Current Report Filing (8-k)
March 18 2020 - 05:18PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date
of report (Date of earliest event reported): March 16,
2020

MGT Capital Investments, Inc.
Delaware |
|
001-32698 |
|
13-4148725 |
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
|
|
|
|
|
150
Fayetteville Street, Suite 1100
Raleigh,
North Carolina
|
|
27601 |
|
(914)
630-7430 |
(Address
of principal
executive
offices)
|
|
(Zip
Code) |
|
(Registrant’s
telephone number, including area code) |
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
[ ] |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
|
|
|
|
[ ] |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
|
|
|
[ ] |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
|
|
|
[ ] |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
None
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging
growth company [ ]
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
[ ]
Item
7.01 Regulation FD Disclosure
On
March 16, 2020, the Securities and Exchange Commission (the “SEC”)
filed a second amended complaint to a previously disclosed legal
action which named as a defendant Robert Ladd, the Company’s Chief
Executive Officer and President, among others. The SEC previously
filed civil charges against multiple individuals and entities who
are alleged to have violated the securities laws in connection with
certain microcap stocks. In the second amended complaint, the SEC
added allegations against Mr. Ladd for violations of registration
provisions of Sections 5(a) and (c) of the Securities Act of 1933,
and ownership reporting provisions of Sections 13(d) and 16(a) of
the Securities Exchange Act of 1934 and Rules 13d-2(a) and 16a-3
thereunder.
The
information contained in this Item 7.01 of this Current Report on
Form 8-K shall not be deemed “filed” for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or incorporated by reference in any filing under the
Securities Act of 1933, as amended or the Exchange Act, except as
shall be expressly set forth by specific reference in such a
filing. The furnishing of the information in this Current Report on
Form 8-K is not intended to, and does not, constitute a
representation that such furnishing is required by Regulation FD or
that the information contained in this Current Report on Form 8-K
constitutes material investor information that is not otherwise
publicly available.
This
Current Report on Form 8-K and exhibits may contain these types of
statements, which are “forward-looking statements” within the
meaning of the Private Securities Litigation Reform Act of 1995,
and which involve risks, uncertainties and reflect the Registrant’s
judgment as of the date of this Current Report on Form 8-K.
Forward-looking statements may relate to, among other things,
operating results and are indicated by words or phrases such as
“expects,” “should,” “will,” and similar words or phrases. These
statements are subject to inherent uncertainties and risks that
could cause actual results to differ materially from those
anticipated at the date of this Current Report on Form 8-K. The
Company disclaims any obligation to, and will not, update any
forward-looking statements to reflect events or circumstances after
the date hereof. Investors are cautioned not to rely unduly on
forward-looking statements when evaluating the information
presented within.
Signature
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
MGT
Capital Investments, Inc. |
|
|
|
Date:
March 18, 2020 |
By: |
/s/
Robert S. Lowrey |
|
Name: |
Robert
S. Lowrey |
|
Title: |
Chief
Financial Officer |