TIDMBARC 
 
 

FORM 8.3 Amendment to Purchase

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a) Full name of discloser:                                 Barclays PLC. 
(b) Owner or controller of interests and short positions 
disclosed, if different from 1(a): The naming of nominee 
or vehicle companies is insufficient. For a trust, the 
trustee(s), settlor and beneficiaries must be named. 
(c) Name of offeror/offeree in relation to whose relevant   NORTONLIFELOCK INC 
securities this form relates: Use a separate form for each 
offeror/offeree 
(d) If an exempt fund manager connected with an 
offeror/offeree, state this and specify identity of 
offeror/offeree: 
(e) Date position held/dealing undertaken: For an opening   19 Oct 2021 
position disclosure, state the latest practicable date 
prior to the disclosure 
(f) In addition to the company in 1(c) above, is the        YES: AVAST PLC 
discloser making disclosures in respect of any other party 
to the offer? If it is a cash offer or possible cash 
offer, state "N/A" 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant 
security:                   USD 0.01 common 
                            Interests                        Short Positions 
                            Number               (%)         Number      (%) 
     Relevant securities 
(1)  owned 
     and/or controlled:     1,567,957            0.27%       967,104     0.17% 
 
     Cash-settled 
(2)  derivatives: 
                            655,267              0.11%       1,028,322   0.18% 
 
     Stock-settled 
     derivatives 
(3)  (including options) 
     and agreements to 
     purchase/sell:         500                  0.00%       2,100       0.00% 
 
(4) 
     TOTAL:                 2,223,724            0.38%       1,997,526   0.34% 
 
Class of relevant 
security:                   Convertible Bond US668771AA66 
                            Interests                        Short Positions 
                            Number               (%)         Number      (%) 
     Relevant securities 
(1)  owned 
     and/or controlled:     146,000              0.03%       0           0.00% 
 
     Cash-settled 
(2)  derivatives: 
                            0                    0.00%       0           0.00% 
 
     Stock-settled 
     derivatives 
(3)  (including options) 
     and agreements to 
     purchase/sell:         0                    0.00%       0           0.00% 
 
(4) 
     TOTAL:                 146,000              0.03%       0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant    Purchase/sale    Number of     Price per unit 
security                              securities 
USD 0.01 common      Purchase         7             25.7900 USD 
USD 0.01 common      Purchase         7             25.8650 USD 
USD 0.01 common      Purchase         7             25.8100 USD 
USD 0.01 common      Purchase         7             25.8700 USD 
USD 0.01 common      Purchase         14            25.8375 USD 
USD 0.01 common      Purchase         21            25.8466 USD 
USD 0.01 common      Purchase         21            25.7933 USD 
USD 0.01 common      Purchase         28            25.8225 USD 
USD 0.01 common      Purchase         34            25.8250 USD 
USD 0.01 common      Purchase         34            25.8550 USD 
USD 0.01 common      Purchase         48            25.7500 USD 
USD 0.01 common      Purchase         56            25.8425 USD 
USD 0.01 common      Purchase         63            25.7185 USD 
USD 0.01 common      Purchase         65            25.7767 USD 
USD 0.01 common      Purchase         66            25.7543 USD 
USD 0.01 common      Purchase         100           25.6950 USD 
USD 0.01 common      Purchase         101           25.7599 USD 
USD 0.01 common      Purchase         119           25.7579 USD 
USD 0.01 common      Purchase         166           25.8087 USD 
USD 0.01 common      Purchase         200           25.6400 USD 
USD 0.01 common      Purchase         206           25.7550 USD 
USD 0.01 common      Purchase         300           25.7800 USD 
USD 0.01 common      Purchase         300           25.8277 USD 
USD 0.01 common      Purchase         404           25.7525 USD 
USD 0.01 common      Purchase         420           25.7780 USD 
USD 0.01 common      Purchase         475           25.7600 USD 
USD 0.01 common      Purchase         510           25.7534 USD 
USD 0.01 common      Purchase         555           25.7527 USD 
USD 0.01 common      Purchase         726           25.8070 USD 
USD 0.01 common      Purchase         796           25.7883 USD 
USD 0.01 common      Purchase         829           25.8221 USD 
USD 0.01 common      Purchase         1,443         25.7578 USD 
USD 0.01 common      Purchase         1,568         25.7958 USD 
USD 0.01 common      Purchase         1,678         25.7576 USD 
USD 0.01 common      Purchase         2,476         25.7701 USD 
USD 0.01 common      Purchase         3,241         25.7547 USD 
USD 0.01 common      Purchase         5,241         25.8085 USD 
USD 0.01 common      Purchase         5,888         25.7868 USD 
USD 0.01 common      Purchase         14,131        25.7968 USD 
USD 0.01 common      Purchase         19,374        25.7950 USD 
USD 0.01 common      Purchase         20,505        25.8200 USD 
USD 0.01 common      Purchase         25,813        25.8329 USD 
USD 0.01 common      Purchase         26,163        25.7896 USD 
USD 0.01 common      Purchase         34,418        25.7924 USD 
USD 0.01 common      Purchase         37,706        25.8201 USD 
USD 0.01 common      Purchase         61,645        25.8198 USD 
USD 0.01 common      Sale             2             25.6700 USD 
USD 0.01 common      Sale             2             25.7800 USD 
USD 0.01 common      Sale             4             25.7825 USD 
USD 0.01 common      Sale             8             25.7075 USD 
USD 0.01 common      Sale             8             25.7950 USD 
USD 0.01 common      Sale             10            25.7860 USD 
USD 0.01 common      Sale             14            25.8100 USD 
USD 0.01 common      Sale             16            25.7687 USD 
USD 0.01 common      Sale             18            25.7844 USD 
USD 0.01 common      Sale             20            25.7530 USD 
USD 0.01 common      Sale             22            25.7627 USD 
USD 0.01 common      Sale             22            25.7727 USD 
USD 0.01 common      Sale             26            25.7853 USD 
USD 0.01 common      Sale             34            25.7797 USD 
USD 0.01 common      Sale             34            25.7752 USD 
USD 0.01 common      Sale             40            25.7770 USD 
USD 0.01 common      Sale             40            25.7670 USD 
USD 0.01 common      Sale             52            25.7815 USD 
USD 0.01 common      Sale             56            25.7782 USD 
USD 0.01 common      Sale             66            25.8524 USD 
USD 0.01 common      Sale             88            25.7764 USD 
USD 0.01 common      Sale             102           25.7767 USD 
USD 0.01 common      Sale             200           25.8300 USD 
USD 0.01 common      Sale             289           25.7565 USD 
USD 0.01 common      Sale             296           25.8347 USD 
USD 0.01 common      Sale             332           25.8179 USD 
USD 0.01 common      Sale             390           25.8390 USD 
USD 0.01 common      Sale             418           25.7921 USD 
USD 0.01 common      Sale             499           25.7469 USD 
USD 0.01 common      Sale             500           25.8260 USD 
USD 0.01 common      Sale             510           25.7534 USD 
USD 0.01 common      Sale             673           25.7405 USD 
USD 0.01 common      Sale             702           25.7500 USD 
USD 0.01 common      Sale             865           25.8166 USD 
USD 0.01 common      Sale             900           25.7433 USD 
USD 0.01 common      Sale             1,053         25.7528 USD 
USD 0.01 common      Sale             1,204         25.7890 USD 
USD 0.01 common      Sale             1,400         25.7557 USD 
USD 0.01 common      Sale             2,011         25.7400 USD 
USD 0.01 common      Sale             2,676         25.7603 USD 
USD 0.01 common      Sale             2,685         25.7856 USD 
USD 0.01 common      Sale             3,380         25.7771 USD 
USD 0.01 common      Sale             3,543         25.7906 USD 
USD 0.01 common      Sale             3,827         25.8178 USD 
USD 0.01 common      Sale             4,050         25.8025 USD 
USD 0.01 common      Sale             5,036         25.8208 USD 
USD 0.01 common      Sale             13,713        25.7969 USD 
USD 0.01 common      Sale             16,469        25.7501 USD 
USD 0.01 common      Sale             21,400        25.8500 USD 
USD 0.01 common      Sale             28,685        25.7875 USD 
USD 0.01 common      Sale             31,159        25.8251 USD 
USD 0.01 common      Sale             32,510        25.8201 USD 
USD 0.01 common      Sale             75,038        25.8200 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?  YES 
 
 
Date of disclosure:   22 Oct 2021 
Contact name:         Large Holdings Regulatory Operations 
Telephone number*:    020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Full name of person making disclosure:                      Barclays PLC. 
Name of offeror/offeree in relation to whose relevant       NORTONLIFELOCK INC 
securities the disclosure relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class       Product       Writing,      Number      Exercise  Type      Expiry 
of          description   purchasing,   of          price               date 
relevant                  selling,      securities  per unit 
security                  varying etc   to which 
                                        option 
                                        relates 
USD 0.01                                                                21 Jan 
 common     Call Options  Purchased     500         27.0000   American  2022 
USD 0.01                                                                21 Jan 
 common     Put Options   Purchased     -2,100      30.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20211022005230/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

October 22, 2021 07:41 ET (11:41 GMT)

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