Annual Statement of Changes in Beneficial Ownership (5)

Date : 02/04/2020 @ 2:41PM
Source : Edgar (US Regulatory)
Stock : Alleghany Corp (Y)
Quote : 560.34  19.83 (3.67%) @ 9:10PM
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Annual Statement of Changes in Beneficial Ownership (5)

FORM 5 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Kirby Jefferson
2. Issuer Name and Ticker or Trading Symbol

ALLEGHANY CORP /DE [Y]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O ALLEGHANY CORPORATION,  1411 BROADWAY, 34TH FLOOR
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2019 
(Street)

NEW YORK, NY 10018
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Common Stock 6/12/2019  G (1)8890 A$0 94052 (2)D 
 
Common Stock 6/12/2019  G (1)59252 D$0 159097 I Held by trusts w. reporting person as co-trustee and beneficiary 
Common Stock 6/12/2019  G (1)5932 A$0 23707 I Held by trust w. reporting person as co-trustee and beneficiaries as reporting person's descendants 
Common Stock 6/12/2019  G (3)888 D$0 17782 I Held by trusts w. reporting person as sole trustee and beneficiaries as reporting person's children 
Common Stock 6/12/2019  G (1)7104 A$0 24886 I Held by trusts w. reporting person as sole trustee and beneficiaries as reporting person's children 
Common Stock        27586 I Held by trust w. reporting person as sole trustee and beneficiary 
Common Stock        19 I Held by reporting person's spouse 
Common Stock        364 I Held by reporting person's children sharing the same household 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Distribution by trust of which the reporting person is co-trustee and beneficiary.
(2) Total ownership reflects an immaterial correction to the amount previously reported.
(3) Distribution by trust of which the reporting person is sole trustee and beneficiary.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Kirby Jefferson
C/O ALLEGHANY CORPORATION
1411 BROADWAY, 34TH FLOOR
NEW YORK, NY 10018
X



Signatures
/s/ Stela Burghart, Attorney-in-Fact2/4/2020
**Signature of Reporting PersonDate

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