Barclays PLC Form 8.5 (EPT/NON-RI) Biffa plc Amendment (3402Q)
June 27 2022 - 9:52AM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 3402Q
Barclays PLC
27 June 2022
FORM 8.5 (EPT/NON-RI) Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL
(a) SECURITIES LTD
---------------------------------------------------
Name of offeror/offeree in relation to BIFFA PLC
(b) whose
-----------------------------
relevant securities this form relates:
------------- --------------------------------------------------- ----------------- --------
Name of the party to the offer with which Energy Capital Partners,
(c) exempt LLC
-----------------------------
principal trader is connected
------------- ------------------------------------------ ------- ----------------- --------
Date position held/dealing undertaken: 23 June 2022
(d)
------------- --------------------------------------------------- -----------------------------
In addition to the company in 1(b) above, NO
(e) is the exempt principal
trader making disclosures in respect of
any other party to the offer?
------------- --------------------------------------------------- ----------------- --------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
Interests and short positions in the relevant securities
(a) of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 1p ordinary
-------------------- ---------------------------
Interests Short Positions
-------------------- ---------------------------
Number (%) Number (%)
-------------------------------------------- ----------- ------- ----------------- --------
Relevant securities
(1) owned
and/or controlled: 7,449,252 2.44% 1,679,099 0.55%
Cash-settled derivatives:
(2)
1,493,259 0.49% 6,946,915 2.27%
Stock-settled derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 8,942,511 2.92% 8,626,014 2.82%
Rights to subscribe for new securities (including directors
(b) and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
--------------------------------------------------------- --------------------------------------
Details, including nature of the
rights
-------
concerned and relevant percentages:
--------------------------------------------------------- --------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
------------ ---------------------------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
------------ -------------- -------------- -------------- --------------
1p ordinary Purchase 1,246,789 4.0512 GBP 4.018 GBP
---------------- ---------------- -------------- --------------
1p ordinary Sale 377,689 4.0480 GBP 4.014 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------ ----------------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
------------ -------------- ----------------- ------------ -----------
1p ordinary SWAP Decreasing Short 19 4.0220 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 382 4.0322 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 5,727 4.0503 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 6,553 4.0278 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 10,456 4.0358 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 11,715 4.0464 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 18,007 4.0332 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 70,070 4.0217 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 327,526 4.0369 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 3,775 4.0341 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Increasing Long 8,105 4.0476 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 18,386 4.0333 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 326 4.0461 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 1,010 4.0512 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 1,551 4.0293 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 2,547 4.0353 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 5,088 4.0317 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 5,254 4.0480 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 6,100 4.0474 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 8,108 4.0427 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 8,108 4.0314 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 10,184 4.0421 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 14,988 4.0315 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 38,980 4.0334 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 250,000 4.0428 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 327,526 4.0369 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 500,000 4.0416 GBP
---------------- ------------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
-------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
----------------------------------------------------------- -------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 27 Jun 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
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FEOFLFEVRLIDFIF
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