Barclays PLC Form8.5(EPT/NON-RI)CAPITAL&COUNTIES PROPERTIES PLC (8252N)
January 25 2023 - 4:27AM
UK Regulatory
TIDMBARC TIDMCAPC
RNS Number : 8252N
Barclays PLC
25 January 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
---------------------------------------------------------
(b) Name of offeror/offeree in relation CAPITAL & COUNTIES PROPERTIES
to whose PLC
-------------------------------------------
relevant securities this form
relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer Capital & Counties Properties
with which exempt plc
-------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
(d) Date position held/dealing undertaken: 24 January 2023
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in YES:
1(b) above, is the exempt principal
trader making disclosures in respect SHAFTESBURY PLC
of any other party to the offer?
-------------- --------------------------------------------------------- --------------------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 25p ordinary
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 9,601,942 1.13% 7,279,465 0.85%
(2) Cash-settled derivatives:
7,387,741 0.87% 8,190,048 0.96%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 16,989,683 2.00% 15,469,513 1.82%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- ---------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
25p ordinary Purchase 215,115 1.1280 1.106 GBP
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary Sale 292,990 1.1281 1.104 GBP
GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
25p ordinary SWAP Decreasing Long 4,056 23.7586
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 10,232 23.8384
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 260 1.1259
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 665 1.1226
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 728 1.1247
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 800 1.1189
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 1,450 1.1161
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 3,316 1.1279
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 3,438 1.1218
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 5,260 1.1139
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 22,000 1.1223
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 8 1.1250
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 64 1.1131
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 64 1.1281
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 117 1.1230
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 352 1.1280
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 932 23.7232
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 2,271 23.7400
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 2,381 1.1280
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 3,200 23.7065
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 3,576 1.1174
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 4,124 23.7338
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 4,501 1.1277
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 9,084 23.7334
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 10,264 1.1230
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 15,992 1.1163
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 16,224 23.7657
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 21,077 23.7000
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 30,607 1.1180
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 40,696 1.1222
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 40,740 1.1221
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 40,928 23.8313
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Long 57,147 1.1130
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 81,108 23.7094
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Long 276,096 1.1211
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 8 1.1250
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 64 1.1131
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 64 1.1281
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 932 23.7232
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 3,200 23.7065
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 4,124 23.7338
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 9,084 23.7334
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 10,264 1.1230
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 15,992 1.1163
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 16,224 23.7657
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Short 22,700 1.1061
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 40,696 1.1222
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 40,740 1.1221
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 40,928 23.8313
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 81,108 23.7094
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Increasing Short 276,096 1.1211
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 8 1.1250
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 64 1.1131
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 64 1.1281
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 932 23.7232
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 3,200 23.7065
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 4,124 23.7338
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 9,084 23.7334
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 10,264 1.1230
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 15,992 1.1163
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 16,224 23.7657
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 40,696 1.1222
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 40,740 1.1221
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 40,928 23.8313
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 81,108 23.7094
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 276,096 1.1211
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 8 1.1250
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 64 1.1131
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 64 1.1281
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 932 23.7232
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 3,200 23.7065
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 4,124 23.7338
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 9,084 23.7334
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 10,264 1.1230
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 15,992 1.1163
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 16,224 23.7657
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 40,696 1.1222
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 40,740 1.1221
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 40,928 23.8313
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 81,108 23.7094
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 276,096 1.1211
GBP
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to received
which
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing
for new securities)
Class Nature of Details Price
of relevant Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
------------------------------------------------------------------------------------------------------ --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
----------------------------------------------------------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 25 Jan
2023
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
------------------------- -------------- --------------
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END
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