Barclays PLC Form 8.5 (EPT/NON-RI) Biffa plc (2888Q)
June 27 2022 - 5:08AM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 2888Q
Barclays PLC
27 June 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
(a) LTD
------------------------------------------------------
Name of offeror/offeree in relation BIFFA PLC
(b) to whose
----------------------------------
relevant securities this form relates:
------ ------------------------------------------------------ ---- ----- ------ ---
Name of the party to the offer with Energy Capital Partners,
(c) which exempt LLC
----------------------------------
principal trader is connected
------ --------------------------------------------- ------- ---- ----- ------ ---
Date position held/dealing undertaken: 24 June 2022
(d)
------ ------------------------------------------------------ ----------------------------------
In addition to the company in 1(b) NO
(e) above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
------ ------------------------------------------------------ ----------------------- -----
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 1p ordinary
----------------------- ---------------------------
Interests Short Positions
----------------------- ---------------------------
Number (%) Number (%)
------------------------------------------- ------------ --------- ------------------ -------
(1) Relevant securities
owned
and/or controlled: 7,659,182 2.50% 1,695,462 0.55%
(2) Cash-settled derivatives:
1,506,031 0.49% 7,403,254 2.42%
(3) Stock-settled derivatives
(including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 9,165,213 3.00% 9,098,716 2.97%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in relation to
which subscription right exists
--------------------------------------------------------------------------------------- -------
Details, including nature of the rights
concerned and relevant percentages:
--------------------------------------------------------------------------------------- -------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and
sales
------------ ------------------ -------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
------------ -------------- -------------- -------------- --------------
1p ordinary Purchase 370,745 4.0720 GBP 4.048 GBP
---------------- ---------------- -------------- --------------
1p ordinary Sale 177,178 4.0720 GBP 4.0551 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------ ----------------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
------------ -------------- ----------------- ------------ -----------
1p ordinary SWAP Decreasing Short 652 4.0720 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 2,889 4.0585 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 3,256 4.0662 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 3,656 4.0544 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 4,260 4.0489 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 5,949 4.0525 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 10,349 4.0559 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 12,313 4.0700 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 25,218 4.0586 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 5,110 4.0602 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 20,926 4.0581 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 33 4.0719 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 67 4.0635 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 414 4.0636 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 6,506 4.0614 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 6,663 4.0654 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 7,378 4.0551 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 7,378 4.0513 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 8,935 4.0694 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 8,979 4.0695 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 12,313 4.0700 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 18,385 4.0594 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 24,331 4.0578 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 150,000 4.0615 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Opening Short 5,060 4.0565 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Opening Short 9,084 4.0443 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Opening Short 20,788 4.0576 GBP
---------------- ------------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party
to the offer:
------------------------------------------------------------------------------------------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
--------------------------------------------- ------------ -------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 27 Jun 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FEOSEMSUWEESESM
(END) Dow Jones Newswires
June 27, 2022 05:08 ET (09:08 GMT)
Barclays (LSE:BARC)
Historical Stock Chart
From Mar 2024 to Apr 2024
Barclays (LSE:BARC)
Historical Stock Chart
From Apr 2023 to Apr 2024
