UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  January 31, 2020

 

Juniata Valley Financial Corp.

(Exact name of registrant as specified in its charter)

 

 

Pennsylvania

 

0-13232

 

23-2235254

(State or other Jurisdiction of Incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

Bridge and Main Streets, Mifflintown, Pennsylvania

 

 

17059

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (717) 436 - 8211

 

 

Not Applicable

(Former name or former address if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

 

 

 

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

N/A

 

N/A

 

N/A

 

 

 

Juniata Valley Financial Corp.

Current Report on Form 8-K

 

 

Item 2.02Results of Operations and Financial Condition

 

On  January 31, 2020, Juniata Valley Financial Corp. issued a press release reporting financial results for the year and quarter ended December 31, 2019. The aforementioned press release is attached as Exhibit 99.1 to this current report on Form 8-K.

 

 

Item 9.01 Financial Statements and Exhibits.

 

Exhibits. The exhibit(s) listed in the Exhibit Index accompanying this Form 8-K is furnished herewith.

 

 

Exhibit Index

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

 

 

 

 

 

 

Juniata Valley Financial Corp.

 

 

 

 

Date:  January 31, 2020

 

By:

/s/ JoAnn McMinn

 

 

 

Name:

JoAnn McMinn

 

 

Title:

EVP, Chief Financial Officer

 

 

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