Initial Statement of Beneficial Ownership (3)

Date : 12/30/2019 @ 10:11PM
Source : Edgar (US Regulatory)
Stock : Acreage Holdings Inc (QX) (ACRGF)
Quote : 1.694  -0.326 (-16.14%) @ 9:37PM
Acreage (QX) share price Chart

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MacDonald James Tyson
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/30/2019 

3. Issuer Name and Ticker or Trading Symbol

Acreage Holdings, Inc. [ACRGF]
(Last)        (First)        (Middle)

366 MADISON AVENUE, 11TH FLOOR
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
EVP, Corporate Development /
(Street)

NEW YORK, NY 10017      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock - Class A Subordinate Voting Shares 1100577 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)  (2)11/14/2028 Common Stock - Class A Subordinate Voting Shares 125000 $25.00 D  

Explanation of Responses:
(1) Includes 1,023,972 Restricted Stock Units that vest contingent on the reporting person's continued employment, a portion of which are subject to additional vesting parameters set forth in the Lock-Up and Incentive Agreement.
(2) One-third of the options vested on November 14, 2019. The remaining options vest ratably over the subsequent eight quarters.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
MacDonald James Tyson
366 MADISON AVENUE, 11TH FLOOR
NEW YORK, NY 10017


EVP, Corporate Development

Signatures
/s/ Jessica S. Lochmann, Attorney-in-Fact for James Tyson MacDonald12/30/2019
**Signature of Reporting PersonDate

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