UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF THE

SECURITIES EXCHANGE ACT OF 1934

For the month of February 2020

Commission File Number 001-34919

SUMITOMO MITSUI FINANCIAL GROUP, INC.

(Translation of registrant’s name into English)

1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

    Form 20-F  ☒       Form 40-F  ☐  

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

    ☐    

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

    ☐    

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

    Yes  ☐       No  ☒  

*If ‘‘Yes’’ is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):

    82-                    

THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF SUMITOMO MITSUI FINANCIAL GROUP, INC.’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-228913) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Sumitomo Mitsui Financial Group, Inc.
By:  

  /s/ Masahiko Tsutsui

  Name:   Masahiko Tsutsui
  Title:   General Manager, Financial Accounting Dept.

Date:    February 14, 2020

Capital Ratio as of December 31, 2019

TOKYO, February 14, 2020 --- Sumitomo Mitsui Financial Group, Inc. announced today capital ratios and the related information as of December 31, 2019.

I. Sumitomo Mitsui Financial Group (on a consolidated basis)

 

   (BIS guidelines)    (Billions of yen, except ratios)  
           

 

    December 31,
    2019

 

          

 

    March 31, 2019

 

           

    September 30,
    2019

    (Reference)

 
          

    Change

 

 

(1)

   Total capital ratio (4) / (7)      20.08 %                  (0.68 )%      20.76 %          20.05 % 

(2)

   Tier 1 capital ratio (5) / (7)      17.89 %      (0.30 )%      18.19 %          17.73 % 

(3)

   Common equity Tier 1 capital ratio (6) / (7)      16.38 %      0.01 %      16.37 %          16.18 % 

(4)

   Total capital      ¥  12,350.0       ¥    109.5       ¥  12,240.5           ¥  12,031.9  

(5)

   Tier 1 capital      11,003.7       276.5       10,727.2           10,641.2  

(6)

   Common equity Tier 1 capital      10,071.6       417.1       9,654.5           9,709.7  

(7)

   Risk weighted assets      61,479.5       2,536.7       58,942.8           60,001.9  

(8)

   Required capital        (7) X 8%      4,918.4       202.9       4,715.4           4,800.1  

(9)

   Leverage Ratio      4.77 %      (0.11 )%      4.88 %          4.70 % 

II. Sumitomo Mitsui Banking Corporation (on a consolidated basis)

 

   (BIS guidelines)    (Billions of yen, except ratios)  
           

 

    December 31,
    2019

 

          

 

    March 31, 2019

 

           

    September 30,
    2019

    (Reference)

 
          

    Change

 

 

(1)

   Total capital ratio (4) / (7)      18.89 %      (1.43 )%      20.32 %          19.12 % 

(2)

   Tier 1 capital ratio (5) / (7)      16.56 %      (1.01 )%      17.57 %          16.62 % 

(3)

   Common equity Tier 1 capital ratio (6) / (7)      14.45 %      (0.72 )%      15.17 %          14.44 % 

(4)

   Total capital      ¥   10,497.0       ¥    (258.9 )      ¥  10,755.9           ¥  10,274.5  

(5)

   Tier 1 capital      9,203.2       (97.6 )      9,300.8           8,933.9  

(6)

   Common equity Tier 1 capital      8,031.7       2.2       8,029.5           7,762.3  

(7)

   Risk weighted assets      55,545.9       2,635.2       52,910.7           53,727.1  

(8)

   Required capital       (7) X 8%      4,443.7           210.8        4,232.9           4,298.2  

(9)

   Leverage Ratio      4.28 %                  (0.24 )%      4.52 %          4.25 % 

III. Sumitomo Mitsui Banking Corporation (on a non-consolidated basis)

 

   (BIS guidelines)    (Billions of yen, except ratios)  
           

 

    December 31,
    2019

 

          

 

    March 31, 2019

 

           

    September 30,
    2019

    (Reference)

 
          

    Change

 

 

(1)

   Total capital ratio (4) / (7)      18.58 %      (1.70 )%      20.28 %          18.78 % 

(2)

   Tier 1 capital ratio (5) / (7)      16.11 %      (1.26 )%      17.37 %          16.15 % 

(3)

   Common equity Tier 1 capital ratio (6) / (7)      13.88 %      (0.97 )%      14.85 %          13.85 % 

(4)

   Total capital      ¥  9,667.4       ¥  (387.3 )      ¥  10,054.7           ¥  9,502.2  

(5)

   Tier 1 capital      8,383.8       (229.5 )      8,613.2           8,171.0  

(6)

   Common equity Tier 1 capital      7,224.3       (141.5 )      7,365.7           7,011.5  

(7)

   Risk weighted assets      52,027.6       2,453.1       49,574.5           50,591.4  

(8)

   Required capital       (7) X 8%      4,162.2           196.2        3,966.0           4,047.3  

(9)

   Leverage Ratio      4.20 %                  (0.27 )%      4.47 %          4.17 % 

Information on capital structure of Sumitomo Mitsui Financial Group, Inc. and Sumitomo Mitsui Banking Corporation are available on our website at https://www.smfg.co.jp/english/investor/financial/basel_3.html

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