Statement of Changes in Beneficial Ownership (4)
May 14 2021 - 4:12PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Zambetti Kirk A |
2. Issuer Name and Ticker or Trading Symbol
YETI Holdings, Inc.
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YETI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
SVP of Sales |
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(Last)
(First)
(Middle)
C/O YETI HOLDINGS, INC., 7601 SOUTHWEST PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/12/2021 |
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(Street)
AUSTIN, TX 78735
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 5/12/2021 | | M | | 7000 | A | $18.00 | 35007 | D | |
| Common Stock | 5/12/2021 | | M | | 3000 | A | $22.84 | 38007 | D | |
| Common Stock | 5/12/2021 | | S(1) | | 10000 | D | $85.74 | 28007 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option | $18.00 | 5/12/2021 | | M | | | 7000 | (3) | 10/24/2028 | Common Stock | 7000 | $0.00 | 35147 | D | |
| Stock Option | $22.84 | 5/12/2021 | | M | | | 3000 | (4) | 2/15/2029 | Common Stock | 3000 | $0.00 | 35370 | D | |
| Explanation of Responses: |
| (1) | Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2021. |
| (2) | Includes 4,104 restricted stock units and 14,503 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement. |
| (3) | The stock options were granted on October 24, 2018. The stock options vest and become exercisable in equal installments on each of the first four anniversaries of October 24, 2018. |
| (4) | The stock options were granted on February 15, 2019. One-third of the stock options vested and became exercisable on February 15, 2020, and one-sixth of the stock options vest and become exercisable on each of the first four six-month anniversaries thereafter. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Zambetti Kirk A
C/O YETI HOLDINGS, INC.
7601 SOUTHWEST PARKWAY
AUSTIN, TX 78735 |
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| SVP of Sales |
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Signatures
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| /s/ Bryan C. Barksdale, as Attorney-in-Fact | | 5/14/2021 |
| **Signature of Reporting Person | Date |
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