TIDMBARC TIDMCAPC

RNS Number : 2897Q

Barclays PLC

27 June 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") 
  STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                                 Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                   KEY INFORMATION 
         Name of exempt principal trader:                     BARCLAYS CAPITAL SECURITIES 
  (a)                                                          LTD 
        --------------------------------------------------- 
         Name of offeror/offeree in relation                  CAPITAL & COUNTIES PROPERTIES 
  (b)     to whose                                             PLC 
                                                             -------------------------------------------- 
         relevant securities this form relates: 
------  ---------------------------------------------------  -----  ------      ------ 
         Name of the party to the offer with                  Capital & Counties Properties 
  (c)     which exempt                                         plc 
                                                             -------------------------------------------- 
         principal trader is connected 
------  -------------------------------------------  ------  -----  ------      ------ 
         Date position held/dealing undertaken:               24 June 2022 
  (d) 
------  ---------------------------------------------------  -------------------------------------------- 
         In addition to the company in 1(b)                                                 YES: 
  (e)     above, is the exempt principal 
         trader making disclosures in respect                 SHAFTESBURY PLC 
          of any other party to the offer? 
------  ---------------------------------------------------  ---------------------------------------  --- 
 2.                                                       POSITIONS OF THE EXEMPT 
                                                           PRINCIPAL TRADER 
 (a)      Interests and short positions in the relevant securities 
           of the offeror or offeree 
          to which the disclosure relates following the dealing (if 
           any) 
 Class of relevant security:               25p ordinary 
                                          ------------------------  ------------------------------------ 
                                                  Interests                    Short Positions 
                                          ------------------------  ------------------------------------ 
                                              Number        (%)              Number              (%) 
----------------------------------------  -------------  ---------  -----------------------  ----------- 
 (1)      Relevant securities 
           owned 
          and/or controlled:                5,747,909      0.68%           7,431,230            0.87% 
 
 (2)      Cash-settled derivatives: 
                                            14,525,401     1.71%           4,193,147            0.49% 
 
 (3)      Stock-settled derivatives 
           (including options) 
          and agreements to 
           purchase/sell:                       0          0.00%               0                0.00% 
 
 
          TOTAL:                            20,273,310     2.38%           11,624,377           1.37% 
 
 (b)              Rights to subscribe for new securities (including 
                   directors and other executive 
                  options) 
 Class of relevant security in relation to 
 
 which subscription right exists 
--------------------------------------------------------------------------------------  ------------ 
 Details, including nature of the rights 
 
 concerned and relevant percentages: 
--------------------------------------------------------------------------------------  ------------ 
 
 
 
 3.                                      DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL 
                                          TRADER 
 (a)                 Purchases and 
                      sales 
------------------  ------------------  --------------    --------------  -------------- 
 Class of relevant     Purchase/sale     Total number      Highest price   Lowest price 
                                               of             per unit        per unit 
     security                             securities       paid/received   paid/received 
------------------    --------------    --------------    --------------  -------------- 
    25p ordinary          Purchase           376,146          1.4910 GBP      1.4662 GBP 
                      ----------------  ----------------  --------------  -------------- 
    25p ordinary            Sale             371,549          1.4880 GBP       1.469 GBP 
                      ----------------  ----------------  --------------  -------------- 
 
 
 (b)            Cash-settled derivative transactions 
-------------  ---------------------------------------------  -----------  ------------ 
   Class of          Product           Nature of dealing         Number      Price per 
                                                                   of 
   relevant        description                                 reference       unit 
   security                                                    securities 
-------------    ---------------    ----------------------    -----------  ------------ 
  25p ordinary           CFD             Decreasing Long         1,092      28.8300 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD             Decreasing Long         1,092      28.8300 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Decreasing Long         2,137       1.4662 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Decreasing Long         3,735      28.6154 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Decreasing Long         5,798      28.8861 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD             Decreasing Long         9,136      28.8415 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD             Decreasing Long         14,524      1.4693 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD             Decreasing Long         14,940     28.6240 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Decreasing Long         20,088      1.4856 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD             Decreasing Long         22,436      1.4799 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD             Decreasing Long         23,192     28.8774 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD             Decreasing Long        134,364      1.4823 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         1,726       1.4874 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         3,768       1.4768 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         3,847       1.4756 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         4,314       1.4797 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         4,409       1.4910 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         4,436       1.4750 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         5,166       1.4870 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         6,231      28.8300 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         8,695       1.4769 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         10,277      1.4782 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         13,071      1.4831 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         16,274      1.4781 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         18,116      1.4828 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         20,102      1.4818 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         35,497      1.4821 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         38,359      1.4800 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         65,598      1.4800 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP             Increasing Long         94,167      1.4788 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD            Increasing Short         1,092      28.8300 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD            Increasing Short         1,092      28.8300 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP            Increasing Short         2,852       1.4795 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP            Increasing Short         3,947      28.8300 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD            Increasing Short         9,136      28.8415 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD            Increasing Short         14,524      1.4693 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD            Increasing Short         14,940     28.6240 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP            Increasing Short         15,568      1.4910 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD            Increasing Short         22,436      1.4799 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD            Increasing Short         23,192     28.8774 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP            Increasing Short        112,506      1.4756 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD            Increasing Short        134,364      1.4823 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Long           1,092      28.8300 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Long           1,092      28.8300 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Long           9,136      28.8415 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Long           14,524      1.4693 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Long           14,940     28.6240 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Long           22,436      1.4799 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Long           23,192     28.8774 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Long          134,364      1.4823 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Short          1,092      28.8300 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Short          1,092      28.8300 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Short          9,136      28.8415 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Short          14,524      1.4693 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Short          14,940     28.6240 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP              Opening Short          16,500      1.4811 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Short          22,436      1.4799 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Short          23,192     28.8774 ZAR 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary           CFD              Opening Short         134,364      1.4823 GBP 
                 -----------------  ------------------------  -----------  ------------ 
  25p ordinary          SWAP              Opening Long           16,500      1.4878 GBP 
                 -----------------  ------------------------  -----------  ------------ 
 
 
 (c)          Stock-settled derivative transactions (including 
               options) 
 (i)          Writing, selling, purchasing or varying 
   Class        Product        Writing,        Number        Exercise      Type     Expiry        Option 
     of       description     purchasing,        of            price                 date         money 
 relevant                      selling,      securities      per unit                             paid/ 
 security                       varying          to                                              received 
                                  etc           which 
                                               option                                            per unit 
                                               relates 
             -------------  --------------  ------------  --------------  -----  ------------  ----------- 
 
 
 (ii)         Exercising 
 Class of                    Product description               Exercising/        Number        Exercise 
  relevant                                                   exercised against     of            price per 
  security                                                                        securities       unit 
-----------  -------------  --------------  ------------                         ------------  ----------- 
 
 
 (d)          Other dealings (including subscribing for new 
               securities) 
  Class of                      Nature                           Details             Price 
  relevant                    of Dealings                                           per unit 
                                                                                      (if 
  security                                                                        applicable) 
-----------  -------------  --------------  ------------                         ------------  ----------- 
 
 4.                                                        OTHER INFORMATION 
 (a)          Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 formal or informal, relating to relevant securities which may be 
  an inducement to deal 
 or refrain from dealing entered into by the exempt principal trader 
  making the disclosure and any party 
 to the offer or any person acting in concert with a party 
  to the offer: 
---------------------------------------------------------------------------------------------  ----------- 
                                                   NONE 
---------------------------------------------------------------------------------------------------------- 
 (b)          Agreements, arrangements or understandings relating to 
               options or derivatives 
 Details of any agreement, arrangement or understanding, formal or 
  informal, between 
 the exempt principal trader making the disclosure and any other person 
  relating to: 
 (i) the voting rights of any relevant securities under 
  any option; or 
 (ii) the voting rights of future acquisition or disposal of any relevant 
  securities to which 
 any derivative is referenced: 
------------------------------------------  ------------  --------------  -----  ------------  ----------- 
                                                   NONE 
---------------------------------------------------------------------------------------------------------- 
 (c)          Attachments 
 Is a Supplemental Form 8 (Open Positions)                                       NO 
  attached? 
                                                          ------------------------------------------------ 
 Date of disclosure:                                       27 Jun 2022 
 Contact name:                                             Large Holdings Regulatory Operations 
 Telephone number:                                         020 3134 7213 
                                                          ---------------------  ------------  ----------- 
 

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