TIDMSHB
RNS Number : 8255N
Barclays PLC
25 January 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
----------------------------------------------------------
(b) Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
------------------------------------------
relevant securities this form
relates:
------------ ---------------------------------------------------------- ---------- -------------- --------------
(c) Name of the party to the offer Capital & Counties Properties
with which exempt plc
------------------------------------------
principal trader is connected
------------ ---------------------------------------------------------- ---------- -------------- --------------
(d) Date position held/dealing undertaken: 24 January 2023
------------ ---------------------------------------------------------- ------------------------------------------
(e) In addition to the company in YES:
1(b) above, is the exempt principal
trader making disclosures in respect CAPITAL & COUNTIES PROPERTIES
of any other party to the offer? PLC
------------ ---------------------------------------------------------- ------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 25p ordinary
-------------------------- --------------------------
Interests Short Positions
-------------------------- --------------------------
Number (%) Number (%)
-------------------------------------------- ------------ ------------ ---------- --------------
(1) Relevant securities
owned
and/or controlled: 1,481,219 0.39% 813,478 0.21%
(2) Cash-settled derivatives:
712,118 0.19% 1,434,716 0.37%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 55,260.18 0.01% 0 0.00%
TOTAL: 2,248,597 0.58% 2,248,194 0.58%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
---------------------------------------------------------- --------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
---------------------------------------------------------- --------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
------------ -------------------------------------------- ------------ ---------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
------------ ------------- --------------- ------------ ------------ ---------- -------------- --------------
25p ordinary Purchase 162,171 3.9040 3.7718
GBP GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary Sale 153,114 3.9040 3.7638
GBP GBP
----------------------------- ------------------------ -------------- --------------
(b) Cash-settled derivative transactions
------------ ---------------------------------------------------------- ---------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
------------ ------------- --------------- ------------ ------------ ---------- -------------- --------------
25p ordinary SWAP Decreasing Short 60 3.8351
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Decreasing Short 136 3.8356
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary CFD Increasing Short 1 3.8100
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 12 3.8060
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 42 3.8220
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 59 3.8180
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 107 3.8920
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 116 3.8091
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 223 3.8099
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 452 3.8216
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 782 3.7829
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 1,010 3.8125
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 1,150 3.7792
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 1,358 3.8356
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary CFD Increasing Short 2,420 3.8923
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 3,512 3.8059
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 3,634 3.7933
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 3,680 3.8087
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 5,850 3.8320
GBP
----------------------------- ------------------------ -------------- --------------
25p ordinary SWAP Increasing Short 12,973 3.8060
GBP
----------------------------- ------------------------ -------------- --------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to received
which
option per unit
relates
------------- --------------- ------------ ------------ ---------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
------------ ------------- --------------- ------------ -------------- --------------
(d) Other dealings (including subscribing for new
securities)
Class Nature of Details Price
of relevant Dealings per unit
(if
security applicable)
------------ ------------- --------------- ------------ -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
---------------------------------------------------------------------------------------------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
---------------------------------------------------------- ------------ ---------- -------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Yes
Positions) attached?
--------------------------------------------------------
Date of disclosure: 25 Jan
2023
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
------------------------ -------------- --------------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1 KEY INFORMATION
---------------------------------------------------------- --------------------------------------------------------
Identity of the person whose BARCLAYS CAPITAL SECURITIES LTD
positions/dealings
--------------------------------------------------------
are being disclosed:
-------------------------------------------- ------------ ------------ ---------- -------------- --------------
Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
--------------------------------------------------------
relevant securities this from
relates:
---------------------------------------------------------- ------------ ---------- -------------- --------------
2 OPTIONS AND DERIVATIVES
---------------------------------------------------------- --------------------------------------------------------
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per
unit
security varying to which
etc
option
relates
------------------------------------------ ------------ ------------ ---------- -------------- --------------
25p ordinary Exchangeable Long 55260.18 n/a n/a 30-Mar-26
Bond
--------------------------- --------------- ------------ ------------ ---------- -------------- --------------
3 AGREEMENTS TO PURCHASE OR SELL
ETC.
---------------------------------------------------------- --------------------------------------------------------
Full details should be given so that the nature of the interest
or position can be fully
understood:
--------------------------- --------------- ------------ ------------ ---------- -------------- --------------
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END
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