Form 13f Holdings Report (13f-hr)

Date : 08/13/2019 @ 8:46PM
Source : Edgar (US Regulatory)
Stock : Axa (QX) (AXAHY)
Quote : 23.78  0.35 (1.49%) @ 9:47PM
Axa (QX) share price Chart

Form 13f Holdings Report (13f-hr)

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

  UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
  Washington, D.C. 20549
FORM 13F
OMB Number:   3235-0006
Expires:          July 31, 2015
Estimated average burden
hours per response:       23.8


FORM 13F COVER PAGE


Report for the Calendar Year or Quarter Ended:
06-30-2019
 
Check here if Amendment:      Amendment Number:
 
This Amendment (Check only one.):      is a restatement.
       adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name: AXA 
Address: 1290 AVENUE OF THE AMERICAS 
  NEW YORK  NY  10104 

Form 13F File Number:   028-03570 


The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name: Anthony Bruccoleri 
Title: Lead Director 
Phone: 201-743-5046 

Signature, Place, and Date of Signing:

Anthony Bruccoleri  Charlotte,  NORTH CAROLINA 08-13-2019 
[Signature] [City, State] [Date]

Do you wish to provide information pursuant to Special Instruction 5?    X  Yes            No

Additional Information

As of December 31, 2017, AXA Assurances I.A.R.D. Mutuelle and AXA Assurances Vie Mutuelle (collectively, "Mutuelles AXA"), directly beneficially owned approximately 14.13% of the issued ordinary shares (representing approximately 23.97% of the voting power) of AXA. The Mutuelles AXA declare that the filing of this Form shall not be construed as an admission that either of them is the beneficial owner of any securities covered by this Form. All media outlets, please contact Jessica Baehr (212-314-3030) with any questions.

Report Type (Check only one.):

      13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

      13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

X  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


List of Other Managers Reporting for this Manager
[If there are no entries in this list, omit this section.]

Form 13F File Number Name
028-10562  ALLIANCEBERNSTEIN L.P. 
028-02701  Allianz Asset Management of America L.P. 
028-13991  Allianz Global Investors U.S. LLC 
028-01006  BARROW HANLEY MEWHINNEY & STRAUSS LLC 
028-04293  BLACKROCK FINANCIAL MANAGEMENT INC/DE 
028-12016  BlackRock Investment Management, LLC 
028-00096  CAPITAL GUARDIAN TRUST CO 
028-11611  Clearbridge Investments, LLC 
028-10648  DIAMOND HILL CAPITAL MANAGEMENT INC 
028-05269  EARNEST PARTNERS LLC 
028-03578  FRANKLIN ADVISERS INC 
028-05930  FRANKLIN ADVISORY SERVICES LLC 
028-01887  GAMCO INVESTORS, INC. ET AL 
028-10981  GOLDMAN SACHS ASSET MANAGEMENT, L.P. 
028-14519  Horizon Kinetics LLC 
028-00255  Invesco Advisers, Inc. 
028-00694  JPMORGAN CHASE & CO 
028-00413  LORD, ABBETT & CO. LLC 
028-04968  MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 
028-11866  MORGAN STANLEY INVESTMENT MANAGEMENT INC 
028-12454  POST ADVISORY GROUP LLC 
028-11338  SSGA FUNDS MANAGEMENT INC 
028-00115  PRICE T ROWE ASSOCIATES INC /MD/ 
028-05454  TEMPLETON GLOBAL ADVISORS LTD 
028-06605  THORNBURG INVESTMENT MANAGEMENT INC 
028-04557  WELLINGTON MANAGEMENT GROUP LLP 
028-10220  WESTFIELD CAPITAL MANAGEMENT CO LP 
028-00165  WELLS FARGO & COMPANY/MN 
028-05320  PALISADE CAPITAL MANAGEMENT LLC/NJ 
028-11685  1832 Asset Management L.P. 
028-00398  LOOMIS SAYLES & CO L P 
028-02682  UBS ASSET MANAGEMENT AMERICAS INC 
028-00203  OppenheimerFunds, Inc. 
028-14009  QS Investors, LLC 
028-04379  FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP 
028-05840  VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 
028-13328  HS Management Partners, LLC 
028-01343  JANUS CAPITAL MANAGEMENT LLC 
028-03687  POLEN CAPITAL MANAGEMENT LLC 
028-02204  Brandywine Global Investment Management, LLC 
028-10469  LAZARD ASSET MANAGEMENT LLC 
028-10368  IVY INVESTMENT MANAGEMENT CO 
028-01091  AMERICAN CENTURY INVESTMENT MANAGEMENT INC 
028-12282  FIAM LLC 
028-02013  HARRIS ASSOCIATES L P 
028-06487  FIRST TRUST ADVISORS LP 
028-06154  FRANKLIN MUTUAL ADVISERS LLC 
028-00127  BNY Mellon Investment Adviser, Inc. 

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
Form 13F Information table Entry Total: 2333 
Form 13F Information table Value Total: 25,499,930 
  (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investement managers with respect to which this report is filed, other than the manager filing this report.

   No. Form 13F File Number Name CIK
028-10563  AXA ASSURANCES I A R D MUTUELLE ET AL  0000941620 
028-03638  AXA ASSURANCES VIE MUTUELLE ET AL  0000898482 
028-14633  AXA Equitable Funds Management Group, LLC  0001536185 
028-10564  AXA ROSENBERG INVESTMENT MANAGEMENT LLC  0001129160 
  AXA Investment Managers Paris  0001577619 
  AXA INVESTMENT MANAGERS UK Ltd  0001536140 
  AXA Equitable Holdings, Inc.  0001333986 
028-17910  XL Group Investments Ltd  0001572311 

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