TIDMBARC 
 
 

FORM 8.3 - Amendment to Purchase

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)  Full name of discloser:                            Barclays PLC. 
 
(b)  Owner or controller of interest and short 
     positions disclosed, if different from 1(a): 
(c)  Name of offeror/offeree in relation to whose       NORTONLIFELOCK INC 
     relevant securities this form relates: 
(d)  If an exempt fund manager connected with an 
     offeror/offeree, state this and specify 
     identity of 
     offeror/offeree: 
(e)  Date position held/dealing undertaken:             22 October 2021 
(f)  In addition to the company in 1(c) above, is       YES: 
     the discloser making 
     disclosures in respect of any other party to       AVAST PLC 
     the offer? 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:   USD 0.01 common 
                              Interests                      Short Positions 
                              Number             (%)         Number      (%) 
       Relevant securities 
(1)    owned 
 and/or controlled:           1,581,594          0.27%       988,834     0.17% 
 
       Cash-settled 
(2)    derivatives: 
                              556,267            0.10%       1,028,322   0.18% 
 
       Stock-settled 
       derivatives 
(3)    (including options) 
 and agreements to 
  purchase/sell:              500                0.00%       2,100       0.00% 
 
 
 TOTAL:                       2,138,361          0.37%       2,019,256   0.35% 
 
Class of relevant security:   Convertible Bond US668771AA66 
                              Interests                      Short Positions 
                              Number             (%)         Number      (%) 
       Relevant securities 
(1)    owned 
 and/or controlled:           361,000            0.06%       0           0.00% 
 
       Cash-settled 
(2)    derivatives: 
                              0                  0.00%       0           0.00% 
 
       Stock-settled 
       derivatives 
(3)    (including options) 
 and agreements to 
  purchase/sell:              0                  0.00%       0           0.00% 
 
 
 TOTAL:                       361,000            0.06%       0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant    Purchase/sale    Number of   Price per unit 
security                              securities 
USD 0.01 common      Purchase         2           26.4150 USD 
USD 0.01 common      Purchase         4           26.4025 USD 
USD 0.01 common      Purchase         6           26.4000 USD 
USD 0.01 common      Purchase         92          22.5100 EUR 
USD 0.01 common      Purchase         100         26.6400 USD 
USD 0.01 common      Purchase         200         26.3800 USD 
USD 0.01 common      Purchase         200         26.5350 USD 
USD 0.01 common      Purchase         200         26.6450 USD 
USD 0.01 common      Purchase         298         26.5232 USD 
USD 0.01 common      Purchase         402         26.4050 USD 
USD 0.01 common      Purchase         500         26.6600 USD 
USD 0.01 common      Purchase         800         26.3875 USD 
USD 0.01 common      Purchase         1,290       26.2900 USD 
USD 0.01 common      Purchase         1,633       26.5609 USD 
USD 0.01 common      Purchase         2,300       26.5578 USD 
USD 0.01 common      Purchase         2,834       26.5431 USD 
USD 0.01 common      Purchase         3,000       26.5196 USD 
USD 0.01 common      Purchase         3,377       26.5429 USD 
USD 0.01 common      Purchase         3,668       26.6557 USD 
USD 0.01 common      Purchase         4,773       26.6245 USD 
USD 0.01 common      Purchase         5,120       26.5459 USD 
USD 0.01 common      Purchase         5,425       26.6635 USD 
USD 0.01 common      Purchase         10,834      26.5222 USD 
USD 0.01 common      Purchase         19,201      26.6700 USD 
USD 0.01 common      Purchase         29,361      26.5124 USD 
USD 0.01 common      Purchase         34,373      26.6699 USD 
USD 0.01 common      Purchase         57,209      26.5508 USD 
USD 0.01 common      Sale             2           26.2300 USD 
USD 0.01 common      Sale             8           26.5337 USD 
USD 0.01 common      Sale             27          26.4251 USD 
USD 0.01 common      Sale             92          22.5100 EUR 
USD 0.01 common      Sale             100         26.4500 USD 
USD 0.01 common      Sale             147         26.5615 USD 
USD 0.01 common      Sale             200         26.6250 USD 
USD 0.01 common      Sale             308         26.5179 USD 
USD 0.01 common      Sale             317         26.5552 USD 
USD 0.01 common      Sale             333         26.5523 USD 
USD 0.01 common      Sale             353         26.5765 USD 
USD 0.01 common      Sale             500         26.5560 USD 
USD 0.01 common      Sale             500         26.4600 USD 
USD 0.01 common      Sale             608         26.4736 USD 
USD 0.01 common      Sale             610         26.4168 USD 
USD 0.01 common      Sale             800         26.5575 USD 
USD 0.01 common      Sale             1,290       26.2900 USD 
USD 0.01 common      Sale             1,300       26.5230 USD 
USD 0.01 common      Sale             1,800       26.5546 USD 
USD 0.01 common      Sale             2,001       26.4324 USD 
USD 0.01 common      Sale             2,127       26.4442 USD 
USD 0.01 common      Sale             3,173       26.5403 USD 
USD 0.01 common      Sale             3,779       26.5156 USD 
USD 0.01 common      Sale             3,860       26.6454 USD 
USD 0.01 common      Sale             4,749       26.6242 USD 
USD 0.01 common      Sale             5,525       26.6612 USD 
USD 0.01 common      Sale             5,733       26.5510 USD 
USD 0.01 common      Sale             6,833       26.3100 USD 
USD 0.01 common      Sale             13,634      26.5332 USD 
USD 0.01 common      Sale             31,860      26.5129 USD 
USD 0.01 common      Sale             47,572      26.5621 USD 
USD 0.01 common      Sale             53,594      26.6700 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open 
Positions) attached?               YES 
Date of disclosure:                26 Oct 2021 
                                   Large Holdings Regulatory 
Contact name:                      Operations 
Telephone number:                  020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose positions/dealings       Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose          NORTONLIFELOCK INC 
relevant securities this from relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class       Product       Writing,      Number      Exercise  Type      Expiry 
of          description   purchasing,   of          price               date 
relevant                  selling,      securities  per unit 
security                  varying etc   to which 
                                        option 
                                        relates 
USD 0.01                                                                21 Jan 
 common     Call Options  Purchased     500         27.0000   American  2022 
USD 0.01                                                                21 Jan 
 common     Put Options   Purchased     -2,100      30.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20211026005912/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

October 26, 2021 10:51 ET (14:51 GMT)

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