Barclays PLC Form 8.5 (EPT/NON-RI) LXi REIT plc (2917Q)
June 27 2022 - 5:18AM
UK Regulatory
TIDMBARC TIDMLXI
RNS Number : 2917Q
Barclays PLC
27 June 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal BARCLAYS CAPITAL SECURITIES
trader: LTD
-------------------------------------
(b) Name of offeror/offeree in LXI REIT PLC
relation to whose
-----------------------------------------
relevant securities this
form relates:
------------------------ ------------------------------------- ----- ----- ---- ----
(c) Name of the party to the LXi REIT plc
offer with which exempt
-----------------------------------------
principal trader is connected
------------------------ ------------------------------------- ----- ----- ---- ----
(d) Date position held/dealing 24 June 2022
undertaken:
------------------------ ------------------------------------- -----------------------------------------
(e) In addition to the company YES:
in 1(b) above, is the exempt
principal
trader making disclosures SECURE INCOME REIT
in respect of any other party PLC
to the offer?
------------------------ ------------------------------------- -----------------------------------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 1p ordinary
------------------------ -------------------------------
Interests Short Positions
------------------------ -------------------------------
Number (%) Number (%)
-------------------------------------------- ----------- ----------- ----------------------- ------
(1) Relevant securities
owned
and/or controlled: 4,977,126 0.55% 3,753,789 0.41%
(2) Cash-settled derivatives:
4,722,452 0.52% 3,772,904 0.41%
(3) Stock-settled derivatives
(including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 9,699,578 1.06% 7,526,693 0.83%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
---------------------------------------------------------------------- -----------------
Details, including nature of the rights
concerned and relevant percentages:
---------------------------------------------------------------------- -----------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and
sales
------------ ------------------ -------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
------------ -------------- -------------- -------------- --------------
1p ordinary Purchase 1,122,289 1.3900 GBP 1.372 GBP
---------------- ---------------- -------------- --------------
1p ordinary Sale 2,134,945 1.3864 GBP 1.372 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------ ----------------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
------------ -------------- ----------------- ------------ -----------
1p ordinary SWAP Decreasing Long 2 1.3840 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 40 1.3900 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 44 1.3849 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 3,248 1.3864 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 4,697 1.3812 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 6,115 1.3859 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 10,591 1.3769 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 13,117 1.3801 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 31,347 1.3768 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 48,283 1.3760 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 68,557 1.3786 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 81,935 1.3820 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 651 1.3767 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 746 1.3761 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 1,612 1.3755 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 2,077 1.3780 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 3,458 1.3780 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 3,792 1.3804 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 3,863 1.3811 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 5,744 1.3772 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 8,939 1.3860 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 10,103 1.3768 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 17,093 1.3791 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 31,347 1.3768 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 38,911 1.3813 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 41,080 1.3810 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 42,841 1.3778 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 48,283 1.3760 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 215 1.3797 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Increasing Short 472 1.3752 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Increasing Short 1,213 1.3763 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 1,945 1.3800 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Increasing Short 2,500 1.3776 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 5,386 1.3762 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Increasing Short 10,172 1.3758 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 10,591 1.3769 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 15,647 1.3773 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Increasing Short 45,978 1.3778 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Increasing Short 91,422 1.3768 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Increasing Short 98,550 1.3786 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Opening Long 1,160,330 1.3820 GBP
---------------- ------------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
-------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
----------------------------------------------------------- -------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 27 Jun 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
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END
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