Capital Financial Holdings Inc (CE) (CPFH) Quote

CPFH one for 10,000 reverse split:

http://www.otcbb.com/asp/dailylist_detail.asp?d=08/13/2013&mkt_ctg=NON-OTCBB

Convertible Promissory Note - In October of 2006, the Company issued a $950,000 convertible promissory note to PawnMart, Inc., in a private placement. The unsecured note carried an interest rate of 6.50% per annum, payable semi-annually, and was scheduled to mature on October 15, 2016.

The company negotiated with Pawnmart, Inc. to prepay the note at a discounted rate of $715,000, as of June 6, 2011. A payment of $640,000 was sent to Pawnmart, Inc., and a $75,000 promissory note was signed for the remaining balance due. This promissory note carried an interest rate of 6.50%, per annum, payable at the maturity date of the note, which was May 26, 2012. On September 19, 2011, the Company paid the promissory note in full plus accrued interest, for a total payment of $76,523.

XPOI gets $66,801 a quarter for 6 years.

NOTE 12 – SUBSEQUENT EVENTS

On October 21, 2011, the Company signed a Stock Purchase Agreement and Promissory Note with PawnMart, Inc., which allows the Company to purchase back its 3,050,000 shares of outstanding Preferred Stock from PawnMart, Inc. in exchange for a Promissory Note in the amount of $1,300,000, approximately $0.4262 per share. The note carries a 7% interest rate, and will be paid in 24 quarterly installments of $66,801. There were no additional events that have occurred subsequent to the Company’s quarter-end. Subsequent events have been evaluated through November 8, 2011, which is the date these financial statements were issued.

Page 14

http://www.sec.gov/Archives/edgar/data/944696/000135448811004114/cpfh_10q.htm

Item 5. Interest in Securities of the Issuer.

Item 5 is amended to reflect the following:

(a) As of February 10, 2011, Bruce Edwin Graham was the beneficial owner of 774,770 shares of Common Stock, which represents approximately 5.36% of the outstanding shares of Common Stock. As of February 10, 2011, William L. Graham was the beneficial owner of 190,000 shares of Common Stock, which represents approximately 1.31% of the outstanding shares of Common Stock. Percentage ownership is calculated based on 14,455,943 shares of outstanding Common Stock on October 31, 2010, as reported in the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2010 filed on November 12, 2010.

(b)

Shared Voting Power Sole Voting Power Shared Dispositive Power Sole Dispositive Power
Bruce Edwin Graham 0 774,770 0 774,770
William L. Graham 0 190,000 0 190,000

--------------------------------------------------------------------------------

CUSIP No. 140144-10-6 SCHEDULE 13D Page 5 of 6

(c) The transactions effected by Bruce Edwin Graham and William L. Graham during the past 60 days are described below:

The following tables set forth all transactions with respect to shares of Common Stock effected in the past sixty (60) days by any of the Reporting Persons (inclusive of any transaction effected as of 5:30 p.m. Eastern Time, on February 10, 2011).

Purchases

Name of Reporting Person
Date Number of
Shares
Purchased Price
Per
Share Aggregate
Purchase
Price (1) Transaction Type
Bruce Edwin Graham 12/20/2010 1,000 $0.07 $ 70.00 Open Market Purchase
Bruce Edwin Graham 12/27/2010 21,784 $0.07 $1,524.88 Open Market Purchase
William L. Graham 12/28/2010 2,500 $0.0725 $ 181.25 Open Market Purchase
Bruce Edwin Graham 12/28/2010 10,000 $0.07 $ 700.00 Open Market Purchase
Bruce Edwin Graham 1/24/2011 20,000 $0.10 $2,000.00 Open Market Purchase
William L. Graham 1/24/2011 3,000 $0.10 $ 300.00 Open Market Purchase
Bruce Edwin Graham 1/25/2011 20,000 $0.10 $2,000.00 Open Market Purchase
William L. Graham 1/25/2011 5,000 $0.10 $ 500.00 Open Market Purchase
William L. Graham 2/2/2011 9,500 $0.10 $ 950.00 Open Market Purchase
Bruce Edwin Graham 2/2/2011 5,000 $0.10 $ 500.00 Open Market Purchase
Bruce Edwin Graham 2/2/2011 216 $0.12 $ 25.92 Open Market Purchase
Bruce Edwin Graham 2/8/2011 10,000 $0.10 $1,000.00 Open Market Purchase
William L. Graham 2/8/2011 10,000 $0.08 $ 800.00 Open Market Purchase
Bruce Edwin Graham 2/9/2011 3,000 $0.09 $ 270.00 Open Market Purchase
Bruce Edwin Graham 2/9/2011 5,000 $0.10 $ 500.00 Open Market Purchase
Bruce Edwin Graham 2/9/2011 20,000 $0.08 $1,600.00 Open Market Purchase
Bruce Edwin Graham 2/10/2011 16,270 $0.10 $1,627.00 Open Market Purchase
Bruce Edwin Graham 2/10/2011 7,500 $0.11 $ 825.00 Open Market Purchase


(1) No brokerage fees or commissions were paid on these transactions.


(d) Not applicable.

(e) Not applicable.



--------------------------------------------------------------------------------



CUSIP No. 140144-10-6 SCHEDULE 13D Page 6 of 6



SIGNATURES

After reasonable inquiry and to the best of their knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.


Dated: February 10, 2011 /s/ Bruce Graham
Bruce Edwin Graham, an individual


Dated: February 10, 2011 /s/ William Graham
William L. Graham, an individual


http://ih.advfn.com/p.php?pid=nmona&article=46412319

Whoever the seller was today, it wasn't the same market maker handing the bid, because they didn't have 40,000 shares to deliver in-house to the bidder, looks like.

Date|Symbol|ShortVolume|TotalVolume|Market

20100819|CPFH|40000|50800|O

http://regsho.finra.org/FORFshvol20100819.txt

Looks like the orders were routed through a Pinksheets market participant, because the OTCBB MPIDs show no movement from 7:30 am. PERT was locked in at .05 x .19 on the inside bid x ask all day on the OTCBB side.

Time & Sales
Price Size Exch Time
0.12 15800 OBB 15:44:08
w 0.12 5000 OBB 15:40:02
0.12 10000 OBB 15:35:09
0.12 800 OBB 15:32:49
0.12 9200 OBB 15:32:47
0.13 5000 OBB 14:54:39
0.14 5000 OBB 14:50:46
GUESS - based on time & sales and the Pink L2 montage, times, etc:
Seller AUTO,
Bidder: ETMM

Except for the 10,800 shares, that would be AUTO swapping those.

Capital Financial Holdings, Inc. Announces Second Quarter 2010 Earnings

Today : Thursday 19 August 2010

Capital Financial Holdings, Inc. (OTCBB:CPFH), a financial services company, today reported revenues for the second quarter of 2010 of $5,155,622, an 18% increase from revenues of $4,377,969 for the second quarter of 2009.

The Company reported net income of $39,263, or $0.00 per diluted share, for the second quarter of 2010, compared to net income of $208,499, or $0.01 per diluted share, for the second quarter of 2009. Net loss for the six months ended June 30, 2010 was $61,048 or ($.01) per diluted share, compared to net income of $61,358, or $.00 per diluted share, for the six months ended June 30, 2009.

The increase in earnings and revenues for the second quarter resulted primarily from increased fee and commission income received by the Company's broker-dealer division.

Capital Financial Holdings, Inc. is publicly traded over the OTC Bulletin Board under the symbol CPFH.OB. The Company continues to operate as a Broker-Dealer with its wholly owned subsidiary Capital Financial Services, Inc.; a full-service brokerage firm that specializes in providing investment products and services to independent investment advisors, financial planners, and investment advisors throughout the United States. More information is available at capitalfinancialholdings.com or by calling (877) 814-6379.

CONTACT: Capital Financial Holdings Inc.
Bradley P. Wells
701/837-9600

XPOI / CPFH relationship: - Xponential currently owns 1,663,642 or 12.13% of the common stock of CFH in addition to a $950,000 convertible promissory note which are convertible to 1,900,000 shares of CFH common stock and 3,050,000 Series A Convertible Preferred Shares of Integrity which are convertible to 3,050,000 shares of CFH common stock. For more information see CFHs website at www.capitalfinancialholdings.com

http://xponential.us/investors.php

NAME/SYMBOL CHANGES
DL Date Date Old Symbol/Name New Symbol/Name

9/9/2009 9/10/2009 IMFD Integrity Mutual Funds, Inc. Common Stock CPFH Capital Financial Holdings, Inc. Common Stock

http://www.otcbb.com/asp/dailylist_search.asp?DirectSymbol=IMFD&OTCBB=ALL

Historical Prices

Date Open High Low Close Volume Adj
Close
2010/06/03 0.15 0.18 0.13 0.18 104,102 0.18
2010/06/02 0.18 0.18 0.18 0.18 874 0.18
2010/06/01 0.18 0.18 0.18 0.18 5,000 0.18
2010/05/31 0.18 0.18 0.18 0.18 - 0.18
2010/05/28 0.18 0.18 0.18 0.18 - 0.18
2010/05/27 0.18 0.18 0.18 0.18 10,000 0.18
2010/05/26 0.18 0.18 0.16 0.16 25,000 0.16
2010/05/25 0.19 0.19 0.19 0.19 18,500 0.19
2010/05/24 0.18 0.18 0.18 0.18 5,000 0.18
2010/05/21 0.18 0.18 0.18 0.18 4,500 0.18
2010/05/20 0.19 0.19 0.15 0.15 26,000 0.15
2010/05/19 0.18 0.18 0.18 0.18 - 0.18
2010/05/18 0.18 0.18 0.18 0.18 12,500 0.18
2010/05/17 0.16 0.18 0.16 0.18 57,800 0.18
2010/05/14 0.16 0.16 0.16 0.16 2,592 0.16
2010/05/13 0.16 0.16 0.16 0.16 5,000 0.16
2010/05/12 0.16 0.17 0.16 0.17 6,000 0.17
2010/05/11 0.15 0.15 0.15 0.15 - 0.15
2010/05/10 0.15 0.15 0.15 0.15 - 0.15
2010/05/07 0.15 0.15 0.15 0.15 5,000 0.15
2010/05/06 0.15 0.15 0.15 0.15 23,942 0.15
2010/05/05 0.11 0.11 0.11 0.11 - 0.11
2010/05/04 0.15 0.15 0.11 0.11 10,734 0.11
2010/05/03 0.15 0.15 0.15 0.15 - 0.15
2010/04/30 0.15 0.15 0.15 0.15 5,000 0.15
2010/04/29 0.17 0.17 0.17 0.17 - 0.17
2010/04/28 0.17 0.17 0.17 0.17 - 0.17
2010/04/27 0.17 0.17 0.17 0.17 - 0.17
2010/04/26 0.17 0.17 0.17 0.17 874 0.17
2010/04/23 0.17 0.17 0.17 0.17 - 0.17
2010/04/22 0.17 0.17 0.17 0.17 - 0.17
2010/04/21 0.17 0.17 0.17 0.17 - 0.17
2010/04/20 0.17 0.17 0.17 0.17 - 0.17
2010/04/19 0.17 0.17 0.17 0.17 - 0.17
2010/04/16 0.17 0.17 0.17 0.17 - 0.17
2010/04/15 0.17 0.17 0.17 0.17 5,000 0.17
2010/04/14 0.17 0.17 0.17 0.17 - 0.17
2010/04/13 0.17 0.17 0.17 0.17 - 0.17
2010/04/12 0.17 0.17 0.17 0.17 - 0.17
2010/04/09 0.17 0.17 0.17 0.17 5,000 0.17
2010/04/08 0.17 0.17 0.17 0.17 - 0.17
2010/04/07 0.17 0.17 0.17 0.17 9,000 0.17
2010/04/06 0.15 0.15 0.15 0.15 - 0.15
2010/04/05 0.15 0.15 0.15 0.15 - 0.15
2010/04/02 0.15 0.15 0.15 0.15 - 0.15
2010/04/01 0.15 0.15 0.15 0.15 - 0.15
2010/03/31 0.15 0.15 0.15 0.15 - 0.15
2010/03/30 0.15 0.15 0.15 0.15 - 0.15
2010/03/29 0.15 0.15 0.15 0.15 - 0.15
2010/03/26 0.15 0.15 0.15 0.15 - 0.15
2010/03/25 0.15 0.15 0.15 0.15 - 0.15
2010/03/24 0.15 0.15 0.15 0.15 - 0.15
2010/03/23 0.15 0.15 0.15 0.15 5,000 0.15
2010/03/22 0.15 0.15 0.15 0.15 - 0.15
2010/03/19 0.15 0.15 0.15 0.15 - 0.15
2010/03/18 0.15 0.15 0.15 0.15 - 0.15
2010/03/17 0.15 0.15 0.15 0.15 - 0.15
2010/03/16 0.15 0.15 0.15 0.15 - 0.15
2010/03/15 0.15 0.15 0.15 0.15 5,000 0.15
2010/03/12 0.14 0.14 0.13 0.13 6,000 0.13
2010/03/11 0.14 0.14 0.14 0.14 - 0.14
2010/03/10 0.14 0.14 0.14 0.14 1,000 0.14
2010/03/09 0.14 0.14 0.14 0.14 100 0.14
2010/03/08 0.15 0.15 0.15 0.15 5,000 0.15
2010/03/05 0.13 0.15 0.13 0.15 10,637 0.15
2010/03/04 0.13 0.13 0.13 0.13 874 0.13
2010/03/03 0.13 0.13 0.13 0.13 1,592 0.13
2010/03/02 0.13 0.13 0.13 0.13 5,000 0.13
2010/03/01 0.14 0.14 0.14 0.14 - 0.14
2010/02/26 0.14 0.14 0.14 0.14 23,644 0.14
2010/02/25 0.15 0.15 0.15 0.15 - 0.15
2010/02/24 0.15 0.15 0.15 0.15 12,731 0.15
2010/02/23 0.15 0.15 0.15 0.15 20,000 0.15
2010/02/22 0.15 0.15 0.15 0.15 5,000 0.15
2010/02/19 0.16 0.16 0.16 0.16 - 0.16
2010/02/18 0.15 0.16 0.15 0.16 23,500 0.16
2010/02/17 0.14 0.14 0.14 0.14 701 0.14
2010/02/16 0.14 0.14 0.14 0.14 1,500 0.14
2010/02/15 0.14 0.14 0.14 0.14 10,000 0.14
2010/02/12 0.14 0.14 0.14 0.14 10,000 0.14
2010/02/11 0.14 0.14 0.14 0.14 - 0.14
2010/02/10 0.13 0.14 0.13 0.14 30,500 0.14
2010/02/09 0.15 0.15 0.15 0.15 - 0.15
2010/02/08 0.15 0.15 0.15 0.15 - 0.15
2010/02/05 0.15 0.15 0.15 0.15 - 0.15
2010/02/04 0.15 0.15 0.15 0.15 776 0.15
2010/02/03 0.17 0.17 0.17 0.17 - 0.17
2010/02/02 0.16 0.17 0.16 0.17 10,400 0.17
2010/02/01 0.17 0.17 0.17 0.17 - 0.17
2010/01/29 0.17 0.17 0.17 0.17 - 0.17
2010/01/28 0.17 0.17 0.17 0.17 10,000 0.17
2010/01/27 0.18 0.18 0.18 0.18 - 0.18
2010/01/26 0.18 0.18 0.18 0.18 - 0.18
2010/01/25 0.18 0.18 0.18 0.18 - 0.18
2010/01/22 0.18 0.18 0.18 0.18 - 0.18
2010/01/21 0.18 0.18 0.18 0.18 5,000 0.18
2010/01/20 0.15 0.16 0.15 0.16 20,000 0.16
2010/01/19 0.19 0.19 0.19 0.19 8,499 0.19
2010/01/18 0.18 0.18 0.18 0.18 - 0.18
2010/01/15 0.18 0.18 0.18 0.18 - 0.18

Unusually high volume today

Integrity Mutual Funds, Inc. Announces First Quarter 2009 Earnings
May 12, 2009 11:23:00 AM


Email Story Discuss on ZenoBank

View Additional ProfilesMINOT, N.D., May 12 /PRNewswire-FirstCall/ -- Integrity Mutual Funds, Inc. (OTC Bulletin Board: IMFD), a mutual fund and financial services company, today reported revenues for the first quarter of 2009 of $5,114,009, a 46% decrease from revenues of $9,487,056 for the first quarter of 2008.


The Company reported a net loss of $147,141, or $(0.01) per diluted share, for the first quarter of 2009, compared to net income of $284,287, or $0.01 per diluted share, for the first quarter of 2008.


The decrease in revenues and earnings resulted from decreased commission and fee income relating to CFS, the Company's broker-dealer division, as well as a reduction in fee income received by the mutual fund division.


Integrity Mutual Funds, Inc. is publicly traded over the OTC Bulletin Board under the symbol IMFD.OB. With its subsidiaries, Integrity Money Management, Inc., Integrity Fund Services, Inc., and Integrity Funds Distributor, Inc., the firm sponsors, manages, and advises mutual funds. IMFD also owns Capital Financial Services, Inc., a full-service brokerage firm that specializes in providing investment products and services to independent investment representatives, financial planners, and investment advisors throughout the United States. More information is available at http://corp.integrityfunds.com or by calling (800) 276-1262.



SOURCE Integrity Mutual Funds, Inc.



----------------------------------------------
Bradley P. Wells of Integrity Mutual Funds
Inc.
+1-701-852-5292

Xponential's other significant investment is Integrity Mutual Funds, Inc., a publicly traded company that trades over the OTC Bulletin Board under the symbol IMFD.OB. With its subsidiaries, Integrity Money Management, Inc., Integrity Fund Services, Inc., and Integrity Funds Distributor, Inc., the firm sponsors, manages, and advises mutual funds. IMFD also owns Capital Financial Services, Inc., a full-service brokerage firm that specializes in providing investment products and services to independent investment representatives, financial planners, and investment advisors throughout the United States.

Xponential currently owns 1,663,642 or 12.13% of the common stock of Integrity in addition to a $950,000 convertible promissory note which are convertible to 1,900,000 shares of Integrity common stock and 3,050,000 Series A Convertible Preferred Shares of Integrity which are convertible to 3,050,000 shares of Integrity common stock. For more information see Integrity’s website at www.integritymutualfunds.com

http://xponential.us/investors.php

Nice earnings from the 10QSB but you have to watch out for that 1 billion A/S. Does look promising though, and the chart is starting to turn up. Also check out the form 4's.

Twitchey

This is a OTCBB traded mutual fund company with lots of cash and strong earnings. I like the prospects here moving forward.