TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 02 August 2021
(f) In addition to the company in 1(c) above, is the YES:
discloser making
disclosures in respect of any other party to the AVAST PLC
offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,012,590 0.35% 297,849 0.05%
(2) Cash-settled derivatives:
101,747 0.02% 1,279,498 0.22%
Stock-settled derivatives
(3) (including options)
and agreements to purchase/sell: 500 0.00% 2,100 0.00%
TOTAL: 2,114,837 0.36% 1,579,447 0.27%
Convertible Bond
Class of relevant security: US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 128,000 0.02% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives (including
(3) options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 128,000 0.02% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 100 24.7500 USD
USD 0.01 common Purchase 100 24.6900 USD
USD 0.01 common Purchase 144 24.7200 USD
USD 0.01 common Purchase 200 24.7300 USD
USD 0.01 common Purchase 214 24.6880 USD
USD 0.01 common Purchase 300 24.7366 USD
USD 0.01 common Purchase 531 24.7496 USD
USD 0.01 common Purchase 600 24.6933 USD
USD 0.01 common Purchase 600 24.7250 USD
USD 0.01 common Purchase 610 24.6434 USD
USD 0.01 common Purchase 1,300 24.6921 USD
USD 0.01 common Purchase 2,059 24.6355 USD
USD 0.01 common Purchase 2,639 24.6716 USD
USD 0.01 common Purchase 3,480 24.6565 USD
USD 0.01 common Purchase 4,392 24.7179 USD
USD 0.01 common Purchase 5,472 24.7344 USD
USD 0.01 common Purchase 7,736 24.7152 USD
USD 0.01 common Purchase 8,023 24.7566 USD
USD 0.01 common Purchase 8,421 24.7031 USD
USD 0.01 common Purchase 9,984 24.6796 USD
USD 0.01 common Purchase 14,414 24.6022 USD
USD 0.01 common Purchase 33,201 24.6000 USD
USD 0.01 common Purchase 38,079 24.6348 USD
USD 0.01 common Purchase 45,324 24.7131 USD
USD 0.01 common Sale 20 24.6500 USD
USD 0.01 common Sale 60 24.6483 USD
USD 0.01 common Sale 60 24.6366 USD
USD 0.01 common Sale 100 24.6350 USD
USD 0.01 common Sale 100 24.6460 USD
USD 0.01 common Sale 115 24.6900 USD
USD 0.01 common Sale 120 24.6450 USD
USD 0.01 common Sale 138 24.6685 USD
USD 0.01 common Sale 192 24.6691 USD
USD 0.01 common Sale 200 24.6300 USD
USD 0.01 common Sale 200 24.7450 USD
USD 0.01 common Sale 208 24.7200 USD
USD 0.01 common Sale 300 24.6583 USD
USD 0.01 common Sale 454 24.7400 USD
USD 0.01 common Sale 600 24.6400 USD
USD 0.01 common Sale 992 24.6120 USD
USD 0.01 common Sale 1,087 24.6945 USD
USD 0.01 common Sale 1,200 24.7525 USD
USD 0.01 common Sale 1,491 24.6951 USD
USD 0.01 common Sale 1,558 24.6860 USD
USD 0.01 common Sale 1,727 24.7113 USD
USD 0.01 common Sale 1,890 24.6660 USD
USD 0.01 common Sale 2,937 24.7351 USD
USD 0.01 common Sale 3,349 24.8196 USD
USD 0.01 common Sale 5,000 24.7262 USD
USD 0.01 common Sale 5,002 24.7088 USD
USD 0.01 common Sale 5,090 24.7052 USD
USD 0.01 common Sale 5,792 24.6994 USD
USD 0.01 common Sale 8,297 24.6806 USD
USD 0.01 common Sale 21,553 24.6000 USD
USD 0.01 common Sale 28,241 24.6029 USD
USD 0.01 common Sale 43,144 24.6394 USD
USD 0.01 common Sale 46,706 24.7180 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? YES
Date of disclosure: 3 Aug 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 21 Jan
common Call Options Purchased 500 27.0000 American 2022
USD 0.01 21 Jan
common Put Options Purchased -2,100 30.0000 American 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210803005678/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2021
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