Barclays PLC Form 8.5 (EPT/NON-RI)BIFFA PLC (8242N)
January 25 2023 - 4:14AM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 8242N
Barclays PLC
25 January 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal BARCLAYS CAPITAL
trader: SECURITIES LTD
--------------------------------------------------------
(b) Name of offeror/offeree BIFFA PLC
in relation to whose
-------------------------------------------
relevant securities this
form relates:
--------------- -------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to Energy Capital Partners,
the offer with which exempt LLC
-------------------------------------------
principal trader
is connected
--------------- ------------------------------------------- ----------- ----------- -------------- --------------
(d) Date position held/dealing 24 January 2023
undertaken:
--------------- -------------------------------------------------------- -------------------------------------------
(e) In addition to the company NO
in 1(b) above, is the
exempt principal
trader making disclosures
in respect of any other
party to the offer?
--------------- -------------------------------------------------------- ----------- -------------- --------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant
securities of the offeror or offeree
to which the disclosure relates following
the dealing (if any)
Class of relevant security: 1p ordinary
------------------------ ---------------------------
Interests Short Positions
------------------------ ---------------------------
Number (%) Number (%)
----------------------------------------------- ----------- ----------- ----------- --------------
(1) Relevant securities
owned
and/or controlled: 10,871,119 3.55% 430,126 0.14%
(2) Cash-settled
derivatives:
385,068 0.13% 10,844,899 3.54%
(3) Stock-settled
derivatives
(including
options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 11,256,187 3.68% 11,275,025 3.68%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in relation
to
-----------
which subscription right exists
------------------------------------------------------------ --------------------------------------------------------
Details, including nature of the rights
-----------
concerned and relevant percentages:
------------------------------------------------------------ --------------------------------------------------------
3. DEALINGS (IF ANY) BY THE
EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
--------------- ------------------------------------------- ----------- ----------- -------------- --------------
Class of Purchase/sale Total Highest Lowest
relevant number price price
of per per
unit unit
security securities paid/received paid/received
--------------- ------------- --------------- ----------- ----------- ----------- -------------- --------------
1p ordinary Purchase 25,388 4.1124 4.0975
GBP GBP
---------------------------- ------------------------ -------------- --------------
1p ordinary Sale 8,919 4.1000 4.0956
GBP GBP
---------------------------- ------------------------ -------------- --------------
(b) Cash-settled derivative
transactions
--------------- -------------------------------------------------------- ----------- -------------- --------------
Class of Product Nature Number Price
of of per
dealing
relevant description reference unit
security securities
--------------- ------------- --------------- ----------- ----------- ----------- -------------- --------------
1p ordinary SWAP Decreasing 985 4.1124
Long GBP
---------------------------- ------------------------ -------------- --------------
1p ordinary CFD Decreasing 1 4.1000
Short GBP
---------------------------- ------------------------ -------------- --------------
1p ordinary SWAP Increasing 2,805 4.0956
Short GBP
---------------------------- ------------------------ -------------- --------------
1p ordinary SWAP Increasing 6,461 4.1001
Short GBP
---------------------------- ------------------------ -------------- --------------
1p ordinary SWAP Increasing 11,829 4.1030
Short GBP
---------------------------- ------------------------ -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing
or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying to received
etc which
option per
unit
relates
------------- --------------- ----------- ----------- ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised of price
against per
security securities unit
--------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing
for new securities)
Class of Nature Details Price
relevant of per
Dealings unit
(if
security applicable)
--------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings
arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a party
to the offer:
------------------------------------------------------------------------------------------------------ --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
------------------------------------------------------------ ----------- ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
--------------------------------------------------------
Date of disclosure: 25
Jan
2023
Contact name: Large Holdings Regulatory
Operations
020 3134
Telephone number: 7213
------------------------ -------------- --------------
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END
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