Barclays PLC Form 8.5(EPT/NON-RI)Capricorn Energy plc Amendment (3407Q)
June 27 2022 - 9:55AM
UK Regulatory
TIDMBARC TIDMCNE
RNS Number : 3407Q
Barclays PLC
27 June 2022
FORM 8.5 (EPT/NON-RI) Amendement to Purchase & Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal BARCLAYS CAPITAL SECURITIES
trader: LTD
----------------------------------------------
(b) Name of offeror/offeree CAPRICORN ENERGY PLC
in relation to whose
----------------------------------
relevant securities this
form relates:
----------------------------- ---------------------------------------------- ----------------- --- ------
(c) Name of the party to the Tullow Oil plc
offer with which exempt
----------------------------------
principal trader is connected
----------------------------- ---------------------------------------------- ----------------- --- ------
(d) Date position held/dealing 23 June 2022
undertaken:
----------------------------- ---------------------------------------------- ----------------------------------
(e) In addition to the company YES:
in 1(b) above, is the exempt
principal
trader making disclosures TULLOW OIL PLC
in respect of any other party
to the offer?
----------------------------- ---------------------------------------------- ----------------------- ---------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 21/13p ordinary
---------------------- -------------------------------
Interests Short Positions
---------------------- -------------------------------
Number (%) Number (%)
----------------------------------------------------- -------------- ------ ----------------- ------------
(1) Relevant securities owned
and/or controlled: 8,801,504 2.79% 682,778 0.22%
(2) Cash-settled derivatives:
500,764 0.16% 8,743,892 2.77%
(3) Stock-settled derivatives
(including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 9,302,268 2.95% 9,426,670 2.99%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in relation
to
------
which subscription right exists
--------------------------------------------------------------------- ------------------------------------------
Details, including nature of the rights
------
concerned and relevant percentages:
--------------------------------------------------------------------- ------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
---------------- ---------------------------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
---------------- -------------- -------------- -------------- --------------
21/13p ordinary Purchase 154,459 2.1821 GBP 2.1306 GBP
---------------- ---------------- -------------- --------------
21/13p ordinary Sale 112,311 2.1900 GBP 2.124 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
---------------- ----------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
---------------- -------------- ----------- ------------ -----------
21/13p ordinary SWAP Decreasing 3,488 2.1353 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 14,803 2.1363 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 70 2.1444 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 303 2.1500 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 2,747 2.1499 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 2,757 2.1427 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 3,380 2.1480 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary CFD Increasing 4,348 2.1493 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary CFD Increasing 4,394 2.1738 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary CFD Increasing 6,145 2.1762 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 11,854 2.1738 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 21,581 2.1483 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary CFD Increasing 25,077 2.1524 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 33,046 2.1559 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 34,442 2.1528 GBP
Short
---------------- ------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of Product description Exercising/ Number Exercise
relevant exercised against of price per
security securities unit
----------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class of Nature Details Price
relevant of Dealings per unit
(if
security applicable)
----------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
----------------------------------------------------------------------------------------------------------
NONE
----------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
------------------------------------------ ------------ -------------- ----- ------------ -----------
NONE
----------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
------------------------------------------------
Date of disclosure: 27 Jun 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FEOBKOBPNBKDNAB
(END) Dow Jones Newswires
June 27, 2022 09:55 ET (13:55 GMT)
Barclays (LSE:BARC)
Historical Stock Chart
From Mar 2024 to Apr 2024
Barclays (LSE:BARC)
Historical Stock Chart
From Apr 2023 to Apr 2024
