Statement of Changes in Beneficial Ownership (4)
February 26 2020 - 4:32PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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BARBER MARCIE A |
2. Issuer Name and Ticker or Trading Symbol
JUNIATA VALLEY FINANCIAL CORP
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JUVF
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
708 ELECTRIC AVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/16/2016 |
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(Street)
LEWISTOWN, PA 17044
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 2/16/2016 | | A | | 1000 | A | $0 | 8760 | D | |
| Common Stock | 5/1/2016 | | P | | 713 | A | $16.77 | 9473 | D | |
| Common Stock | 2/8/2017 | | M | | 1000 | A | $17.72 | 10473 | D | |
| Common Stock | 2/21/2017 | | A | | 1500 | A | $0 | 11973 | D | |
| Common Stock | 5/15/2017 | | M | | 927 | A | $17.65 | 12900 | D | |
| Common Stock | 2/14/2018 | | M | | 2000 | A | $17.65 | 14900 | D | |
| Common Stock | 2/20/2018 | | A | | 1600 | A | $0 | 16500 | D | |
| Common Stock | 5/11/2018 | | M | | 1000 | A | $17.65 | 17500 | D | |
| Common Stock | 2/20/2019 | | A | | 2300 | A | $0 | 19800 | D | |
| Common Stock | 5/1/2019 | | M | | 1500 | A | $17.75 | 21300 | D | |
| Common Stock | 2/20/2020 | | A | | 2600 | A | $0 | 23900 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Common Stock | $17.75 | 10/20/2011 | | A | | 5000 | | 10/20/2012 | 10/20/2021 | JUVF | 5000 | $0 | 5000 | D | |
| Common Stock | $18 | 3/20/2012 | | A | | 5500 | | 3/20/2013 | 3/20/2022 | JUVF | 5500 | $0 | 10500 | D | |
| Common Stock | $17.65 | 2/19/2013 | | A | | 6700 | | 2/19/2014 | 2/19/2023 | JUVF | 6700 | $0 | 17200 | D | |
| Common Stock | $17.72 | 2/18/2014 | | A | | 10000 | | 2/18/2015 | 2/18/2024 | JUVF | 10000 | $0 | 27200 | D | |
| Common Stock | $17.8 | 2/17/2015 | | A | | 11000 | | 2/17/2016 | 2/17/2025 | JUVF | 11000 | $0 | 38200 | D | |
| Common Stock | $17.72 | 2/8/2017 | | M | | | 1000 | 2/18/2015 | 2/18/2024 | JUVF | 1000 | $0 | 37200 | D | |
| Common Stock | $17.65 | 5/15/2017 | | M | | | 927 | 2/19/2014 | 2/19/2023 | JUVF | 927 | $0 | 36273 | D | |
| Common Stock | $17.65 | 2/14/2018 | | M | | | 2000 | 2/19/2014 | 2/19/2023 | JUVF | 2000 | $0 | 34273 | D | |
| Common Stock | $17.65 | 5/11/2018 | | M | | | 1000 | 2/19/2014 | 2/19/2023 | JUVF | 1000 | $0 | 33273 | D | |
| Common Stock | $17.75 | 5/1/2019 | | M | | | 1500 | 10/20/2012 | 10/20/2021 | JUVF | 1500 | $0 | 31773 | D | |
| Explanation of Responses: |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
BARBER MARCIE A
708 ELECTRIC AVE
LEWISTOWN, PA 17044 | X |
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Signatures
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| Danyelle M. Pannebaker | | 2/26/2020 |
| **Signature of Reporting Person | Date |
Juniata Valley Financial (QX) (USOTC:JUVF)
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