Statement of Changes in Beneficial Ownership (4)
May 13 2020 - 4:33PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CORTEC GROUP GP, LLC |
2. Issuer Name and Ticker or Trading Symbol
YETI Holdings, Inc.
[
YETI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O CORTEC GROUP INC., 140 EAST 45TH STREET, 43RD FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/13/2020 |
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(Street)
NEW YORK, NY 10017
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 5/13/2020 | | S(1) | | 11758868 | D | $28.015 | 5178976 | I | See Footnote (2) |
| Common Stock | 5/13/2020 | | S(1) | | 270454 | D | $28.015 | 119117 | I | See Footnote (3) |
| Common Stock | 5/13/2020 | | S(1) | | 718898 | D | $28.015 | 316625 | I | See Footnote (4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Cortec Group Fund V, L.P., Cortec Co-Investment Fund V, LLC and Cortec Group Fund V (Parallel), L.P. each sold shares in an offering of Common Stock by certain selling stockholders of the Issuer on May 13, 2020 at a price of $28.015 per share, after deducting underwriting discounts and commissions of $0.185 per share. |
| (2) | The amount shown represents the beneficial ownership of Common Stock held directly by Cortec Group Fund V, L.P. |
| (3) | The amount shown represents the beneficial ownership of Common Stock held directly by Cortec Co-Investment Fund V, LLC. |
| (4) | The amount shown represents the beneficial ownership of Common Stock held directly by Cortec Group Fund V (Parallel), L.P. |
Remarks:
See Exhibit 99 for the relationship among the reporting persons identified herein.Exhibit List:Exhibit 99 |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
CORTEC GROUP GP, LLC
C/O CORTEC GROUP INC.
140 EAST 45TH STREET, 43RD FLOOR
NEW YORK, NY 10017 |
| X |
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Cortec Management V, LLC
C/O CORTEC GROUP INC.
140 EAST 45TH STREET, 43RD FLOOR
NEW YORK, NY 10017 |
| X |
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Cortec Group Fund V, L.P.
C/O CORTEC GROUP INC.
140 EAST 45TH STREET, 43RD FLOOR
NEW YORK, NY 10017 |
| X |
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Cortec Co-Investment Fund V, LLC
C/O CORTEC GROUP INC.
140 EAST 45TH STREET, 43RD FLOOR
NEW YORK, NY 10017 |
| X |
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Cortec Management V (Co-Invest), LLC
C/O CORTEC GROUP INC.
140 EAST 45TH STREET, 43RD FLOOR
NEW YORK, NY 10017 |
| X |
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Cortec Group Fund V (Parallel), L.P.
C/O CORTEC GROUP INC.
140 EAST 45TH STREET, 43RD FLOOR
NEW YORK, NY 10017 |
| X |
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Signatures
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| CORTEC GROUP GP, LLC By: /s/ David L. Schnadig as attorney-in-fact | | 5/13/2020 |
| **Signature of Reporting Person | Date |
| CORTEC MANAGEMENT V, LLC By: CORTEC GROUP GP, LLC, its manager By: /s/ David L. Schnadig as attorney-in-fact | | 5/13/2020 |
| **Signature of Reporting Person | Date |
| CORTEC GROUP FUND V, L.P. By: CORTEC MANAGEMENT V, LLC, its general partner By: CORTEC GROUP GP, LLC, its manager By: /s/ David L. Schnadig as attorney-in-fact | | 5/13/2020 |
| **Signature of Reporting Person | Date |
| CORTEC CO-INVESTMENT FUND V, LLC By: CORTEC GROUP GP, LLC, its manager By: /s/ David L. Schnadig as attorney-in-fact | | 5/13/2020 |
| **Signature of Reporting Person | Date |
| CORTEC MANAGEMENT V (CO-INVEST), LLC By: /s/ David L. Schnadig as attorney-in-fact | | 5/13/2020 |
| **Signature of Reporting Person | Date |
| CORTEC GROUP FUND V (PARALLEL), L.P. By: CORTEC MANAGEMENT V (CO-INVEST), LLC, its general partner By: /s/ David L. Schnadig as attorney-in-fact | | 5/13/2020 |
| **Signature of Reporting Person | Date |
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