Initial Statement of Beneficial Ownership (3)

Date : 12/02/2019 @ 11:41PM
Source : Edgar (US Regulatory)
Stock : Sundance Energy Australia Ltd. (PC) (SDCJF)
Quote : 0.052  0.0 (0.00%) @ 12:00AM
Sundance Energy Australia Ltd. (PC) share price Chart

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Anderson Cathy L.
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/26/2019 

3. Issuer Name and Ticker or Trading Symbol

Sundance Energy Inc. [SNDE]
(Last)        (First)        (Middle)

1050 17TH STREET, SUITE 700
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Financial Officer /
(Street)

DENVER, CO 80265      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 2078 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (2) (2)Common Stock 17681  (1)(2)D  

Explanation of Responses:
(1) Each restricted stock unit (RSU) represents a right to receive shares of Common Stock of the Issuer.
(2) These RSUs were granted to the Reporting Person on 2/17/2017 and 12/21/2018 by Sundance Energy Australia Limited (predecessor to the Issuer). Each RSU vests in three equal installments from the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Anderson Cathy L.
1050 17TH STREET
SUITE 700
DENVER, CO 80265


Chief Financial Officer

Signatures
/s/ Cathy L. Anderson12/2/2019
**Signature of Reporting PersonDate

Sundance Energy Australia Ltd. (PC) (USOTC:SDCJF)
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