Barclays PLC Form 8.5 (EPT/NON-RI) Biffa plc (6987N)
January 24 2023 - 5:26AM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 6987N
Barclays PLC
24 January 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal BARCLAYS CAPITAL SECURITIES
trader: LTD
(b) Name of offeror/offeree BIFFA PLC
in relation to whose
relevant securities this
form relates:
------------------------------- ----------------------------
(c) Name of the party to the Energy Capital Partners,
offer with which exempt LLC
principal trader is connected
------------------------------- ----------------------------
(d) Date position held/dealing 23 Jan 2023
undertaken:
------------------------------- ----------------------------
(e) In addition to the company NO
in 1(b) above, is the exempt
principal
trader making disclosures
in respect of any other party
to the offer?
------------------------------- ----------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant
securities of the offeror or offeree
to which the disclosure relates following
the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
------------------------
Number (%) Number (%)
------ ------------ ----------
(1) Relevant securities
owned and/or controlled: 10,853,853 3.54% 429,329 0.14%
------------- ------ ------------ ----------
(2) Cash-settled derivatives: 386,053 0.13% 10,829,415 3.54%
------------- ------ ------------ ----------
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell: 0 0.00% 0 0.00%
------------- ------ ------------ ----------
TOTAL: 11,239,906 3.67% 11,258,744 3.68%
------------- ------ ------------ ----------
(b) Rights to subscribe for new securities (including
directors and other executive options)
Class of relevant security
in relation to
which subscription right
exists
Details, including nature
of the rights
concerned and relevant
percentages:
-----------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class Purchase/sale Total number Highest price Lowest price per
of relevant of per unit unit
security securities paid/received paid/received
1p ordinary Purchase 17728 4.1000 GBP 4.0950 GBP
-------------------- ------------------ --------------- -----------------------
1p ordinary Sale 9270 4.1000 GBP 4.0941 GBP
-------------------- ------------------ --------------- -----------------------
(b) Cash-settled derivative transactions
Class Product description Nature of dealing Number of Price per
of
reference unit
relevant
securities
security
1p ordinary SWAP Decreasing Long 6,909 4.0957 GBP
-------------------- ------------------ --------------- -----------------------
1p ordinary CFD Decreasing Short 1 4.1000 GBP
-------------------- ------------------ --------------- -----------------------
1p ordinary SWAP Decreasing Short 7,736 4.0941 GBP
-------------------- ------------------ --------------- -----------------------
1p ordinary SWAP Increasing Short 244 4.0950 GBP
-------------------- ------------------ --------------- -----------------------
1p ordinary SWAP Increasing Short 625 4.0980 GBP
-------------------- ------------------ --------------- -----------------------
1p ordinary SWAP Increasing Short 796 4.0959 GBP
-------------------- ------------------ --------------- -----------------------
1p ordinary SWAP Increasing Short 871 4.0994 GBP
-------------------- ------------------ --------------- -----------------------
1p ordinary SWAP Increasing Short 1,004 4.1000 GBP
-------------------- ------------------ --------------- -----------------------
1p ordinary SWAP Increasing Short 5,811 4.0960 GBP
-------------------- ------------------ --------------- -----------------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying etc to which received
option per
unit
relates
(ii) Exercising
Class of Product Exercising/ Number Exercise price per
relevant description exercised of
against unit
security securities
(d) Other dealings (including subscribing for new securities)
Class of Nature Details Price per unit (if
relevant of Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which
may be an inducement to deal or refrain from dealing entered
into by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party
to the offer:
NONE
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights of future acquisition or disposal
of any relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
Date of disclosure: 24 Jan 2023
-------------------------------------
Contact name: Large Holdings Regulatory
Operations
-------------------------------------
Telephone number: 020 3134 7213
-------------------------------------
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