Barclays PLC Form8.5(EPT/NON-RI)CAPITAL&COUNTIES PROPERTIES PLC (5518N)
January 23 2023 - 5:25AM
UK Regulatory
TIDMBARC TIDMCAPC
RNS Number : 5518N
Barclays PLC
23 January 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
---------------------------------------------------------
(b) Name of offeror/offeree in relation CAPITAL & COUNTIES PROPERTIES
to whose PLC
-------------------------------------------
relevant securities this form
relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer Capital & Counties Properties
with which exempt plc
-------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
(d) Date position held/dealing undertaken: 20 January 2023
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in YES:
1(b) above, is the exempt principal
trader making disclosures in respect SHAFTESBURY PLC
of any other party to the offer?
-------------- --------------------------------------------------------- --------------------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 25p ordinary
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 9,585,257 1.13% 7,226,053 0.85%
(2) Cash-settled derivatives:
7,323,746 0.86% 8,182,971 0.96%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 16,909,003 1.99% 15,409,024 1.81%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- ---------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
25p ordinary Purchase 261,720 1.1140 1.0995
GBP GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary Sale 123,754 1.1140 1.1034
GBP GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
25p ordinary CFD Decreasing Long 4 1.1100
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 32 1.1137
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 36 1.1144
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 56 1.1142
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 56 1.1028
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 58 1.1090
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 80 1.1020
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 244 1.1140
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 1,976 23.2000
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 7,004 23.3284
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 7,332 23.3096
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 7,904 23.2063
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 20,073 1.1140
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 20,324 1.1075
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 21,169 1.1037
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 21,818 1.1030
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 25,830 1.1033
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 28,127 23.7189
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 35,919 23.5078
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 42,120 23.6291
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 55,631 1.1051
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 112,508 23.7124
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 137,008 1.1036
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 143,676 23.5148
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 161,812 1.1057
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Long 168,480 23.6221
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 4 1.1100
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 32 1.1137
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 36 1.1144
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 56 1.1142
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 56 1.1028
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 994 1.1103
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 2,499 1.1041
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 6,247 1.1134
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 7,004 23.3284
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 7,332 23.3096
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 7,904 23.2063
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 9,942 1.1034
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 20,324 1.1075
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 112,508 23.7124
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 137,008 1.1036
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 143,676 23.5148
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 161,812 1.1057
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Decreasing Short 168,480 23.6221
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Short 1,900 1.1052
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Short 2,000 1.1061
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Short 23,422 1.1001
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary SWAP Increasing Short 37,375 1.1045
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 4 1.1100
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 32 1.1137
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 36 1.1144
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 56 1.1142
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 56 1.1028
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 7,004 23.3284
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 7,332 23.3096
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 7,904 23.2063
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 20,324 1.1075
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 112,508 23.7124
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 137,008 1.1036
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 143,676 23.5148
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 161,812 1.1057
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Long 168,480 23.6221
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 4 1.1100
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 32 1.1137
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 36 1.1144
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 56 1.1142
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 56 1.1028
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 7,004 23.3284
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 7,332 23.3096
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 7,904 23.2063
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 20,324 1.1075
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 112,508 23.7124
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 137,008 1.1036
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 143,676 23.5148
ZAR
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 161,812 1.1057
GBP
---------------------------- ------------------------- -------------- --------------
25p ordinary CFD Opening Short 168,480 23.6221
ZAR
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to received
which
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing for new
securities)
Class Nature of Details Price
of relevant Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
------------------------------------------------------------------------------------------------------ --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
----------------------------------------------------------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 23 Jan
2023
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
------------------------- -------------- --------------
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END
FEONKNBBKBKDBDB
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