TIDMBARC

FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

1. KEY INFORMATION

 
Name of exempt principal trader                   BARCLAYS CAPITAL INC 
Company dealt in                                  OSMOTICA PHARMACEUTICALS PLC 
Class of relevant security to which the dealings  US$0.01 ordinary shares 
being disclosed relate (Note 1) 
Date of dealing                                   22 Jan 2021

2. INTERESTS AND SHORT POSITIONS

   1. Interests and short positions (following dealing) in the class of 
      relevant security dealt in (Note 2) 
 
Class of relevant security:               ORD 
                                          Interests      Short Positions 
                                          Number  (%)    Number     (%) 
(1)   Relevant securities owned 
                                          320     0.00%  0          0.00% 
 
(2)   Derivatives (other than options): 
                                          0       0.00%  0          0.00% 
 
(3)   Options and agreements to 
 purchase/sell:                           0       0.00%  0          0.00% 
 
 
 TOTAL:                                   320     0.00%  0          0.00%

b. Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2)

 
Class of relevant security:                  Long           Short 
                                             Number    (%)  Number    (%) 
(1) Relevant securities 
(2) Derivatives (other than options) 
(3) Options and agreements to purchase/sell 
Total

Ap28

3 DEALINGS (Note 3)

   1. Purchases and sales Purchase/sale Number of Price per unit securities 
      Purchase 736 4.4600 USD Sale 736 4.4600 USD

b. Derivatives transactions (other than options transactions)

 
Product name,  Nature of transaction  Number of relevant        Price per unit 
 e.g. CFD       (Note 5)              securities (Note 6)        (Note 4)

c.Options transactions in respect of existing relevant securities

   1. Writing, selling, purchasingor varying 
 
Product  Writing,     Number of   Exercise  Type,      Expiry    Option money 
name,    selling,     securities  price     e.g.       date      paid/received 
e.g.     purchasing,  to which              American,            per unit 
call     varying      the option            European             (Note 4) 
option   etc.         relates               etc. 
                      (Note 7)

ii. Exercising

 
Product name,      Number of securities  Exercise price per unit (Note 4) 
 e.g. call option

d. Other dealings (including transactions in respect of new securities) (Note 3)

 
Nature of transaction  Details  Price per unit 
 (Note 7)                        (if applicable) (Note 4)

Ap29

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 
Date of disclosure                        25 Jan 2021 
Contact name                              Large Holdings Regulatory Operations 
Telephone number                          020 3134 7213 
Name of offeree/offeror with which 
 connected 
Nature of connection (Note 9)

View source version on businesswire.com: https://www.businesswire.com/news/home/20210125005436/en/

 
    CONTACT:

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021

(END) Dow Jones Newswires

January 25, 2021 08:01 ET (13:01 GMT)

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